HomeMy WebLinkAbout 8 - Cultural Resources ElementCity of Seal Beach
Cultural Resources
Element
Cultural Resources Element
Contents
Introduction..................................................................••••••••••••••••••••••••••••••••••••••••••••••••.................. ..............................1
Background................................................................••••••........................................... ....•.........................1
StatutoryRequirements ................................................................................................................. ..............................4
RelatedPlans and Programs ......................................................................................................... ..............................5
California Environmental Quality Act (CEQA) and Guidelines ................................... ..............................5
Federaland State Mandates ................................................................................................. ..............................5
Goals, Objectives, and Policies .................................................................................................... ..............................6
Goal 1: Preserve and protect historical, archaeological, and paleontological resources .......................6
Implementation..............................................................................................................••............. ...............................
7
Protect Significant Archaeological Resources .................................................................. ..............................7
Preserve Significant Historic Resources ............................................................................ ..............................7
Protect Significant Paleontological Resources .................................................................. ..............................8
Historical, Archaeological and Paleontological Resource Management Guidelines ... ..............................8
Establishment of Programs for Preservation of Historic /Archaeologic/
Paleontologic Resources ............................................................................................. ..............................8
Inventory of Historic and Cultural Landmarks ................................................................ ..............................9
Appendix A — Cultural Resources .............................................................................................. .............................11
AppendixA Sections ........................................................................................................... .............................11
Appendix A -1 Management Procedures .................................................................... .............................13
AppendixA -2 Research Design ................................................................................... .............................16
Appendix A -3 Native American Consultants ............................................................ .............................18
Appendix A -4 Archaeological Consultants ................................................................ .............................19
AppendixA -5 Definitions ............................................................................................ .............................22
Appendix A -6 "Cultural Resources Records Search Quick Check" Form ........... .............................26
AppendixA -7 Research Methods ................................................................................ .............................27
Appendix A -8 Federal and State Laws and Policies, and Tribal Guidelines Concerning
Archaeological and Historical Resources ......................................... .............................29
Appendix A -9 Society of Professional Archaeologists Documents ....................... .............................34
City of Seal Beach General Plan CR -i
(12/03)
Introduction
Background
This Element of the Seal Beach General Plan discusses the pur-
pose and function of preserving archaeological and historical re-
sources, describes methods for protecting these resources, and
provides local policies to guide the implementation of cultural
resource preservation, beyond the protections afforded by ap-
plicable federal (National Environmental Policy Act), state (Cali-
fornia Environmental Quality Act) and local laws.
Anaheim Bay, the San Gabriel estuary, and the Seal Beach area
have supported several cultures over the past 10,000 years. Ar-
chaeological and historical sites provide tangible evidence of
Seal Beach's cultural heritage. Knowledge of the way of life of
Seal Beach's prehistoric and historic residents enhances the
quality of life of the City's present and future inhabitants. These
sites are priceless non - renewable cultural resources. They have
the potential to provide vivid educational opportunities for our
children and for succeeding generations. They are part of the
material culture of local Native Americans and provide impor-
tant "laboratories" for scientific research. Due to development
of the coastal strip, few archaeological sites remain, and those
that do demand our protection.
Archaeological resources are defined as the material remains of
an area's prehistorical (aboriginal /Native American) or historical
(European and Euro - American) human activity. "Prehistoric"
sites date from the time of early human occupation to the arrival
of Juan Cabrillo in 1542. "Historic" sites postdate Cabrillo and
include periods of Spanish, Mexican, and American settlement.
Prehistoric occupation of the Seal Beach area was associated
with the Tongva (Gabrielino) Native Americans, who inhabited
much of northern Orange County. The name "Gabrielino"
identifies those people who came under the control of the Mis-
sion at San Gabriel. The Tongva were known for high popula-
tion densities, complex social organization, and highly devel-
oped maritime economies. The Tongva in the area were on the
extreme southern flank of extensive tribal territory that ex-
tended into Ventura County to the north and San Bernardino
City of Seal Beach General Plan CR -1
(12/03)
Cultural Resources Element
County to the east. The tribes maintained a common language,
material culture, and ceremonial /political system. In addition to
the Tongva, it is also understood that the Juaneno Native
Americans (the neighboring tribe to the south) also frequented
the Seal Beach area.
By the time the Spanish arrived, the Tongva and Juaneno belief
in the great mythical chief Chin - ngich -nish and the associated
toloache cult had spread to neighboring groups. As part of this
religion, human remains were generally wrapped in a blanket for
three days and then burned along with most of the deceased's
personal possessions. The Spanish abruptly terminated these ac-
tivities, and burial in the ground became standard practice.
Tongva coastal villages have been identified in Long Beach, Seal
Beach, Huntington Beach, and Costa Mesa. Identified within
Seal Beach, a Tongva community named Motuuchey, also
known as "El Piojo [the Louse]," was located at the former
Anaheim Landing area. Identified archaeological resources
within the City of Seal Beach are primarily located on the Naval
Weapons Station, the Hellman Ranch property, and potentially
on the Boeing property.
The historic settlement of the Seal Beach area began in the
1780s with the assignment of a land grant. This 300,000 -acre
grant became a rancho known as Los Alamitos. Due to the
presence of the Santa Ana River, the land was suitable for cattle
grazing and agriculture.
When the Rancho era ended with the end of Mexican rule after
the Mexican War of 1846 -1848, the land was still farmed, but
many of the ranchers went bankrupt. In 1864 much of the land
was purchased by Jotham Bixby, and a portion of the land was
purchased by a group of German immigrants who formed an
agricultural colony called Anaheim. They created a port they
called Anaheim Landing from which they could ship their pro-
duce to markets. This was the first port in what is today known
as Orange County and eventually developed into downtown
Seal Beach.
In the early 1900s the area transitioned from use as a port to a
resort community. In 1903 the area was subdivided and named
"Bay City." The next year, the Pacific Electric Railroad "Red
Cars" arrived, connecting Bay City to Los Angeles and allowing
easy access to the community. Today the Red Car Museum is
located on the old Pacific Electric Right -Of -Way in a rare Pa-
City of Seal Beach General Plan CR -2
(12/03)
Cultural Resources Element
cific Electric tower car built in 1925. The museum displays pho-
tographs of early Seal Beach and Indian artifacts collected lo-
cally, and provides a reference library of local history. The pier,
the beach, and a roller coaster were some of the amenities that
attracted tourists. Built in 1906, the pier was the longest pier
south of San Francisco. A bath house with a dancing pavilion, a
store, billiards, and bowling facilities was built in 1913. In 1915,
Bay City was incorporated with a population of 250, and it be-
came known as Seal Beach.
By the 1920s, the town was at its height as a resort community.
The success prompted a flurry of construction in the area. The
town continued to grow until the Great Depression. The pier
was cut in half when hurricane winds hit in 1939 and was re-
built.
Subsequently World War II brought significant changes to the
area when military facilities were placed all around Seal Beach
and, ultimately, a Naval Weapons Station was built in town.
With the influx of military personnel the town experienced a
second major boom in construction. The town continued to ex-
pand in the 1950s, including the development of Leisure World
toward the end of the decade. In 1983 the pier was again bat-
tered in the storms that year. It was again rebuilt and suffered
fire and earthquake damage in 1992 and fire damage in 1994.
Today Seal Beach is again a beach tourist destination with a
population of more than 24,000. The City is continuing to build
out a few undeveloped areas. Historic resources within the City
of Seal Beach include the "Old City Hall" located along 8th
Street, which is on the National Register of Historic Places. In
addition, the State of California recognizes the historic signifi-
cance of "Anaheim Landing," an early port facility used in the
late 1800s to early 1900s by Anaheim farmers to ship produce
and livestock. A state historic marker regarding Anaheim Land-
ing is located at Seal Beach Boulevard and Electric Avenue. Lo-
cally listed historic structures include the Krenwinckle House
and the Proctor House. Although not officially listed, many
structures built during the history of Seal Beach contribute to
the community's identity.
City of Seal Beach General Plan CR -3
(12/03)
Statutory Requirements
The California Government Code allows the development of op-
tional General Plan Elements. Section 653030) of the Government
Code previously permitted the inclusion of "A historical pivserva-
tion element for the identification, establishment and protection of sites and
structures of arcbitectural, historical, archaeological or cultural significance,
including significant tires ..., and otberplant materials."
Government Code 565303 was subsequently amended, and cur-
rently does not outline specific optional elements of a General
Plan that a city may determine to utilize. The City of Seal Beach
recognizes that the Cultural Resources Element is an optional
element of the General Plan under the current provisions of
Government Code 565303.
City of Seal Beach General Plan CR -4
(12/03)
Related Plans and Programs
There are a number of existing plans, programs, and regulations
that are related to the goals and policies contained in the Cul-
tural Resources Element. These plans, programs, and regula-
tions are described below and have been enacted by local, state,
or federal agencies.
California Environmental Quality Act (CEQA) and Guidelines
The California Environmental Quality Act (CEQA) was
adopted by the state legislature in response to a public mandate
for thorough environmental analysis of projects that might af-
fect the environment. The provisions of state law and environ-
mental review procedures are described in the CEQA Statutes
and the CEQA Guidelines. Implementation of CEQA ensures
that during the decision - making process for development, City
officials and the general public will be able to identify and assess
the environmental impacts associated with private and public
development projects. CEQA requires evaluation of potential
project impacts to historic, archaeological, and paleontological
resources and provides guidance regarding standards to be used
to determine significance of identified potential impacts.
Federal and State Mandates
There are numerous federal and state mandates, legislation,
guidelines, and Native American policies concerning archaeo-
logical and historical resources. Some of the more significant
regulations and programs include the Antiquities Act of 1906,
the Historic Sites Act of 1935, the National Historic Preserva-
tion Act of 1966, the National Register of Historic Places, Ar-
chaeological Resources Protection Act of 1979, and the Native
American Graves Protection and Repatriation Act of 1990. A
more extensive listing of relevant legislation, programs, and
guidelines with corresponding brief descriptions is included in
the General Plan Appendices (Appendix A). However, this list-
ing is not intended to be exhaustive; more recent court cases
may provide clearer definitions for some of the laws and guide-
lines listed.
City of Seal Beach General Plan CR -5
(12/03)
Goals, Objectives, and Policies
The major issue for this Element is the preservation of historic,
archaeologic, and paleontologic resources within the City of Seal
Beach. This section provides associated goals, objectives, and
policies as presented below. Existing policies have been brought
forward from previous General Plan amendments, and policies
have been updated or augmented as needed.
Seal Beach is located in an area that has attracted humans during
prehistoric and historic times. This rich past has been incorpo-
rated into the fabric of the City and provides a link to the com-
munity's heritage and history. These resources have a value that
needs to be protected and enhanced to maintain the historical
quality and focus of the community.
Goal 1: Preserve and protect historical, archaeological, and
paleontological resources
• Policy 1: Balance the benefits of development with the
project's potential impacts to existing cultural resources.
• Policy 2: Identify, designate, and protect sites and build-
ings of historic importance.
• Policy 3: Coordinate cultural resource programs and de-
velopment project review with affected resource agencies
and Native American representatives.
• Policy 4: Identify funding programs to assist private and
public property owners in the preservation of buildings
and sites of historic importance.
• Policy 5: Assess development proposals for potential im-
pacts to significant archaeological resources pursuant
§15064.5 of the California Environmental Quality Act
(CEQA). Require a study conducted by a professional ar-
chaeologist for all development proposals located in areas
known to be sensitive for cultural resources.
City of Seal Beach General Plan CR -6
(12/03)
Implementation
Protect Significant Archaeological Resources
Assess development proposals for potential impacts to signifi-
cant archaeological resources pursuant §15064.5 of the Califor-
nia Environmental Quality Act. Require a study conducted by a
professional archaeologist for all development proposals located
in areas known to be sensitive for cultural resources. Guidance
for such studies is provided within General Plan Appendix A.
The objective of the study is to determine if significant archaeo-
logical resources are potentially present and if the project will
significantly impact the resources. If significant impacts are
identified, either require the project to be modified to avoid the
impacts, or require measures to mitigate the impacts. Mitigation
may involve archaeological investigation and resource recovery.
Development Services is the primary City department responsi-
ble for ongoing implementation, and funding is anticipated to
be provided by development fees.
Preserve Significant Historic Resources
Assess development proposals for potential impacts to signifi-
cant historic resources pursuant to 515064.5 of the California
Environmental Quality Act. For structures that potentially have
historic significance, require a study conducted by a professional
architectural historian or historian to determine the actual sig-
nificance of the structure and potential impacts of the proposed
development. Require modifications of projects to avoid signifi-
cant impacts, or require mitigation measures. Protect historical
buildings and sites to the extent possible.
Development Services is the primary City department responsi-
ble for ongoing implementation, and funding is anticipated to
be provided by development fees.
City of Seal Beach General Plan CR -7
(12/03)
Cultural Resources Element
Protect Significant Paleontological Resources
Assess development proposals for potential impacts to signifi-
cant paleontologic resources pursuant to 515064.5 of the Cali-
fornia Environmental Quality Act. If the project involves
earthwork, require a study conducted by a professional paleon-
tologist to determine if paleontologic assets are present and if
the project will significantly impact the resources. If significant
impacts are identified, either require the project to be modified
to avoid impacting the paleontologic materials, or require meas-
ures to mitigate the impacts.
Development Services is the primary City department responsi-
ble for ongoing implementation, and funding is anticipated to
be provided by development fees.
Historical, Archaeological and Paleontological Resource
Management Guidelines
Prepare and maintain guidelines for historic, archaeological, and
paleontological resource management to guide review of devel-
opment proposals. Archaeological resource management guide-
lines are provided within Appendix A. These guidelines should
be expanded to also address historical and paleontological re-
source management and also updated periodically to address
new technological and legal approaches to cultural resource
analysis and management.
Development Services is the primary City department responsi-
ble for ongoing implementation, and funding is anticipated to
be provided by the General Fund and state and federal grants.
Establishment of Programs for Preservation of Historic/
Archaeologic /Paleontologic Resources
Identify and implement programs to assist and encourage pri-
vate property owners to preserve historic, archaeologic, and pa-
leontologic resources within the City.
Development Services is the primary City department responsi-
ble for ongoing implementation, and funding is anticipated to
be provided by development fees, and state and federal tax cred-
its and grants.
City of Seal Beach General Plan CR -8
(12/03)
Cultural Resources Element
Inventory of Historic and Cultural Landmarks
Establish and update as needed a City Inventory of Historic and
Cultural Landmarks using criteria and recording standards con-
sistent with state regulations for use in evaluating development
proposals under CEQA.
The Development Services Department and the Archaeological
Advisory Committee are primarily responsible for ongoing im-
plementation, and funding is anticipated to be provided by the
General Fund, state and federal funding programs.
City of Seal Beach General Plan CR -9
(12/03)
Appendix A - Cultural Resources
Appendix A Sections
This Appendix includes the following procedures and informa-
tion to help implement the goals and policies contained within
the Cultural Resources Element. These procedures and informa-
tion are intended to be updated periodically to reflect advances
in professional, legal, and technological approaches to cultural
resource analysis and management.
Appendix A -1
Management Procedures
Appendix A -2
Research Design
Appendix A -3
Native American Consultants
Appendix A -4
Archaeological Consultants
Appendix A -5
Definitions
Appendix A -6
Cultural Resources Records Search Quick
Check Form
Appendix A -7 Research Methods
Appendix A -8 Federal and State Laws and Policies, and Tribal
Guidelines Concerning Archaeological and "s-
torical Resources
Appendix A -9 Society of Professional Archaeologists Docu-
ments
City of Seal Beach General Plan CR -11
(12/03)
Appendix A — Cultural Resources Element
Appendix A -1 Management Procedures
These are the procedures that shall be followed for the man-
agement of all cultural resources within the boundaries of the
City of Seal Beach.
1.A All currently undeveloped properties within the boundaries of
the City of Seal Beach shall be required to be researched and
surveyed for archaeological sites, remains, artifacts, ecofacts, ar-
chaeological places, and historical structures and places, by an
Archaeological Consultant, as defined in "Archaeological Con-
sultants," prior to the approval by the City of any development
entitlements. This work shall be at the expense of the party re-
questing the development entitlements (e.g., any necessary de-
velopment entitlement or permit).
1.B Archaeological consultants shall be appointed by the Seal Beach
City Council.,
1.0 The Seal Beach City Council shall require thorough scientific
evaluation of properties and sites by qualified consultants as de-
fined in Archaeological Consultants prior to the issuance of
development entitlements. This evaluation requires the follow-
ing phases:
1.C.1 Literature Search from Baseline Survev2. A literature
search is a review of all relevant information that per-
tains to cultural resources on a subject site and is a pre-
requisite to obtaining development entitlements. The
literature search may indicate the necessity of further re-
search to determine the feasibility of development on
the site. A literature search must include a review of the
City's Baseline Survey (Stickel, 1990) and all subsequent
information. The Archaeological Consultant shall also
complete a literature review at the local Archaeological
Information Center (now located at CSUF) for informa-
tion post - dating Dr. Stickel's research.
1.C.1.1 Baseline Survey and Determination of Current
Status of Cultural Resources. The Baseline
Survey is a collection of information covering
all previously recorded archaeological surveys
See Appendix A -4, Archaeological Consultants.
The Baseline Survey for Seal Beach was conducted in December 1990 by Dr. E. Gary Stickel of ERA
Archaeology, Inc.
City of Seal Beach General Plan CR -13
(12/03)
Appendix A — Cultural Resources Element
and sites. The Baseline Survey includes copies
of the maps from the regional State Archive at
the California State University at Fullerton
(CSUF) which show all of the known site loca-
tions in the City of Seal Beach.3 All informa-
tion compiled in the Baseline Survey is filed
with the Seal Beach Planning Department.
Baseline Survey data includes a map showing
the locations of all previously reported ar-
chaeological sites, both destroyed and extant,
within the boundaries of the City of Seal
Beach.
The following parties shall have access to the
Baseline Survey information:
1) Appointed archaeological consultant(s);
2) Seal Beach City Council;
3) Seal Beach Planning Commission;
4) Seal Beach Planning Department;
5) Archaeological Advisory Committee;
6) Landowner.
1.C.1.2. Cultural Resources Records Search Quick
Check. All proposed projects which are subject
to the provisions of this section shall be re-
quired to have a "Cultural Resources Records
Search ,Quick Check "completed by the Archaeo-
logical Information Center at CSUF and sub-
mitted to the City as part of the initial applica-
tion packet for the application to be consid-
ered by the City.4
1.C.2 Site Survey. A site survey is a walkover inspection by an
archaeologists of a site for cultural resources, which
covers 100% of the subject site. If the literature search
or Cultural Resources Records Search Quick Check re-
The Baseline Survey data may not include all extant sites within the City of Seal Beach. The City has never been
systematically surveyed in its entirety.
See Appendix A -B for the required submission form for a "Cultural Resources Records Search Quick Check."
See Appendix A -4, Archaeological Consultants.
City of Seal Beach General Plan CR -14
(12/03)
Appendix A — Cultural Resources Element
veals that a known site(s) exist on the subject site, a site
survey must be conducted. In addition, on sites shown
through the literature search not to have been previ-
ously surveyed, a site survey must be conducted to es-
tablish whether archaeological /historical sites exist.
1.C.3 Test Phase. A test phase is an excavation of test pits to
determine the scope of archaeological resources on a
site. If a cultural site is discovered in the site survey, a
test phase on an archaeological site, and the recording
of an historical site, must be completed.
1.C.4 Final Mitigation. Final mitigation is the final disposition
of cultural resources on a site. If a researched site is not
to be preserved in situ (in place), a final mitigation
method must be selected. These methods may include
the following:
1.C.4.1 Capping or fencing of the site.
1.C.4.2 Relocation of the cultural resource for preser-
vation.
1.C.4.3 Total excavation of the site .7
1.C.4.4 Partial excavation of the site.$
1.C.4.5 Renovation or reconstruction of historic or ar-
chaeological structures.
1.D. Archaeological Advisory Committee. The Seal Beach City
Council shall create a standing Archaeological Advisory Com-
mittee. Membership shall be by the appointment of the Seal
Beach City Council and members shall serve without pay for a
term not to exceed one year unless reappointed. Members of the
Archaeological Advisory Committee shall be deemed to have a
"need to know" site specific information.
See full Definition in Appendix A -5, Definitions.
Per Federal Guidelines, in the case of a cemetery.
By scientific probability sampling.
City of Seal Beach General Plan CR -15
(12/03)
Appendix A — Cultural Resources Element
Appendix A -2 Research Design
A Research Design documen? is a document written by a City
Council appointed Archaeologist that presents a scientific, pre-
cise, and well- defined strategy for the investigation of archaeo-
logical resources on a subject site. The Research Design docu-
ment shall contain a clear discussion of the methodology, meth-
ods, and research questions that will be used in the investiga-
tion. It shall provide an explicit, scientific, precise, and well-
defined plan for the possible excavation of archaeological sites
and for the analysis of all recovered data, with the exception of
Native American remains, which shall not be analyzed or exca-
vated unless prior permission has been given by the Most Likely
Descendents.
Whenever archaeological materials are to be excavated, The Seal
Beach City Council shall require that a formal Research Design
Document be written and presented to the Council. The pro-
posed Research Design document shall be forwarded to the
Representative of the affected Native American tribes, as de-
fined herein10, the Archaeological Information Center at CSUF,
and shall be posted in a prominent location in the Seal Beach
City Hall, and at all libraries located within the City. These ac-
tions shall take place at least 30 days prior to formal approval of
the Research Design document by the Seal Beach City Council.
Staff recommendations, if any, shall have been received by the
Seal Beach City Council at least two weeks prior to agendizing
the vote to approve the Research Design document by the Seal
Beach City Council, and shall include all comments on the pro-
posed Research Design document received from the representa-
tives of the affected Native American tribes, the Archaeological
Information Center, and individuals and organizations.
2.A Research Design Document Requirement. The Research Design
document shall include a number of well- defined research prob-
lems. The relevance of those research problems to local chrono-
logical or cultural development or other questions useful to test-
ing propositions of method and theory must be justified.
The problems must be formulated into testable hypotheses. The
data required to test the hypotheses must be relevant and justi-
fied. The methods and techniques used to quantify and test the
9 See Appendix A -5, Definitions.
io See Appendix A -3, Native American Representatives, Section 3.C.
City of Seal Beach General Plan CR -16
(12/03)
Appendix A — Cultural Resources Element
hypotheses must be specified. Unless an archaeological site is
completely excavated, probability sampling must be used. The
specific probability sampling technique must also be justified.
Other data acquisition methods must also be discussed if they
are to be used in the research program.11
The Research Design document shall propose research ques-
tions or hypotheses directed toward the provision of new in-
formation about the history of Seal Beach.
In addition, the Research Design document must conform to
the standards for Research Design documents set forth in Ar-
chaeological Research Management Reports (ARMR): Recommended Con-
tents and Format, (12 -89 or most recent edition), a publication of
SOHP; Stateside Interptetative Guidelines, page 92, Research De-
sign, (12 -16 -81 or most recent edition), a publication of the Cali-
fornia Coastal Commission; and Draft Guidelines forArchaeological
Research Designs, (8 -21 -90 or most recent edition), a publication
of SOHP.
11 See Appendix A -7, Research Methods.
City of Seal Beach General Plan CR -17
(12/03)
Appendix A — Cultural Resources Element
Appendix A -3 Native American Consultants
This section contains identification requirements to ensure le-
gitimate Native American representation and involvement in the
development of a sound strategy for archaeological and histori-
cal resource management. These requirements provide methods
to identify the legitimate Native American Representatives who
shall contribute to the proper management of Native American
Cultural and Religious Resources. The proposed Native Ameri-
can Representative(s) must provide the following documenta-
tion:
Identification Requirements
3.A Federal. Bureau of Indian Affairs Documentation of the pro-
posed Representative(s)' Native American ancestry.
3.B State. Written confirmation of the proposed Representative(s)'
tribal ancestry from the Native American Heritage Commission.
3.0 Regional. Letter of concurrence from the elected Tongva (Gab -
rielino) Tribe Representative stating that the proposed Repre-
sentative is qualified and has been designated or elected to rep-
resent all tribal members.
3.C.1. Each proposed Native American Representative must
be duly elected by the members of a Pan- Tribal Council,
such as, and including, the Native American Coalition.
3.D Native American Monitors and /or Fieldwork Consultant Re-
quirements. Monitors must complete a 20 -hour course in ar-
chaeological monitoring methods from an accredited archaeolo-
gist as defined below in "Archaeological Consultants" prior to
their official appointment.
City of Seal Beach General Plan CR -18
(12/03)
Appendix A — Cultural Resources Element
Appendix A -4 Archaeological Consultants
All archaeological consultants, seeking to conduct archaeological
investigations within the jurisdiction of the City of Seal Beach,
shall be appointed by the Seal Beach City Council, according to
the following standards. Each potential archaeological consult-
ant must agree to comply with:
1) Register of Professional Archaeologists (RPA) Code of Conduct
(formerly known as the Society of Professional Archaeologists
(SOPA) Code of Ethics), most recent edition. See Appendix A-
9.
2) RPA Standards of Research Performance, most recent edition. See
Appendix A -9.
These standards shall apply to all Archaeological Consultants
working in the City of Seal Beach, regardless of whether the
proposed archaeologist currently holds RPA membership.
4.A Professional Oualifications for Archaeological Consultants. Ex
pertise in prehistoric archaeology, historic archaeology, or his-
toric preservation shall be required during cultural resource
studies. The more detailed qualifications for Archaeological spe-
cialists are as follows:
4.A.1 Prehistoric /Ethnohistoric Archaeology
4.A.1.1 Principal investigator, Project Director or Spe-
cialist in Prehistoric Archaeology shall possess
a Ph.D or at least an M.A. in Anthropology or
Archaeology from an accredited College or
University. In addition, he /she shall meet the
requirements for certification in field research
by RPA and shall demonstrate familiarity with
the prehistoric and ethnohistoric archaeology
of Southern California.
4.A.1.2 Field Supervisor or Crew Chief shall possess at
least a B.A. in anthropology or archaeology
and at least two months' accumulated field ex-
perience in archaeological reconnaissance or
excavation on projects where prehistoric or
ethnohistoric archaeological resources were
under investigation.
City of Seal Beach General Plan CR -19
(12/03)
Appendix A — Cultural Resources Element
4.A.2 Historic Archaeology /Research
4.A.2.1 Principal Investigator, Project Director or Spe-
cialist in Historic Archaeology shall possess a
Ph.D or at least a M.A. in Anthropology or
Archaeology from an accredited College or
University. In addition, he /she shall meet the
requirements for certification in field research
by RPA and shall demonstrate familiarity with
the historic archaeology and research of South-
ern California.
4.A.2.2 Field Supervisor, Crew Chief, or Research As-
sistant shall possess at least a B.A. in Anthro-
pology or Archaeology or History, and at least
two months' accumulated field experience in
archaeological reconnaissance or excavation on
projects where historic archaeological re-
sources were under investigation, or two
months accumulated experience in archival re-
search on projects where historic resources
were under investigation.
4.A.3 Historic Preservation. A specialist in historic preserva-
tion must possess a Ph.D. or at least a M.A. in historic
preservation and demonstrate experience in the applica-
tion of preservation techniques to historic structures.
4.B Appointment Procedures for Archaeological Consultants
4.B.1 Archaeological consultants shall be appointed by the
Seal Beach City Council.
4.B.2 The Seal Beach City Council may rescind the appoint-
ment of an archaeological consultant prior to the com-
pletion of the contract.
4.B.3 The Seal Beach City Council shall require that the fol-
lowing documents be written and presented by its ap-
pointed archaeological consultants:
a. A Research Design document as described above in
Research Design.
City of Seal Beach General Plan CR -20
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Appendix A — Cultural Resources Element
b. Only in the event that excavation is deemed neces-
sary12, an Excavation Plan shall be prepared in ac-
cordance with the specifications set forth in Ar-
chaeological Research Management Reports
(ARMR): Recommended Contents and Format, (12-
89 or most recent edition), a publication of SOHP;
and CEQA Guideline 515064.5.
c. A Final Report, written to the specifications set
forth in Archaeological Research Management Re-
ports (ARMR): Recommended Contents and For-
mat, (12 -89 or most recent edition), a publication of
SOHP; and CEQA Guidelines §15064.5.
4.B.4 The Seal Beach City Council may reject an archaeologi-
cal consultant's final report if it is deemed inadequate,
inaccurate, or incomplete.
4.B.5 In the event the consultant presents a final report that is
rejected, an acceptable report must be submitted before
final formal approval of the requested development en-
titlements shall be granted by the Seal Beach City Coun-
cil.
12 By the City Council acting on the advice of its appointed archaeological consultant and any other information.
City of Seal Beach General Plan CR -21
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Appendix A — Cultural Resources Element
Appendix A -5 Definitions
For the purposes of the Cultural Resources Element, the follow-
ing terms are defined below:
ACOE shall mean the United States Army Corps of Engineers.
Archaeological Place shall mean a location of ancient human
habitation containing natural objects used by humans.
Archaeologist shall mean a scientist with a Doctorate or Mas-
ters Degree in Archaeology or Anthropology from an ac-
credited university or college.
Artifactshall mean an object made by humans.
Baseline Survey shall mean a review of all known literature
pertaining to cultural sites for a given area and an inven-
tory of all known site locations and their documentation
up to date of study (for Seal Beach, Stickel, 1990).
Cabrillo, Juan (? -1543) shall mean the Spanish explorer whose
arrival in 1542 signaled the beginning of the historical pe-
riod in Southern California.
CCCshall mean the California Coastal Commission, a State
agency.
CEQA shall mean the California Environmental Quality Act,
State legislation.
CSUF shall mean the California State University at Fullerton
campus
Chumash shall mean the Native American tribe whose territory
range is from Malibu through Santa Barbara to the San
Luis Obispo area and the Channel Islands.
Cultural Resources shall mean human -made or utilized sites,
artifacts and ecofacts, as well as human remains.
Cultural Resource Managementshall mean local, state or
federal governmental control of cultural resources.
CRMshall mean Cultural Resource Management.
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Appendix A — Cultural Resources Element
Dedicated Cemetery shall mean an area containing burials
considered to be a dedicated cemetery by Native Ameri-
cans.
Development Entidementshall mean any approval granted by
the City to allow for a change of current land use on an
undeveloped site (e.g., General Plan Amendment, Specific
Plan, Specific Plan Amendment, Zone Change, Condi-
tional Use Permit, Variance, Subdivision Map Approval
[Vesting, Tentative, Parcel], Minor Plan Review, Minor
Height Variation, Grading Permit, Building Permit, etc.).
Ecofacts shall mean natural objects or substances utilized by
humans — e.g., unaltered crystals, deer bones, or midden
shells found on (a) site(s).
EIR shall mean an Environmental Impact Report.
EQCB shall mean the Environmental Quality Control Board, a
City of Seal Beach commission.
Ethnohistoric Archaeology shall mean for Southern Califor-
nia, the study of Native American sites that post -date
Cabrillo's arrival in 1542.
Excavation shall mean formal digging of archaeological re-
search units on a subject site, done according to a formal
Research Design document.
Gabrielino (or Gabrieleno), also known as Tongva shall mean
the Native American tribe whose territory includes To-
panga Canyon, the San Fernando Valley, and the greater
Los Angeles basin, south to Ahso Creek.
Grading shall mean earth removal stage of the construction
process.
Historian shall mean a professional with a Ph.D. or at least a
Masters degree in History or Historic Preservation from
an accredited University or College.
HistoricalArchaeologyshall mean for Southern California,
the study of Euro - American sites that post -date Cabrillo's
arrival in 1542.
Juaneno shall mean the Native American tribe whose territory
includes the Mission San Juan Capistrano area.
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Appendix A — Cultural Resources Element
Literature Search shall mean a review of all relevant informa-
tion pertaining to cultural resources on a subject site.
Midden shall mean a cultural deposit indicating prior human
utilization of a resource.
Monitor, Native American shall mean a consultant hired to
observe work on a cultural site or resource.
NACshall mean the Native American Coalition, an organiza-
tion of Native American Tribes.
NAHCshall mean the Native American Heritage Commission,
a California board.
NEPA shall mean the National Environmental Policy Act, fed-
eral legislation.
Prehistoric Archaeology shall mean for Southern California,
the study of cultural resources that predate Cabrillo's arri-
val in 1542.
Representative, Native American shall mean the Chairperson
or other leader legitimately elected by a Pan - Tribal organi-
zation of Native American Tribes.
Research Design document shall mean a formal written docu-
ment that describes the scientific plan of research for an
archaeological project.
RPA shall mean the Register of Professional Archaeologists, an
organization of professional archaeologists. Members
must adhere to the Code of Conduct and Standards of Perform-
ance.
Site shall mean a place that yields archaeological /historical evi-
dence of past human activity.
Site Survey shall mean an archaeological /historical inspection
of a site. The survey is conducted on foot or by remote
sensing techniques.
SOHP shall mean the State Office of Historic Preservation, a
California governmental department.
SOFA shall mean the Society of Professional Archaeologists, an
organization of professional archaeologists which is now
City of Seal Beach General Plan CR -24
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Appendix A — Cultural Resources Element
known as the Register of Professional Archaeologists
(RPA).
South Central CoastaIArchaeologicaI Inform ation Center
(SMQ shall mean the designated Archaeological In-
formation Center for the South Central Coastal region of
California, an agency of SOHP, currently located as
CSUF.
Test Phase shall mean that stage of research during which the
entire site is tested to determine archaeological site
boundaries, depth of deposits, aboriginal historical materi-
als represented, time sequence represented, and `signifi-
cance, "which is defined in CEQA Guidelines x'95064.5.
Tongva (also known as Gabrielino or Gabrieleno) shall mean
the Native American tribe whose territory includes To-
panga Canyon, the San Fernando Valley, the southern
Channel Islands, and the greater Los Angeles basin, south
to Aliso Creek. Tongva means "people of the earth" in
the Tongva native language.
City of Seal Beach General Plan CR -25
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Appendix A — Cultural Resources Element
Appendix A -6
"Cultural Resources Records Search Quick Check" Form
California ;r „ „w Regional
Archaeological 'r: =: oy, Infora:a: ion
w,pl�
Inventory '�'._ :'� w.,,� Ceat=r
j`- Cultural Resources Records Search
'± Quick Check
Lead Agency:
Fermit /Project P: Date:
Case Planner: Attached USES Quad:
Brief Project Description:
* UCLA ARCHAEOLOGICAL INFOMMATION CENTER IFITIAL RECORDS SEARCH
t / The project area has been surveyed by a professional archaecicgi!
and no cultural resources were found.
/ / The project area has been surveyed by a professional archaeclogi:
and cultural resources were found.
The project area has not been surveyed by a professional
archaeologist but cultural resources are likely to be in the area.
/ / The project area has not been surveyed by a professional
archaeologist and cultural resources are not likely to be in the area.
RE60M[ENDATIONS
A Phase I ** archaeological survey should be done by a professional
archaeologist prior to approval of project plans.
A Phase II ** testing program for Bete =,ination of significance.
A professional archaeologist should be retained to monitor any eart3
:roving operations.
/ / No archaeological work is needed prior to approval of the project
plans but a halt -work condition should be in place in the event of cultur.
resources being discovered during construction.
COMIENTS
« This Quick Check does not cover cultural heritage sites, either listed
pending, such as historic buildings or points of interest.
** Phase I survey and Phase I1 testing includes a complete records search
field evaluation, and a final report with results and recommendations.
Date Completed: Signatures
Staff Archaeologist
Letter attached
City of Seal Beach General Plan CR -26
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Appendix A — Cultural Resources Element
Appendix A -7 Research Methods
Absolute Dating shall mean the dating of an archaeological site
or artifact by using a known calendar system (e.g., a coin with a
date) or a chronometric method which yields an age -date in cal-
endar years.
2. Auguring shall mean the use of a small hand tool for drilling
sample holes for archaeological sites.
Chronometric Dating shall mean the dating of sites or artifacts
using scientific methods that directly quantify the age -date in
calendar years (e.g., radiocarbon dating, tree -ring dating).
4. Magnetometey shall mean a technique used to search for bur-
ied archaeological features (e.g., fire pits, house structures), us-
ing an instrument that records small variations in the intensity of
the earth's magnetic field.
5. Mineralization Analysis shall mean a relative dating technique
based on the physical - chemical change of artifacts over time.
6. Pollen Sampling shall mean the collection of preserved, min-
ute pollen grains from sites or artifacts. Because each plant spe-
cies has its own unique form of pollen, archaeological grains can
be identified as belonging to each species represented.
7. Probability Sampling shall mean scientifically established
methods used to obtain accurate samples of data from which
the nature of an entire population can be described by probabil-
ity. For archaeology, the excavation of pits or units selected ran-
domly, so as to represent the entire site.
8. Radar shall mean a technique in which an instrument called a
Ground Penetrating Radar (G.P.R.) is used to search for buried
archaeological features.
9. Relative Dating shall mean the dating of an archaeological site
or artifact by placing its age relative to other sites or artifacts.
10. Remote Sensing Techniques shall mean techniques that use
various instruments to detect archaeological sites or data from a
distance. Commonly used instruments include Air -borne Cam-
eras, Sonar, and Magnetometer units.
11. Soil Chemistry Analysis shall mean the analysis of soil samples
from archaeological sites which records the chemical facts used
City of Seal Beach General Plan CR -27
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Appendix A — Cultural Resources Element
to define features, including site boundaries and areas of ancient
human activity.
12. Trenching shall mean the excavation of long rectangular holes
across a site to explore the data, used today, to help define
stratigraphy.
City of Seal Beach General Plan CR -28
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Appendix A — Cultural Resources Element
Appendix A -8
Federal and State Laws and Policies, and Tribal Guidelines
Concerning Archaeological and Historical Resources
Following is a summary of various Federal and State mandates
and legislation and preferred Native American policy concerning
archaeological and historical resources. This is not intended to
be an exhaustive listing; more recent court cases may provide
clearer definition for some of the laws and guidelines listed.
1. "Guidelines for Monitors /Consultants of Native American Cul-
tural, Religious, and Burial Sites," Native American Heritage
Commission, July 10, 1989.
2. "A Professional Guide for the Preservation and Protection of
Native Remains and Associated Grave Goods -- Resource
Guide for: Coroners, Native American Most Likely Descen-
dants, City and County Planners, Property Owners, Develop-
ers," Native American Heritage Commission. June 1988.
3. "Determining Significance of Impacts on Historical and Unique
Archaeological Resources," §15064.5 (formerly known as Ap-
pendix I), California Environmental Quality Act Statutes and
Guidelines, Governor's Office of Planning and Research, 2003.
4. "Antiquities Act of 1906," (P.L. 59 -209; Stat. 225; 16 U.S.C.
431 -433). This law provides for the protection of historic or
prehistoric remains or any object of antiquity on federal lands;
established criminal sanctions for unauthorized destruction or
appropriation of antiquities; and authorizes scientific Investiga-
tion of antiquities on federal lands, subject to permit and regula-
tions. Paleontological resources are also considered to fall within
the authority of this act.
5. "Historic Sites Act of 1935," (P.L. 74 -292; Stat. 666; 16 U.S.C.
461 -467). This law authorizes the establishment of national his-
toric sites and otherwise authorized the preservation of historic
sites and /or archaeological properties of national significance;
provides the basis for the designation of national historic land-
marks; establishes criminal sanctions for violation of regulations
pursuant to the Act; authorized interagency, intergovernmental
and interdisciplinary efforts for the preservation of cultural re-
sources.
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Appendix A — Cultural Resources Element
6. "Reservoir Salvage Act of 1960," (P.L. 86 -521; 74 Stat. 220;16
U.S.C. 469- 469c). This law provides for the recovery and pre-
servation of historical and archaeological data, including relics
and specimens that might be lost or destroyed as a result of the
construction of dams, reservoirs, and attendant facilities.
7. "National Historic Preservation Act of 1966," (P.L. 89 -665; 80
Stat. 915; 16 U.S.C. 470). This law declares historic preservation
as a national policy and defines it as the protection, rehabilita-
tion, restoration, and reconstruction of districts, sites, buildings,
structures and objects significant in American history, archi-
tecture, archaeology, or culture, including the encouragement of
preservation on the state, local and private levels; directs the ex-
pansion of the National Register of Historic Places to include
cultural resources of state and local significance, as well as those
of national significance; authorized matching federal grants to
states and the National Trust for Historic Preservation for the
acquisition and rehabilitation of National Register properties; es-
tablishes the Advisory Council on Historic Preservation
(ACHP); provides direction in Section 106 for federal agencies
to follow in the event an undertaking affects a property listed on
or eligible for the National Register. As amended (P.L. 94 -458,
90 Stat. 1972), the Act authorizes the Secretary of the Interior to
withhold from disclosure to the public locational information
on National Register listings "whenever he /she determines that
the disclosure of specific Information would create a risk of or
harm to such sites or objects." Section 106 of the National His-
toric Preservation Act is implemented by regulations Issued by
the ACHE (36 C.F.R. 800; and as amended in 1980, Section 110
details Federal agency responsibilities for the identification and
preservation of Historic properties).
8. "National Environmental Policy Act (NEPA) of 1969," (P.L.
91 -290; 83 Stat. 852; 42 U.S.C. 4321). This law states, among
other things, that it is the policy of the federal government to
preserve important historic, cultural, and natural aspects of our
national heritage. Compliance with NEPA requires considera-
tion of environmental concerns during project planning and
execution. Procedural requirements of NEPA are implemented
by regulations Issued by the Council on Environment Quality
(40 C.F.R 1500 - 1508).
9. "Executive Order 11593, Protection and Enhancement of the
Cultural Environment," 13 May 1971 (36 C.F.R. 8921). Execu-
tive Order 11593 asserts that the federal government shall pro-
City of Seal Beach General Plan CR -30
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Appendix A — Cultural Resources Element
vide leadership in preserving, restoring and maintaining the his-
toric and cultural environment of the nation; directs federal
agencies to insure the preservation and enhancement of non -
federally owned sites; directs federal agencies to locate, inven-
tory and nominate to the National Register all properties under
their control or jurisdiction that meet the criteria for nomina-
tion; directs federal agencies to exercise caution during the in-
terim period to insure that cultural resources are not inadver-
tently damaged, destroyed, or transferred before the completion
of inventories and evaluations of properties worthy of nomina-
tion to the National Register; and directs the Secretary of the In-
terior to undertake certain advisory responsibilities in compli-
ance with the order.
10. "Archaeological and Historical Preservation Act of 1974," (P.L.
93 -291; 88 Stat. 174). This law amends the Reservoir Salvage
Act of 1960 to extend provisions and provide a mechanism for
funding for the protection of historical and archaeological data
at dams and reservoirs to involve and include any alteration of
the terrain caused by any federal construction project or feder-
ally licensed activity or program.
11. "National Register of Historic Places," 10 February 1976, as
amended (36 C.F.R. 60). Regulations promulgated by the De-
partment of the Interior that establishes the National Register of
Historic Places and outlines the process for nominating proper-
ties to it.
12. "Criteria for Comprehensive Statewide Historic Surveys and
Plans," 21 September 1977, as amended (36 C.F.R. 62). Regula-
tions promulgated by the Department of the Interior which de-
scribes the designation and responsibilities of the State Historic
Preservation Officer, the professional staffing of the state office,
professional qualifications, the comprehensive statewide survey
process, the state historic preservation plan, and protection of
historic properties.
13. "Archaeological Resources Protection Act of 1979," 6 January
1984 (32 C.F.R. 299). Regulations promulgated by the Depart-
ments of the Interior, Agriculture and Defense, and the Tennes-
see Valley Authority which establish uniform procedures for
implementing provisions of the Archaeological Resources Pro-
tection Act of 1979. These regulations enable federal land man-
agers to protect archaeological resources on public and Indian
lands.
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Appendix A — Cultural Resources Element
14. "National Historic Landmarks Program," 2 February 1983 (36
C.F.R. 65). Regulations promulgated by the Department of the
Interior which set forth the Secretary of the Interior's criteria
for national significance and the process used to identify, desig-
nate, recognize, and monitor the integrity of National Historic
Landmarks.
15. "Determinations of Eligibility for Inclusion in the National Reg-
ister of Historic Places," 21 September 1977 (36 C.F.R. 63). This
rule codifies the process through which federal agencies request
and obtain a determination of a property's eligibility for inclu-
sion In the National Register of Historic Places, to implement
Executive Order 11593 and the National Historic Preservation
Act of 1966, as amended.
16. "Protection of Historic Properties," 1 October 1986, (36 C.F.R.
800). Regulations promulgated by the Advisory Council on His-
toric Preservation which describe the procedure a federal agency
must follow in affording the Council an opportunity to com-
ment on its undertakings that affect National Register or eligible
properties pursuant to Section 106 and Section 11 Of of the Na-
tional Historic Preservation Act.
17. "Public Buildings Cooperative Use Act of 1976," (90 Stat.
2505). This Act encourages the use of historic buildings as ad-
ministrative facilities for federal agencies or activities.
18. "The President's Memorandum on Environmental Quality and
Water Resources Management," 12 July 1978. Directs federal
agencies with water resources and related land resources man-
agement responsibilities and programs to publish procedures
implementing the ACHE'S regulations (36 C.F.R. 800).
19. "American Indian Religious Freedom Act," 1 August 1978 (P.L.
95 -341). This act establishes as policy of the United States pro-
tection and preservation for American Indians of their inherent
right to freedom to believe, express, and exercise their tradi-
tional religions, and directs federal agencies to consult with na-
tive traditional religious leaders to determine appropriate policy
changes necessary to protect and preserve American Indian reli-
gious cultural rights and practices.
20. "Archaeological Resources Protection Act," 31 October 1979
(P.L. 96 -95). This act clarifies and defines "archaeological re-
sources;" prohibits the removal, sale, receipt, and interstate
transport of archaeological resources obtained Illegally from
City of Seal Beach General Plan CR -32
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Appendix A — Cultural Resources Element
public or Indian lands; provides substantial criminal and civil
penalties for those who violate the terms of the act; authorizes
confidentiality of site location information; and authorizes per-
mit procedures to enable the study and investigation of archaeo-
logical resources on public and Indian land by qualified Indi-
viduals. The act supplements the Antiquities Act of 1906.
21. "Findings and Policy of National Historic Preservation Act," 12
December 1980, (P.L. 96 -515, 94 Stat. 2987). Amendments to
the Historic Preservation Act of 1966; continues the National
Register of Historic Places with properties of national, state, and
local significance; directs the Secretary of the Interior to estab-
lish guidelines for nationally significant properties, curation of
artifacts, documentation of historic properties, and preservation
of federally owned historic properties, prior to alteration; desig-
nates a Preservation Officer within each federal agency; author-
izes the inclusion of historic preservation, inventory, and evalua-
tion costs in project planning costs; authorizes the inclusion of
historic inventory, evaluation and data recovery in federal li-
censes and permits; and authorizes withholding sensitive data on
historic properties when necessary.
22. "Archaeology and Historic Preservation: Secretary of the Inte-
rior's Standards and Guidelines," 29 September 1983. Sets forth
the Secretary of the Interior's standards and guidelines for ar-
chaeology and historic preservation and provides federal agency
personnel and others with technical advice about archaeological
and historic preservation activities and methods.
23. "Treatment of Archaeological Properties: A Handbook," 5 No-
vember 1980. ACHE'S guide to principles, procedures and
methods for the treatment of archaeological properties to assist
federal agencies and State Historic Preservation Officers in
meeting their responsibilities pursuant to 36 C.F.R. 800.
24. "The Secretary of the Interior's Standards for Rehabilitation and
Guidelines for Rehabilitating Historic Buildings," revised 1983.
Provides guidance to assist federal agencies and others in meet-
ing their historic preservation responsibilities for rehabilitation
of historic buildings under federal ownership and control. The
guidelines provide more specific guidance and technical infor-
mation.
25. "Senate Bill 297" (Garamendi), Chapter 1492, Statutes of 1982.
26. "California Coastal Act of 1976," Section 30001.5 and 30244.
City of Seal Beach General Plan CR -33
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Appendix A — Cultural Resources Element
27. "Native American Graves Protection and Repatriation Act of
1990"
28. "Guidelines for Archaeological Research Designs," State Office
of Historic Preservation, 1991.
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Appendix A — Cultural Resources Element
Appendix A -9
Society of Professional Archaeologists Documents
"Code of Conduct," 2003.
"Standards of Research Performance," 2003.
City of Seal Beach General Plan CR -35
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Appendix A — Cultural Resources Element
Code of Conduct
Archaeology is a profession, and the privilege of professional
practice requires professional morality and professional respon-
sibility, as well as professional competence, on the part of each
practitioner.
The Archaeologist's Responsibility to the Public
1.1 An archaeologist shall:
(a) Recognize a commitment to represent archaeology and
its research results to the public in a responsible man-
ner;
(b) Actively support conservation of the archaeological re-
search base;
(c) Be sensitive to, and respect the legitimate concerns of,
groups whose culture histories are the subjects of ar-
chaeological investigations;
(d) Avoid and discourage exaggerated, misleading, or un-
warranted statements about archaeological matters that
might induce others to engage in unethical or illegal ac-
tivity;
(e) Support and comply with the terms of the UNESCO
Convention on the means of prohibiting and preventing
the illicit import, export, and transfer of ownership of
cultural property, as adopted by the General Confer-
ence, 14 November 1970, Paris.
1.2 An archaeologist shall not:
(a) Engage in any illegal or unethical conduct involving ar-
cheological matters or knowingly permit the use of
his /her name in support of any illegal or unethical activ-
ity involving archaeological matters;
(b) Give a professional opinion, make a public report, or
give legal testimony involving archaeological matters
without being as thoroughly informed as might rea-
sonably be expected;
City of Seal Beach General Plan CR -36
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Appendix A — Cultural Resources Element
(c) Engage in conduct involving dishonesty, fraud, deceit,
or misrepresentation about archaeological matters;
(d) Under take any research that affects the archaeological
resource base for which she /he is not qualified.
IL The Archaeologist's Responsibility to Colleagues
2.1 An archaeologist shall:
(a) Give appropriate credit for work done by others;
(b) Stay informed and knowledgeable about developments
in his /her field or fields of specialization;
(c) Accurately, and without undue delay, prepare and prop-
erly disseminate a description of research done and its
results;
(d) Communicate and cooperate with colleagues having
common professional interests;
(e) Give due respect to colleagues' interests in, and rights
to, information about sites, areas, collections, or data
where there is a mutual active or potentially active re-
search concern;
(f) Know and comply with all federal, state and local laws,
ordinances and regulations applicable to her /his ar-
chaeological research.
(g) Report violations of this Code to proper authorities.
(h) Honor and comply with the spirit and letter of the Reg-
ister of Professional Archaeologist's Disciplinary Proce-
dures.
2.2 An archaeologist shall not:
(a) Falsely or maliciously attempt to injure the reputation of
another archaeologist;
(b) Commit plagiarism in oral or written communication;
(c) Undertake research that affects the archaeological re-
source base unless reasonably prompt and appropriate
analysis and reporting can be expected;
City of Seal Beach General Plan CR -37
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Appendix A — Cultural Resources Element
(d) Refuse a reasonable request from a qualified colleague
for research data;
(e) Submit a false or misleading application for registration
by the Register of Professional Archaeologists.
III. The Archaeologist's Responsibility to Employers and Clients
3.1 An archaeologist shall:
(a) Respect the interests of his /her employer or client, so
far as is consistent with the public welfare and this Code
and Standards;
(b) Refuse to comply with any request or demand of an
employer or client that conflicts with the Code or Stan-
dards;
(c) Recommend to employers or clients the employment of
other archaeologists or other expert consultants upon
encountering archaeological problems beyond her /his
own competence;
(d) Exercise reasonable care to prevent his /her employees,
colleagues, associates, and others whose services are
utilized by her /him from revealing or using confidential
information. Confidential information means informa-
tion of a non - archaeological nature gained in the course
of employment which the employer or client has re-
quested be held inviolate, or the disclosure of which
would be embarrassing or would be likely to be detri-
mental to the employer or client. Information ceases to
be confidential when the employer or client so indicates
or when such information becomes publicly known.
3.2 An archaeologist shall not:
(a) Reveal confidential information, unless required to by
law;
(b) Use confidential information to the disadvantage of the
client or employer;
(c) Use confidential information for the advantage of her-
self /himself or a third person, unless the employer or
client consents after full disclosure;
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Appendix A — Cultural Resources Element
(d) Accept compensation or anything of value for recom-
mending the employment of another archaeologist or
other person, unless such compensation or thing of
value is fully disclosed to the potential employer or cli-
ent;
(e) Recommend or participate in any research which does
not comply with the requirements of the Standards of
Research Performance.
Standards of Research Performance
The research archaeologist has a responsibility to attempt to de-
sign and conduct projects that will add to our understanding of
past cultures and /or that will develop better theories, methods,
or techniques for interpreting the archaeological record, while
causing minimal attrition of the archaeological resource base. In
the conduct of a research project, the following minimum stan-
dards should be followed:
The archaeologist has a responsibility to prepare adequately for
any research project, whether or not in the field. The archaeolo-
gist must:
1.1 Assess the adequacy of her /his qualifications for the
demands of the project, and minimize inadequacies by
acquiring additional expertise, by bringing in associates
with the needed qualifications, or by modifying the
scope of the project;
1.2 Inform himself /herself of relevant previous research;
1.3 Develop a scientific plan of research which specifies the
objectives of the project, takes into account previous
relevant research, employs a suitable methodology, and
provides for economical use of the resource base
(whether such base consists of an excavation site or of
specimens) consistent with the objectives of the project;
1.4 Ensure the availability of adequate staff and support fa-
cilities to carry the project to completion, and of ade-
quate curatorial facilities for specimens and records;
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Appendix A — Cultural Resources Element
1.5 Comply with all legal requirements including, without
limitation, obtaining all necessary governmental permits
and necessary permission from landowners or other
persons;
1.6 Determine whether the project is likely to interfere with
the program or projects of other scholars and, if there is
such likelihood, initiate negotiations to minimize such
interference.
IL In conducting research, the archaeologist must follow her /his
scientific plan of research, except to the extent that unforeseen
circumstances warrant its modification.
III. Procedures for field survey or excavation must meet the follow-
ing minimal standards:
3.1 If specimens are collected, a system for identifying and
recording their provemences must be maintained;
3.2 Uncollected entities, such as environmental or cultural
features, depositional strata, and the like, must be fully
and accurately recorded by appropriate means, and their
location recorded;
3.3 The methods employed in data collection must be fully
and accurately described. Significant stratigraphic
and /or locational relationships among artifacts, other
specimens, and cultural and environmental features
must also be fully and accurately recorded;
3.4 All records should be intelligible to other archaeologists.
If terms lacking commonly held referents are used, they
should be clearly defined;
3.5 Insofar as possible, the interests of other researchers
should be considered. For example, upper levels of a
site should be scientifically excavated and recorded
whenever feasible, even if the focus of the project is on
underlying levels.
N. During accessioning, analysis, and storage of specimens and re-
cords in the laboratory, the archaeologist must take precautions
to ensure that correlations between the specimens and the field
records are maintained, so that provenience, contextual relation-
ships, and the like are not confused or obscured.
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Appendix A — Cultural Resources Element
V. Specimens and research records resulting from a project must
be deposited at an institution with permanent curatorial facili-
ties, unless otherwise required by law.
V1. The archaeologist has responsibility for appropriate dissemina-
tion of the results of her /his research to the appropriate con-
stituencies with reasonable dispatch:
6.1 Results reviewed as significant contributions to substan-
tive knowledge of the past or to advancements in the-
ory, method, or technique should be disseminated to
colleagues and other interested persons by appropriate
means, such as publications, reports at professional
meetings, or letters to colleagues;
6.2 Requests from qualified colleagues for information on
research results directly should be honored, if consistent
with the researcher's prior rights to publication and
his /her other professional responsibilities;
6.3 Failure to complete a full scholarly report within 10
years after completion of a field project shall be con-
strued as a waiver of an archaeologist's right of primacy
with respect to analysis and publication of the data.
Upon expiration of such 10 -year period or at such ear-
lier time as the archaeologist shall determine not to pub-
lish the results, such data should be made fully accessi-
ble to other archaeologists for analysis and publication;
6.4 While contractual obligations in reporting must be re-
spected, archaeologists should not enter into a contract
which prohibits the archaeologist from including
her /his interpretations or conclusions in the contractual
reports, or from preserving a continuing right to use the
data after completion of the project;
6.5 Archaeologists have an obligation to accede to reason-
able requests for information from the news media.
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