HomeMy WebLinkAboutRDA AG PKT 2011-09-26 #4REDEVELOPMENT AGENCY
AGENDA STAFF REPORT
'.gUFORN�p' t
DATE: September 26, 2011
TO: Honorable Chair and Board Members
THRU: Jill R. Ingram, Executive Director
FROM: Mark H. Persico, AICP, Director of Development Services
SUBJECT: APPROVE A DRAFT RECOGNIZED OBLIGATION
PAYMENT SCHEDULE (ROPS)
SUMMARY OF REQUEST:
That the Agency adopt Resolution No. 11 -15 approving a draft recognizable
obligation payment schedule (ROPS).
BACKGROUND:
AB X1 26 and AB X1 27 were signed by the Governor of California on June, 29,
2011. These two companion bills significantly impacted how Redevelopment
Agencies operate. According to the provisions of the two bills, if a City "opted in"
to the Alternative Voluntary Redevelopment Program (AVRP) outlined in AB X1
27, the provisions of AB X126 should not apply.
However, the California Supreme Court partial stay of the legislation muddled the
situation. For this reason even through the Redevelopment Agency of the City of
Seal Beach opted into the State's AVRP we are still bound by certain provisions
of AB X126.
The City Council recently adopted an eligible obligation payment schedule
(EOPS) that covers the period between June 29, 2011 and December 31, 2011.
The draft recognized obligation payment schedule (ROPS) covers the period
between January 1, 2012 and June 30, 2012.
ANALYSIS:
Health and Safety Code (HSC) Section 34169 requires preparation of a draft
ROPS, but it does not set forth the required contents of an agency's draft ROPS.
Therefore, it seems appropriate to turn to HSC Section 34177 for guidance.
Section 34177 requires successor agencies to prepare a ROPS for each six
month period and sets forth the information to be included. As discussed below,
Agenda Item 4
the fact that Part 1.8 and Part 1.85 provide different definitions for enforceable
obligations creates uncertainty as to which obligations an agency should include
in its draft ROPS. However, it seems reasonable for an agency to include in the
draft ROPS all of the outstanding obligations from its EOPS.
HSC Section 34177 requires successor agencies to make payments due for
enforceable obligations and provides that on and after October 1st, and until a
ROPS becomes operative, only payments required pursuant to an EOPS shall be
made. However, payments associated with obligations excluded from the
definition of enforceable obligations by HSC Section 34171 (e) (2) must be
removed from the last EOPS adopted by the agency pursuant to Section 34169
prior to the successor agency adopting the agency's EOPS as its own pursuant
to Section 34177. HSC Section 34177 also provides that commencing on
January 1st, only those payments listed in the ROPS may be made by the
successor agency.
For purposes of the EOPS prepared by an agency, HSC Section 34167 defines
enforceable obligations to include all legally binding and enforceable agreements
that are not void as violating the debt limit or public policy. HSC Section 34171
provides that for purposes of Part 1.85, enforceable obligations do not include
agreements between a city and agency except for (1) written agreements
entered into at the time off issuance of indebtedness obligations (but not later
than December 31, 2010) solely for the purpose of securing or repaying those
indebtedness obligations sold to third party investors or bondholders; and (2)
loan agreements entered into between the agency and city within two years of
the creation of the agency. Agreements between a city and agency which do fall
within one of these two exceptions are deemed invalid.
Thus, a successor agency is directed to remove from its EOPS any invalid city
agreements, such as a loan from the city to the agency that occurred more than
two years after the agency was activated, and to stop making payments on such
invalid agreements after October 1st. Likewise, the successor agency's ROPS,
which will govern payments by the successor agency commencing on January
1st, will also exclude the invalid city agreements which were removed from the
successor agency's EOPS.
In preparing a draft ROPS, it is unclear whether an agency must exclude those
city agreements which will be deemed invalid as of October 1st under the more
restrictive definition of enforceable obligations found in Part 1.85. But it is
reasonable for an agency to include all of the obligations on its EOPS on its draft
ROPS.
In any event, an agency's draft ROPS is just that —a draft. In the event the Court
upholds AB X1 26 and AB X1 27, the draft ROPS will be of no further force
because the city will be exempt from Parts 1.8 and 1.85 on account of opting into
the AVRP. In the event the Court upholds AB X1 26 but strikes down AB X1 27,
the DOF can require the successor agency to remove any invalid city obligations
from its ROPS.
Page 2
The initial draft ROPS is for the period January 1, 2012 to June 30, 2012,
inclusive. However, HSC Section 34177 also directs that from October 1, 2011 to
July 1, 2012, the initial draft ROPS must also project the dates and amounts of
scheduled payments for each enforceable obligation for the remainder of the time
period during which the agency would be authorized to collect tax increment if it
is not dissolved. This direction is somewhat ambiguous but appears to mean that
the ROPS must include projections for obligations with payment dates in
October, November, or December, 2011, even if these obligations do not require
any payments between January 1st and June 30th.
For each obligation included on the ROPS, the ROPS must identify one or more
of the following sources of payment: (A) Low and Moderate Income Housing
Fund, (B) Bond proceeds, (C) Reserve balances, (D) Administrative Cost
Allowance (in the event of dissolution, the successor agency is entitled to receive
the greater of 5% of the property tax allocated to the successor agency for the
2011 -12 fiscal year or $250,000), (E) the Redevelopment Property Tax Trust
Fund (in the event of dissolution, this fund is to be established by the county
auditor - controller for deposit of property tax revenues constituting former tax
increment), but only to the extent no other funding source is available or when
payment from property tax revenues is required by an enforceable obligation,
and (F) other revenue sources such as rent and interest earnings.
The California Department of Finance (the "DOF ") and the State Controller can
require the Agency to provide them with documents that are associated with the
Agency's enforceable obligations. Any taxing entity, the DOF and the State
Controller all will have standing to file a judicial action to prevent a violation under
Part 1.8 and to obtain injunctive or other appropriate relief.
ENVIRONMENTAL IMPACT:
There will be no new environmental impact associated with any of the decisions
outlined above.
LEGAL ANALYSIS:
Agency Counsel has reviewed and concurred with this report.
FINANCIAL IMPACT:
None. Adoption of the draft ROPS will authorize the Agency to pay its
recognized obligations after its adoption.
Page 3
RECOMMENDATION:
Staff recommends that the Agency adopt Resolution No. 11 -15 approving a draft
recognized obligation payment schedule (ROPS), and authorize the Executive
Director to file a copy with the State Controller's Office, the State Department of
Finance and the County Auditor - Controller.
SUBMITTED BY:
Mark H. Persico, Al
Director of Development Services
NOTED AND APPROVED:
2
R. Ingram, Ex cu 've Director
Attachments:
A. Resolution No. 11 -15
Page 4
RESOLUTION NUMBER 11 -15
A RESOLUTION OF THE SEAL BEACH REDEVELOPMENT
AGENCY ADOPTING A DRAFT RECOGNIZED OBLIGATION
PAYMENT SCHEDULE PURSUANT TO PART 1.8 OF DIVISION
24 OF THE CALIFORNIA HEALTH AND SAFETY CODE AND
TAKING CERTAIN ACTIONS IN CONNECTION THEREWITH
RECITALS:
A. The Seal Beach Redevelopment Agency ( "Agency ") is a
redevelopment agency in the City of Seal Beach ( "City "), created pursuant to the
Community Redevelopment Law (Part 1 (commencing with Section 33000) of
Division 24 of the California Health and Safety Code) (the "Redevelopment
Law ").
B. The City Council of the City (the "City Council ") adopted Ordinance
No. 708, approving and adopting the redevelopment plan for the Riverfront
Project Area, and from time to time, the City Council has amended such
redevelopment plan. The Agency is undertaking a program to redevelop the
Project Area.
C. AB X1 26 was signed by the Governor of California on June 29,
2011, making certain changes to the Redevelopment Law, including adding Part
1.8 (commencing with Section 34161) and Part 1.85 (commencing with Section
34170) to Division 24 of the California Health and Safety Code. Commencing
upon the effectiveness of AB X1 26, AB X1 26 suspends most redevelopment
agency activities and, among other things, prohibits redevelopment agencies
from incurring indebtedness or entering into or modifying contracts. Effective
October 1, 2011, AB X1 26 dissolves all existing redevelopment agencies and
redevelopment agency components of community development agencies,
designates successor agencies to the former redevelopment agencies, imposes
numerous requirements on the successor agencies and subjects successor
agency actions to the review of oversight boards established pursuant to the
provisions of Part 1.85.
D. Health and Safety Code Section 34169, which is set forth in Part
1.8, requires a redevelopment agency to adopt an Draft Recognized obligation
payment schedule by September 30, 2011 effective date of Part 1.8. The Draft
Recognized obligation payment schedule must list all of the obligations that are
Draft Recognized within the meaning of Health and Safety Code Section
34167(d) and include specific information about each obligation.
E. Health and Safety Code Section 34167(h), which is set forth in Part
1.8, provides that a redevelopment agency shall not make a payment unless it is
listed in an adopted Draft Recognized obligation payment schedule, other than
payments required to meet obligations with respect to bonded indebtedness,
after the Draft Recognized obligation payment schedule is adopted pursuant to
Health and Safety Code Section 34169.
F. AB X1 27 was signed by the Governor of California on June 29,
2011, adding Part 1.9 (commencing with Section 34192) to Division 24 of the
California Health and Safety Code. Part 1.9 establishes an Alternative Voluntary
Redevelopment Program whereby, notwithstanding the provisions of Part 1.8 and
Part 1.85, a redevelopment agency will be authorized to continue to exist and
carry out the provisions of the Redevelopment Law upon the City Council's
enactment of an ordinance to comply with Part 1.9. The City Council enacted the
ordinance on August 8, 2011. Pursuant to Health and Safety Code Section
34192, if a city participates in the Alternative Voluntary Redevelopment Program
and complies with all requirements and obligations contained in Part 1.9, the
redevelopment agency in that city will be exempt from Part 1.8 and Part 1.85.
Resolution Number 11 -15
G. The California Redevelopment Association and League of California Cities
have filed a lawsuit in the Supreme Court of California alleging that AB X1 26 and
AB X1 27 are unconstitutional. On August 11, 2011, the Supreme Court of
California decided to hear the case and set a briefing schedule designed to allow
the Supreme Court to decide the case before January 15, 2012. On August 11,
2011, the Supreme Court also issued a stay order, which was subsequently
modified on August 17, 2011. Pursuant to the modified stay order, the Supreme
Court granted a stay of all of AB X1 27 (i.e., Part 1.9), except for Health and
Safety Code Section 34194(b)(2) (relating to the determination of cities' fiscal
year 2011 -12 remittance amounts) and a partial stay of AB X1 26. With respect
to AB X1 26, Part 1.85 was stayed in its entirety, but Part 1.8 (including Health
and Safety Code Sections 34167 and 34169) was not stayed. Accordingly, the
Agency desires to adopt a Draft Recognized obligation payment schedule.
NOW, THEREFORE, THE SEAL BEACH REDEVELOPMENT AGENCY
HEREBY FINDS, DETERMINES, RESOLVES AND ORDERS AS FOLLOWS:
Section 1. The above recitals are true and correct and are a
substantive part of this Resolution.
Section 2. This Resolution is adopted pursuant to Health and Safety
Code Section 34169.
Section 3. The Agency hereby adopts the Draft Recognized obligation
payment schedule attached as Exhibit A to this Resolution and incorporated
herein by reference (the "Draft Recognized Obligation Payment Schedule ").
Section 4. The Agency Secretary is hereby authorized and directed to
post the Draft Draft Recognized Obligation Payment Schedule on the City's
Internet Web site.
Section 5. The Draft Recognized Obligation Payment Schedule may
be amended from time to time at any public meeting of the Agency.
Amendments shall be posted to the Internet Web site described in Section 4,
above, for at least three business days before a payment may be made pursuant
to an amendment.
Section 6. The Agency Secretary is hereby authorized and directed to
transmit a copy of the Draft Recognized Obligation Payment Schedule by mail or
electronic means to the County Auditor - Controller, the State Controller, and the
California Department of Finance (the "Department of Finance "). A notification
providing the Internet Web site location of the posted Draft Recognized
Obligation Payment Schedule and notifications of any amendments will suffice.
Section 7. The officers and staff of the Agency are hereby authorized
and directed, jointly and severally, to do any and all things which they may deem
necessary or advisable to effectuate this Resolution, including providing
documents associated with the Statement of Draft Recognized Obligations to the
Department of Finance and the State Controller in the manner of their choosing,
and any such actions previously taken by such officers are hereby ratified and
confirmed.
Section 8. The Agency hereby designates the Executive Director as the
official to whom the Department of Finance may make requests for review in
connection with the Draft Recognized Obligation Payment Schedule and who
shall provide the Department of Finance with the telephone number and e-mail
contact information for the purpose of communicating with the Department of
Finance.
Section 9. The adoption of the Draft Recognized Obligation Payment
Schedule is not intended and shall not constitute a wavier by the Agency of any
rights the Agency may have to challenge the legality of all or any portion of AB
X1 26 or AB X1 27 through administrative or judicial proceedings.
Resolution Number 11 -15
Section 10. At such time as the Agency becomes exempt from Parts 1.8
and 1.85, the Agency shall no longer be bound by the Draft Recognized
Obligation Payment Schedule.
Section 11. This Resolution has been reviewed with respect to
applicability of the California Environmental Quality Act ( "CEQA"), the State
CEQA Guidelines (California Code of Regulations, Title 14, Sections 15000 et
seq., hereafter the "Guidelines "), and the Agency's environmental guidelines.
The Agency has determined that this Resolution is not a "project" for purposes of
CEQA, as that term is defined by Guidelines Section 15378, because this
Resolution is an organizational or administrative activity that will not result in a
direct or indirect physical change in the environment. (Guidelines Section
15378(b)(5)).
PASSED, APPROVED and ADOPTED by the Seal Beach Redevelopment
Agency at a regular meeting held on the 26th day of September , 2011
by the following vote:
AYES: Agency Members
NOES: Agency Members
ABSENT: Agency Members
ABSTAIN: Agency Members
Chairman
ATTEST:
Secretary/City Clerk
STATE OF CALIFORNIA }
COUNTY OF ORANGE } SS
CITY OF SEAL BEACH }
I, Linda Devine, Secretary/City Clerk of the City of Seal Beach, do hereby certify
that the foregoing resolution is the original copy of Resolution Number 11 -15
on file in the office of the City Clerk, passed, approved, and adopted by the Seal
Beach City Council at a regular meeting held on the 26th day of September ,
2011.
Secretary/City Clerk
EXHIBIT A
DRAFT RECOGNIZED OBLIGATION
PAYMENT SCHEDULE
Resolution No. 11 -15
Attachment A
Name of Redevelopme Redevelopment Agency of the City of Seal Beach
Project Area(s) RiveAront Project Area
Page 1 of 1
DRAFT RECOGNIZED OBLIGATION PAYMENT SCHEDULE
Per AB 26 - Section 34167 and 34169 (')
Payments by month
Total
Outstanding
Project Name / Debt
Debt or
Total Due Dunng
Obligation
Payee
Description
Source of Payment
Obligation
Fiscal Year
Aug** 2011
Sep 2011
Oct 2011
Nov 2011
Dec 2011
Jan 2012
F02012
Mar 2012
April 2012
May 2012
June 2012
Total
2000 Tax Allocation
_ 11
Bond A
Bank of New York
Bond Issue
Tax Increment
5,185,000 00
663 315.00
541 372.50
121 942.50
$ 663,31500 00
2000 Tax Allocation
2
Bond B
Bank of New York
Bond issue
Tax Increment
390 000.00
63 200.00
51 087.50
70082.50
E 81 15000
COMrect for legal
g12
.
3
services
Richards Watson Gershon
Le al counsel
Tax Increment
125 000.00
10 4D0.00
10 400.00
10 400.00
10 400.00
10.40D.00
10 400.00
10 400.00
10 400.00
10.400.00
$ 104 000.00
Contract for consulting
CDBG and mobllehome park
4
services
Civic Stone
construction
Tax Increment
150 000.00
500.00
12
72 500.00
12 500.00
12,500
12 500.00
12 500.00
72500.00
72500.00
12 500.00
$ 725 000.00
Contract for consulting
Bond and mobilehome park
5
services
Rosenow Scievacek Group
monitorino
Tax Increment
3,50000
400.00
400.00
400.00
400.00
40000
400.00
400.00
400.00
300.00
E 3 500.00
Low Mod / Rental
61
Assistance
Seal Beach Shores
Rental Assistance reemenl
Low/Mod Fund
180,0D0.00
180 000.00
S 780 000.00
Affordable Housing
The Agency oeposils 2096 of
Fund (LMQ
LMI Fund
tax Increment
Low/Mod Fund
446 800.00
Statutory Pass -
SB 211 requires agencies to
446 800.00
_81
Through
Tax Enures
ass -tax Increment to taxing
Tax Increment
149 787
140 787.00
Legal challenge to AB
California Redevelopment
28 & 27
Agency Association
Dues/pro-rated least costs
Tax Increment
800.00
400.00
400.00
Marine Park Grant
Park design for Prop 84 grant
$ 800.00
1 D
Application
Carder Johnson
a licatlon
Tax Increment
86 000.00
7,500 00
2,300.00
$ 9.800.00
Seal Beach Shores
Improvements to Individual
j_11
Trailer Park
Ventllen Construction
mobllehome
LOW/Mod Fund
35 000.00
7 200 00
7,900.00
7,800.00
$ 22 900.00
Seal Beach Shores
Improvements to Individual
. M
Trailer Park
Gutter Masten:
mobllehome
Low /Mod Fund
435.00
435.00
Seal Beach Shores
Improvements to individual
$ 435.00
13
Trailer Park
Pike Stair Com
mobllehome
Low/Mod Fund
13 500.00
13 500.00
Seal Beach Shores
Improvements to individual
E 13,50000
14
Trailer Park
Oran a county Fence
mobllehome
Low/Mod Fund
1,000.00
1,0D0.00
Seal Beach Shores
Improvements to Individual
$ 7000.00
15
Trailer Park
Eric Wilkerson & Co.
mobllehome
Low/Mod Fund
35 000.00
9,500.00
9,500.
9.500.00
6.500.00
E 35 000.00
Seal Beach Shores
Improvements to Individual
18
Trailer Park
National Tree & Landscape
mobllehome
Low/Mod Fund
1.050.00
1,050.00
Ahemative Voluntary
S 1.050.00
L71
Transfer Agreement
City of Seal Beach
Redevelopment Program
Tax Increment
937 868.00
468 934.00
468 934.00
$ 937 868.00
78
1
Totals - This Page
S 5,575
$ 2,892,255.00
$
$ 579
$ 106 687.50
$ 44.350 00
S 32 800.00
$578,734.00
$2330000
$14524250
$ 33 362 50
$4921 34.00
E 22 900.00
S2 159 318.00
Grand total -All Pages
$ 5 575 DDD.00
$ 2 892 255.00
$ -
S 579 807.50
$1 D6 687.50
$ 44 350.00
S 32 800.00
5678,734.00
823 300.00
E 145 242.50
E 33 362.50
$ 492 134.110
22 $ 900.00 1
$2 159 318 00