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SECRETARY OF STATE \Z ,of
I, BILL JONES, Secretary of State of the State of California,
hereby certify:
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That the attached transcript of ) page(s) was
prepared by and in this office from the record on file, of
which it purports to be a copy, and that it is full, true
and correct.
- - IN WITNESS WHEREOF, I execute this
certificate and .affix the Great Seal of
"5iA`"�F ry�`t1
the State of California this day of
P: .sA.1 JUN 1 5 2000
. : T.r": ;' ---4>'7311;71 .00,•ii
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110 .i., e..`� `-�P.= Secretary of State
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See State Form CE-108'rev.6 98)
_. 98 10817
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State of California FILE NO i740 1
�� Bill Jones
Secretary of State FILED
In the office of the Secretary of State
of the State of Califomia
NOTICE OF A JOINT POWERS AGREEMENT
(Government Code Section 6503.5 or 6503.7) J U iJ 1 2000
Instructions:
1. Complete and mall to Secretary of State,P.O. Box 944225, 311.1.JONES.S.cretary of State
Sacramento,CA 94244-2250 (916) 653-3984
2. Include filing fee of 81.00.
3. Do not Include attachments,unless otherwise specified.
The name of the agency or entity created under the agreement and responsible for the administration of the agreement
is: Seal Beach Public Financine authority •
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• Mailing Address: : c/o City of Seal Beach, 211 Eta.th' S t 97 R'e,rh, rr► ' 1 ^.
Provide a'short title of the agreement if applicable: ' Joint Fwcrcisc ,f Veoverce Agrpdament
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The public agencies.party to the agreement are: pk� ;u s, -
• 1 City of Seal Beach '� `•
trn
(2) Redevelopment Agency of the Cite of Seal Beach `ist
f y
(3)
f I more space is needed,continue on a separate sheet and attach R to th
The effective date of the agreement is: May 8, 2000
Provide a condensed statement of the agreement's purpose or the powers to be exercised:
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Reduce local borrowing costs; promote greater use of existing and new financial instruments and
mechanisms;and-undertake the financing of public capital improvements and related capital requirements
and the acquisition of real and personal property for the member agencies and for other public entities
within the State.
June 13, 2000
Date ipnaNrs Y44-
Brian-D. Quit.. Emma1 rammo.1
Typed Name and Title
SEC/STATE LMFIOM(REV.1215)
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Quint&Thimmig LLP 02/18/00
03/16/00
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JOINT EXERCISE OF POWERS AGREEMENT
by and between.the
CITY OF SEAL BEACH
and the
REDEVELOPMENT AGENCY OF THE CITY OF SEAL BEACH
Dated May 8, 2000
(SEAL BEACH PUBLIC FINANCING AUTHORITY)
19040.01
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JOINT EXERCISE OF POWERS AGREEMENT
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SEAL BEACH PUBLIC FINANCING AUTHORITY
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THIS JOINT POWERS AGREEMENT (the "Agreement"), dated May 8, 2000, is by and
between the CITY OF SEAL BEACH (the "City") and the REDEVELOPMENT AGENCY OF .
THE CITY OF SEAL BEACH (the "Agency" and, with the City, the "Members"), each duly
organized and existing under the laws of the State of California;
WIT NESSETH :
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WHEREAS, the Members, from time to time, undertake the financing of public capital
improvements and related capital requirements for themselves and for other public entities
within the State of California. and the Members wish to form a joint powers authority under
Articles 1 through 4 (commencing with section 6500) of Chapter 5. Division 7,Title 1 of the
California Government Code,for the purpose of establishing a vehicle which may reduce local
borrowing costs and promote the greater use of existing and new financial instruments and
mechanisms;
NOW,THEREFORE. in consideration of the above premises and of the mutual promises
herein contained,the Members do hereby agree as follows:
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ARTICLE I
• DEFINITIONS
Section 1.01. Definitions. Unless the context otherwise requires, the words and terms
defined in this Article shall,for the purpose hereof,have the meanings herein specified.
"Act" means Articles 1 through 4 (commencing with section 6500) of Chapter 5.
Division 7,Title 1 of the California Government Code.
"Agency" means the Redevelopment Agency of the City of Seal Beach, a public body
corporate and politic. duly organized and existing under the laws of the State.
"Agreement" means this Joint Exercise of Powers Agreement.
"Authority" means the Seal Beach Public Financing Authority established pursuant to
Section 2.02 of this Agreement.
"Board" means the Board of Directors of the Authority referred to in Section 2.03,which
shall be the governing body of the Authority.
"Bonds" means bonds of the Authority issued pursuant to the Act.
"Directors" means the persons appointed to the Board pursuant to Section 2.03.
"Fiscal Year" means the period from and including July 1 to and including the following
June 30.
"Members" means the City and the Agency.
"Secretary' means the Secretary of the Authority appointed pursuant to Section 3.01.
"State" means the State of California
"City" means the City of Seal Beach, a municipal corporation and general law city duly
organized and existing under the laws of the State.
"Treasurer" means the Treasurer of the Authority appointed pursuant to Section 3.02.
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ARTICLE II
GENERAL PROVISIONS
Section 2.01. Purpose. This Agreement is made pursuant to the Act.providing for the
joint exercise of powers common to the Members, for the purpose of establishing a vehicle which
may reduce local borrowing costs and promote the greater use of existing and new financial
instruments and•mechanisms and to undertake the financing of public capital improvements
and related capital requirements and the acquisition of real and personal property for
themselves and for other public entities within the State.
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Section 2:02. Creation of Authority.Pursuant to the Act,there is hereby created a public
entity to be known as the "Seal Beach Public Financing Authority." The Authority shall be a
public entity separate and apart from the Members, and shall administer this Agreement.
Section 2.03. Board of Directors. The Authority shall be administered by the Board
consisting of five (5) Directors,unless and until such number is changed by amendment of this
Agreement.The sitting members of the City Council shall constitute the members of the Board. •
Section 2.04. Meetings of the Board.
(a) Regular Meetings.The Board shall provide for its regular meetings; provided. however.
that at least one regular meeting shall be held each year.The date,hour and place of the holding
of regular meetings shall be fixed by resolution of the Board and a copy of such resolution shall
be filed with each of the Members.
(b) Special Meetings. Special meetings of the Board may be called in accordance with the
provisions of section 54956 of the California Government Code.
(c) Call, Notice and Conduct of Meetings. All meetings of the Board. including without
limitation, regular, adjourned regular and special meetings,shall be called, noticed, held and
conducted in accordance with the applicable provisions of the Ralph M.Brown Act of the
California Government Code.
Section 2.05.Mirattel.The Secretary shall cause to be kept minutes of the meetings of the
Board and shall, as soon as possible after each meeting. cause a copy of the minutes to be
forwarded to each Director and to the Members.
Section 2.06.Voting. Each Director shall have one vote.
Section 2.07. Ouorum: Reauired Votes: Approvals. Directors holding a majority of the
votes shall constitute a quorum for the transaction of business,except that less than a quorum
may adjourn from time to time.The affirmative votes of at least a majority of the Directors
shall be required to take any action by the Board.
Section 2.08. Bylaws.The Board may adopt, from time to time, such bylaws. rules and
regulations for the conduct of its meetings as are necessary for the purposes hereof.
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ARTICLE III
OFFICERS AND EMPLOYEES
Section 3.01. Chair,Vice-Chair. Executive Director and Secretary.The sitting Mayor.of
the City shall act as the Chair of the Board:The sitting Vice Mayor of the City shall-act as the
Vice Chair of the Board.The City Manager shall act as the Executive Director of the Authority.
The City Clerk shall act as the Secretary of the Board. The Chair, the Vice Chair, and the
Executive Director may sign all contracts on behalf of the Authority, and shall perform such
other duties as may be imposed by the Board. The Secretary shall countersign all contracts
signed by the Chair.or Vice-Chair on behalf of the Authority perform such other duties as may
be imposed by the Board and cause•an executed copy of this Agreement to be filed with the
Secretary of State pursuant to the Act.
Section 3.02.Treasurer. Pursuant to section 6505.6 of the California Government Code,
the person performing the function of chief financial officer of the City is hereby designated as
the Treasurer of the Authority.The Treasurer shall be the depository, shall have custody of all
of the accounts,funds and money of the Authority from whatever source,shall have the duties
and obligations set forth in sections 6505 and 6505.5 of the California Government Code and
shall assure that there shall be strict accountability of all funds and reporting of all receipts and
disbursements of the Authority. As provided in section 6505 and section 65056 of the
California Government Code, the Treasurer shall make arrangements will a certified public
accountant or firm of certified public accountants for the annual audit of accounts and records
of the Authority.
Section 3.03. Officers in Charge of Records, Funds and Accounts. Pursuant to section
6505.1 of the California Government Code, the Treasurer shall have charge of,handle and have
access to all accounts, funds and money of the Authority and all records of the Authority
relating thereto; and the Secretary shall have.charge of,handle and have access to all other
records of the Authority.
Section 3.04. Bonding Persons Having Access to Public Capital Improvements. From
time to time, the Board may designate persons, in addition to the Secretary and the Treasurer,
having charge of, handling or having access to any records, funds or accounts or any Facility of
the Authority, and the respective amounts of the official bonds of the Secretary and the
Treasurer and such other persons pursuant to section 6505.1 of the California Government
Code.
Section 3.05. Legal Advisor. The City attorney shall act as the legal advisor of the
Authority.unless and until the Authority appoints other legal counsel.
Section 3.06: Other Employees.The Board shall have the power by resolution to appoint
and employ such other consultants and independent contractors as may be necessary for the
purposes of this Agreement.
All of the privileges and immunities from liability exemption from laws,ordinances and
rules, all pension,relief, disability, workers' compensation and other benefits which apply to
the activities of officers, agents, or employees of a public agency when performing their
respective functions shall apply to the officers, agents or employees of the Authority to the
same degree and extent while engaged in the performance of any of the functions and other
duties of such officers,agents or employees under this Agreement.
None of the officers, agents. or employees directly employed by the Board shall be
deemed, by reason of their employment by the Board to be employed by the Members or. by
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reason of their employment by the Board, to be subject to any of the requirements of the
® Members.
Section 3.07. Assistant Officers. The Board may by resolution appoint such assistants
to act in the place of the Secretary or other officers of the Authority (other than any Director),
and may by resolution provide for the appointment of additional officers of the Authority who
may or may not be Directors,as the Board shall from time to time deem appropriate.
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ARTICLE IV
POWERS
Section 4.01.General Powers.The Authority shall exercise in the manner herein provided
the powers which are common to each of the Members and necessary to the accomplishment of
the purposes of this Agreement,subject to the restrictions set forth in Section 4.09. .
As provided in the Act, the Authority shall be a public entity separate from the
Members.
Section 4.02. Power to Issue Revenue Bonds.The Authority shall have all of the powers
provided in the Act,including the power to issue Bonds thereunder.
Section 9.03. Specific Powers.The Authority is hereby authorized, in its own name, to
do all acts necessary for the exercise of the foregoing powers, including but not limited to, any
or all of the following:
(a) to make and enter into contracts;
(b) to employ agents or employees;
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(c) to sue and be sued in its own name;
(d) to issue Bonds and otherwise to incur debts,liabilities or obligations, provided that
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no such Bond,debt,liability or obligation shall constitute a debt,liability or obligation of any of
the Members;
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(e) to apply for, accept, receive and disburse grants, loans and other aids from any.
agency of the United States of America or of the State;
(0 to invest any money in the treasury pursuant to section 6505.5 of the California
Government Code which is not required for the immediate necessities of the Authority, as the
Authority determines Is advisable, in the same manner and upon the same conditions as local
agencies,pursuant to section 53601 of the California Government Code;
(g) to carry out and enforce all the provisions of this Agreement;
(h) to make loans to the Members, to the extent the Members are authorized by law to
borrow moneys;
(i) to sectireits obligations with deeds of trust on its property;and
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(j) to exercise any and all other powers as may be provided in the Act or in the Bond
Law.
Section 9.04. Restrictions on Exercise of Powers.The powers of the Authority shall be
exercised in the manner provided in the Act and in the Bond Law,and, except for those powers
set forth in the Bond Law, shall be subject (in accordance with section 6509 of the California
Government Code) to the restrictions upon the manner of exercising such powers that are
imposed upon City in the exercise of similar powers.
Section 4.05. Obligations of Authority. The debts, liabilities and obligations of the
Authority shall not be the debts,liabilities and obligations of the Members.
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ARTICLE V
METHODS OF PROCEDURE: CREDIT TO MEMBERS
Section 5.01. Assumption of Responsibilities. As soon as practicable after the date of
execution of this Agreement, the Directors shall give notice (in the manner required by Section
2.04) of the organizational meeting of the Board.At said meeting the Board shall provide for its
regular meetings as required by Section 2.04 and elect a Chair and Vice Chair,and appoint the
Secretary.
Section 5.02. Delegation of Powers.The Members hereby delegate to the Authority the
power and duty to acquire, by lease. lease-purchase. installment sale agreements,or otherwise,
such facilities as may be necessary or convenient for the operation of the Authority.
Section 5.03. Credit to the Members. All accounts or funds created and established
pursuant to any Instrument or agreement to which the Authority is a party, and any interest
earned or accrued thereon, shall inure to the benefit of the Members in the respective
proportions for which such funds or accounts were created.
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ARTICLE VI
CONTRIBUTION: ACCOUNTS AND REPORTS: FUNDS
Section 6.01. Contributions. The Members may in the appropriate circumstance when
required hereunder: (a) make contributions from their treasuries for the purposes set forth
herein, (b) make payments of public funds to defray the cost of such purposes, (c) make •
advances of public funds for such purposes,such advances to be repaid as provided herein,or
(d) use its personnel, equipment or property in lieu of other contributions or advances. The
provisions of section 6513 of the California Government Code are hereby incorporated into this
Agreement by reference. •
Section 6.02. Accounts and Reports. To the extent not covered by the duties assigned to
a trustee or fiscal agent chosen by the Authority, the Treasurer shall establish and maintain such •
funds and accounts as may be required by good accounting practice or by any provision of any
trust agreement entered into with respect to the proceeds of any Bonds issued by the Authority.
The books and records of the Authority in the hands of a trustee or the Treasurer shall be open
to inspection at all reasonable times by representatives of the Members.The Treasurer, within
180 days after the close of each Fiscal Year, shall give a complete written report of all financial
activities for such Fiscal Year to the Members to the extent such activities are not covered by the
report of such trustee. The trustee appointed under any indenture or trust agreement shall
establish suitable funds,furnish financial reports and provide suitable accounting procedures to
carry out the provisions of said trust agreement. Said trustee may be given such duties in said
indenture or trust agreement as may be desirable to carry out this Agreement.
Section 6.03. Funds. Subject to the applicable provisions of any instrument or agreement
which the Authority may enter into,which may.provide for a trustee to receive,have custody of
• and disburse Authority funds,the Treasurer of the Authority shall receive, have custody of and
® disburse Authority funds as nearly as possible in accordance with generally accepted
accounting practices, and shall make the disbursements required by this Agreement or to carry
out any of the provisions or purposes of this Agreement.
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• .• . -• ARTICLE VII" :. - .
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® .. TERM .
• • -Section 7.01:-Term This.Agreement shall.•become effective,and•the Authority shall come •.••
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• into existence on the date of execution-hereof-by, the Members.•and,;this Agreement and'`the •
Authority-shall.'thereafter continue in full force and 'effect so long' as .any :Saha 'remain •..
outstanding >:
Section 7.02.Disposition.of=Assets. Upon termination of this Agreement,all property of
the Authority;both real:and:personal;shall be divided among the:parties'hereto;in such•marnner •
as shall be agreed upon.by the;par-ties.- . • • .
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ARTICLE VIII
® MISCELLANEOUS PROVISIONS
Section 8.01. Notices. Notices hereunder shall be in writing and shall be sufficient if
delivered to:
. City of Seal Beach
211 Eighth Street
Seal Beach,CA 90740
Attention:City Manager
Redevelopment Agency of the City of Seal Beach
211 Eighth Street
Seal Beach,CA 90740
Attention:Executive Director
Section 8.02. Section Headings. All section headings in this Agreement are for
convenience of reference only and are not to be construed as modifying or governing the
language in the section referred to or to define or limit the scope of any provision of this
Agreement.
Section 8.03.Consent.Whenever in this Agreement any consent or approval is required,
• the same shall lot be unreasonably withheld.
Section 8.04.Law Governing.This Agreement is made.in the State under the constitution
and laws of the State,and is to be so construed.
Section 8.05.Amendments. This Agreement may be amended at any time, or from time
to time,except as limited by contract with the owners of bonds issued by the Authority or by
applicable regulations or laws of any jurisdiction having authority,by one or more supplemental
agreements executed by both of the parties to this Agreement either as required in order to carry
out any of the provisions or this Agreement or for any other purpose, including without
limitation addition of new parties (including any legal entities or taxing areas heretofore or
hereafter created)in pursuance of the purposes of this Agreement. •
Section 8.06. Enforcement by Authority.The Authority is hereby authorized to take any
or all legal or equitable actions,including but not limited to injunction and specific performance,
necessary or permitted by law to enforce this Agreement.
Section 8.07. Severability. Should any part, term or provision of this Agreement be
decided by any court of competent jurisdiction to be illegal or in conflict with any law of the
State, or otherwise be rendered unenforceable or ineffectual, the validity of the remaining
portions or provisions shall not be affected thereby.
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Section 8.08. Successors. This Agreement shall be binding upon and shall inure to the
benefit of the successors of the Members, respectively. No Member may assign any right or
obligation hereunder without the written consent of all of the other Members.
Section 8.09. Execution in Counterparts. This Agreement may be executed in several
counterparts,each of which shall be an original and all of which shall constitute but one and the
same agreement.
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IN WITNESS WHEREOF,the parties hereto have caused this Agreement to be executed
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and attested by their proper officers thereunto duly authorized and their official seals to be
® hereto affixed, on the day and year set opposite the name of each of the parties.
• CITY OF SEAL BEACH
Y
•a sr ProTem
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ity Clerk •
REDEVELOPMENT AGENCY OF THE
CITY OF SEAL BEACH
By,
Executive ILAarift..A.9
c tor
AT:
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ecretary
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