HomeMy WebLinkAboutItem 2OVERSIGHT BOARD TO THE SUCCESSOR AGENCY TO
THE
SEAL BEACH REDEVELOPMENT AGENCY
AGENDA STAFF REPORT
DATE: June 28, 2017
TO: Oversight Board Members
FROM: Victoria L. Beatley, Successor Agency Finance Officer
SUBJECT: SUCCESSOR AGENCY'S WITHDRAWAL OF
MEMBERSHIP FROM SEAL BEACH PUBLIC
FINANCING AUTHORITY AND EXECUTION AND
DELIVERY OF RELATED AMENDMENT TO JOINT
EXERCISE OF POWERS AGREEMENT
SUMMARY OF REQUEST:
Staff recommends that the Oversight Board to the Successor Agency to the Seal
Beach Redevelopment Agency adopt Resolution No. OB 17 -03, approving the
Successor Agency's withdrawal of membership from the Seal Beach Public
Financing Authority (the "PFA ") and the execution and delivery of a related
amendment (the "Amendment ") to the Joint Exercise of Powers Agreement (the
"Original Agreement") for such withdrawal
BACKGROUND AND ANALYSIS:
In 2000, the City and the former Redevelopment Agency of the City of Seal
Beach (the "Former RDA ") entered into a Joint Exercise of Powers Agreement,
dated as of May 8, 2000 (the "Original Agreement') and formed the PFA
pursuant to the Joint Exercise of Powers Act, set forth in Government Code
Sections 6500 et seq. Since its formation, the PFA has assisted in the financing
and refinancing of projects benefiting the community. Among other things, in
2009, the PFA issued lease revenue bonds (the "PFA 2009 Bonds ") to provide
financing for the construction of a fire station. A portion of the PFA 2009 Bonds
remains outstanding, with a final maturity date of January 15, 2024. The PFA
also assisted the financing and refinancing of sewer system improvements in
2000 and 2011. A portion of the obligations relating to the 2011 refinancing
remains outstanding, with a final scheduled payment date of June 1, 2029.
The Former RDA was dissolved as of February 1, 2012 pursuant to Parts 1.8 and
1.85 of Division 24 of the Health and Safety Code (the "RDA Dissolution Act').
s7es- "IW7e1 IM.dw Agenda Item?
The Successor Agency is the successor entity to the Former RDA. The
Successor Agency is tasked with winding -down the Former RDA's affairs. The
Successor Agency s withdrawal as a member to the PFA will be in furtherance of
such wind -down. It is contemplated that the new City formed Parking Authority
will be added as a new member, and help preserve the existence of the PFA,
without disruption to the outstanding PFA bonds.
Pursuant to the RDA Dissolution Act, the Oversight Board may direct and
approve the termination of the Successor Agency's participation in an agreement
with other public entities, if the Oversight Board finds that such termination would
be in the best interests of the taxing entities. On June 12, 2017, the Successor
Agency Board of Directors adopted its Resolution No. SA 17 -3, requesting the
Oversight Board's approval of the Successor Agency's withdrawal of its
membership from the PFA and the execution and delivery the Amendment to
provide for such withdrawal.
ENVIRONMENTAL IMPACT:
The Resolution is not a "project" within the meaning of the California
Environmental Quality Act ( "CEQA "), and the State CEQA Guidelines set forth in
California Code of Regulations, Title 14, Sections 15000 et seq., (the
"Guidelines "). The approval of the Successor Agency's withdrawal from the PFA
and the execution and delivery of the Amendment for such withdrawal do not
constitute a "project," as that term is defined by Guidelines Section 15378.
Specifically, the Resolution constitutes governmental organizational or
administrative activities that will not result in direct or indirect physical changes in
the environment. (Guidelines Section 15378(b)(5)). Therefore, the Resolution is
not subject to CEQA requirements.
FINANCIAL IMPACT:
The termination of the Successor Agency's membership to the PFA and the
execution and delivery of the Amendment are in furtherance of the wind -down of
the Former RDA's affairs, reduce the potential liabilities of the Successor Agency
and are in the best interests of the taxing entities.
That the Oversight Board adopt Resolution No. OB17 -03 to approve the
withdrawal of the Successor Agency's membership from the PFA and the
execution and delivery of the related amendment to the Joint Exercise of Powers
Agreement.
Attachment:
A. Resolution No. OB 17 -03 (including Exhibit A — or000sed form of amendment to
Joint Exercise of Powers Aareementl
Page 2
"Attachment A"
RESOLUTION NUMBER 0617 -03
A RESOLUTION OF THE OVERSIGHT BOARD OF THE SUCCESSOR
AGENCY TO THE SEAL BEACH REDEVELOPMENT AGENCY
APPROVING THE SUCCESSOR AGENCY'S MEMBERSHIP
WITHDRAWAL FROM THE SEAL BEACH PUBLIC FINANCING
AUTHORITY AND THE EXECUTION AND DELIVERY OF AN
AMENDMENT TO THE RELATED JOINT EXERCISE OF POWERS
AGREEMENT
RECITALS:
A. The City of Seal Beach (the "City') and the Redevelopment Agency of the
City of Seal Beach (the "Former Agency') entered into a Joint Exercise of Powers
Agreement, dated as of May 8, 2000 (the "Original Agreement'), establishing the Seal
Beach Public Financing Authority (the "PFA ") as a joint powers agency pursuant to the
Joint Exercise of Powers Act (Government Code Sections 6500 et seq.) (the "Act").
B. The Original Agreement was made pursuant to the Act, to provide for the
joint exercise of powers common to the members of the PFA, the establishment of a
vehicle which may reduce local borrowing costs and promote the greater use of existing
and new financial instruments and mechanisms, undertake the financing of public
capital improvements and related capital improvements and the acquisition of real and
personal property for the members of the PFA and other public agencies within the
State.
C. Pursuant to Part 1.85 of Division 24 of the Health and Safety Code
(enacted by Chapter 5 of the Statutes of 2011, ABX1 26), all redevelopment agencies in
the State of California, including the Former Agency, dissolved as of February 1, 2012,
the Successor Agency to the Seal Beach Redevelopment Agency (the "Successor
Agency') was established as the successor entity to the Former Agency, and the
Oversight Board to the Successor Agency (the "Oversight Board ") was constituted.
D. The Successor Agency is tasked with the wind -down of the Former
Agency's affairs.
E. There has been prepared a First Amendment to Joint Exercise of Powers
Agreement (the "Amendment"), by and among the City, the Successor Agency and the
City of Seal Beach Parking Authority (the "Parking Authority'), pursuant to which: (i) the
Successor Agency will withdraw as a member of the PFA and the Parking Authority will
become a new member of the PFA, and (ii) certain provisions of the Original Agreement
will be updated.
F. The Successor Agency's withdrawal as a member of the PFA is in
furtherance of the wind -down of the Former Agency's affairs.
G. The PFA has previously issued bonds, some of which remain outstanding
as of the date hereof.
S7296"I119505KJ.A l
Resolution Number OB 17 -03
H. The inclusion of the Parking Authority as a member to the PFA will
preserve the existence of the PFA (thereby avoiding any disruption with respect to the
outstanding PFA bonds), while allowing the Successor Agency to withdraw its
membership.
I. This Resolution is not a "project" within the meaning of the California
Environmental Quality Act ( "CEQA "), and the State CEQA Guidelines set forth in
California Code of Regulations, Title 14, Sections 15000 et seq., (the "Guidelines "),
because it constitutes organizational or administrative activities of local government that
will not result in direct or indirect physical changes in the environment. (Guidelines
Section 15378(b)(5)). Because this Resolution is not a "project" for CEAQ purposes, it
is not subject to CEQA requirements.
NOW, THEREFORE, THE OVERSIGHT BOARD OF THE SUCCESSOR
AGENCY TO THE SEAL BEACH REDEVELOPMENT AGENCY, HEREBY FINDS,
DETERMINES, RESOLVES AND ORDERS AS FOLLOWS:
Section 1. This Oversight Board hereby finds and determines that the
termination of the Successor Agency's membership to the PFA and the execution and
delivery of the Amendment are in furtherance of the wind -down of the Former Agency's
affairs, reduce the potential liabilities of the Successor Agency and are in the best
interests of the taxing entities.
Section 2. This Oversight Board hereby approves and directs the Successor
Agency's execution and delivery of the First Amendment, in substantially the form
attached hereto as Exhibit A.
Section 3. The members of this Oversight Board and the staff of the
Successor Agency are hereby authorized, jointly and severally, to do all things
(including but not limited to the execution of any documents or instruments) which they
may deem necessary or proper to effectuate the purposes of the Amendment and this
Resolution.
57296-0001 \19506H2t
Resolution Number OB 17 -03
PASSED, APPROVED and ADOPTED by the Oversight Board of the Successor
Agency to the Seal Beach Redevelopment Agency at a meeting held on June 28, 2017.
AYES: Board Members:
NOES: Board Members:
ABSENT: Board Members:
Chair, Oversight Board
ATTEST:
Secretary, Oversight Board
5729& 0001 \1950582v2.d.
Resolution Number OB 17 -03
EXHIBIT A
First Amendment to Joint Exercise of Powers Agreement
(Seal Beach Public Financing Authority)
(substantial final form)
(see attached)
SI#ZlsO:U p LM.WyriR 7..
Resolution Number OB 17 -03
STATE OF CALIFORNIA }
COUNTY OF ORANGE } ss
CITY OF SEAL BEACH }
I, Robin Roberts, Secretary to the Oversight Board of the Successor Agency to
the Seal Beach Redevelopment Agency, hereby certify that the foregoing resolution was
duly adopted at a meeting of the Oversight Board, held on the 28 day of June, 2017.
Secretary, Oversight Board
S7296W01 \1950582a2
FIRST AMENDMENT TO
JOINT EXERCISE OF POWERS AGREEMENT
(SEAL BEACH PUBLIC FINANCING AUTHORITY)
This First Amendment to Joint Exercise of Powers Agreement (this "Amendment "),
dated as of June 12, 2017 (the "Effective Date "), is made and entered into by and among the
City of Seal Beach ( "City "), the Successor Agency to the Seal Beach Redevelopment Agency
(the `Successor Agency "), as the successor entity to the Redevelopment Agency of the City of
Seal Beach, (the "Former Agency ") and the City of Seal Beach Parking Authority (the
"Parking Authority ").
RECITALS
A. The City and the Former Agency entered into a Joint Exercise of Powers
Agreement, dated as of May 8, 2000 (the "Original Agreement "), establishing the Seal Beach
Public Financing Authority (the "Authority") as a joint powers agency under the authority of the
Joint Exercise of Powers Act (Government Code Sections 6500 et seq.) (the "Act").
B. The Original Agreement was made pursuant to the Act, to provide for the joint
exercise of powers common to the members of the Authority, the establishment of a vehicle
which may reduce local borrowing costs and promote the greater use of existing and new
financial instruments and mechanisms, undertake the financing of public capital improvements
and related capital improvements and the acquisition of real and personal property for the
members of the Authority and other public agencies within the State.
C. Pursuant to Part 1.85 of Division 24 the Health and Safety Code (enacted by
Chapter 5 of the Statutes of 2011, ABXI 26), all redevelopment agencies in the State of
California, including the Former Agency, dissolved as of February 1, 2012, and the Successor
Agency was established as the successor entity to the Former Agency, tasked with the wind -
down of the Former Agency's affairs.
D. This Amendment provides for: (i) the withdrawal by the Successor Agency from a
membership of the Authority, in furtherance of the wind -down of the Former Agency's affairs,
(ii) the inclusion of the Parking Authority as a new Authority member, and (iii) certain updates
to the provisions of the Original Agreement.
E. The Authority has previously issued bonds, some of which remain outstanding as
of the Effective Date.
F. The inclusion of the Parking Authority as a member to the Authority will preserve
the existence of the Authority (thereby avoiding any disruption with respect to the outstanding
Authority bonds), while allowing the Successor Agency to withdraw its membership.
NOW, THEREFORE, IN CONSIDERATION OF THE PREMISES AND THE
MUTUAL PROMISES CONTAINED IN THIS AMENDMENT, THE CITY, THE
SUCCESSOR AGENCY AND THE PARKING AUTHORITY HEREBY AGREE AS
FOLLOWS:
a72ss-00a1\15 32J.A RWGDRAFT: 5/23/2017
Section 1. Upon the Effective Date of this Amendment, this Successor Agency shall
no longer be a member to the Authority and, instead, the members to the Authority shall be the
City and the Parking Authority.
Section 2. The definitions of the following terms in Section 1.01 of the Original
Agreement are hereby amended to read as follows:
"Agency" means: (i) prior to February 1, 2012, the Redevelopment Agency of the
City of Seal Beach, and (ii) as of February 1, 2012, the Successor Agency to the
Seal Beach Redevelopment Agency.
"Bonds" has the meaning given to such term under Government Code Section
6585(c).
"Members," "parties," or "parties to this Agreement" means (i) prior to the
Effective Date of the First Amendment, the City and the Agency; and (ii) after the
Effective Date of the First Amendment, the City and the Parking Authority.
Section 3. Section 1.01 of the Original Agreement is hereby amended to add the
following terms and definitions:
"Bond Purchase Agreement" means a contractual agreement executed between
the Authority and a Local Agency whereby the authority agrees to purchase
Bonds of the Local Agency. It is hereby clarified that a private purchaser may be
a party to such Bond Purchase Agreement, if the Authority is to further sell Local
Agency Bonds to the private purchaser, or if the Authority will issue Bonds in
connection therewith and the Authority Bonds will be sold to the private
purchaser.
"Bond Law" means: (i) the Marks -Roos Local Bond Pooling Act of 1985, being
Article 4 of the Act (commencing with Section 6584), as now in effect and
hereafter amended, (ii) Article 2 of the Act, as now in effect and hereafter
amended, and (iii) any other law available for use by the Authority in the
authorization and issuance of Bonds.
"Executive Director" means, ex- officio, the City Manager of the City, pursuant
to Section 3.01.
"First Amendment" means the First Amendment to Joint Exercise of Powers
Agreement, dated as of June 12, 20117 by and among the City, the Agency and
the Parking Authority.
"Local Agency" means: (i) a Member to this Agreement, or an agency or
subdivision of a Member, sponsoring a project of public capital improvements, or
(ii) any city, county, city and county, authority, district, or public corporation of
the State.
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S7296 COXMX632 2.dm
"Parking Authority" means the City of Seal Beach Parking Authority, activated
pursuant to the Parking Law of 1949 set forth in Part 2 of Division 18 of the
California Streets and Highways Code (commencing with Section 32650) and
Resolution No. 6742 of the City Council of the City on June 12, 2017.
Section 4. Section 2.01 of the Original Agreement is hereby amended to read, in its
entirety, as follows:
"Purposes. This Agreement is made pursuant to the Act providing for the joint
exercise of powers common to the Members, and for other purposes as permitted
under the Act or the Bond Law. In entering into this Agreement, the Members
intend to establish a vehicle which may reduce local borrowing costs and promote
the greater use of existing and new financial instruments and mechanisms,
undertake the financing of public capital improvements and related capital
improvements and the acquisition of real and personal property for the Members
of the Authority and other public agencies within the State."
Section 5. Section 2.04(a) of the Original Agreement is hereby amended to read, in
its entirety, as follows:
"Regular meetings of the Board shall be held on the same day and at the same
time and place as the regular meetings of the City Council of the City of Seal
Beach, so long as an agenda for such meeting is posted at least 72 hours in
advance of such meeting (or such other length of period as required by the Ralph
M. Brown Act). If the Board of Directors has no business to conduct on a date
when a Regular Meeting would otherwise be held, no agenda for the Board of
Directors meeting shall be posted and such Regular Meeting shall he
automatically cancelled."
Section 6. Section 3.01 of the Original Agreement is hereby amended to read, in its
entirety, as follows:
"Chair. Vice Chair, Executive Director and Secretary . The sitting Mayor of
the City shall act as the Chair of the Board. The sitting Mayor Pro Tern (or Vice
Mayor) shall act as the Vice Chair of the Board. The City Manager shall act as
the Executive Director of the Authority. The City Clerk shall act as the Secretary
of the Board. All contracts made by the Authority shall be signed by the Chair,
the Vice Chair or the Executive Director; provided, that other officers of the
Authority may also sign a contract, in the name and on behalf of the Authority, if
authorized pursuant to other provisions of this Agreement, the bylaws of the
Authority or by a resolution adopted by the Board of Directors. The Secretary
may countersign or attest to the signature of another Authority officer with respect
to any contract or other instrument. The Secretary shall keep the records of the
proceedings of the Board of Directors in the form of minutes to be kept for such
purpose. In addition to such duties as provided pursuant to this Agreement, each
of the Chair, Vice Chair, the Executive Director and the Secretary shall perform
such other duties as imposed by the Board from time to time."
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57196-0aal\195a 32] . ac
Section 7. Section 4.02 of the Original Agreement is hereby amended to read, in its
entirety, as follows:
"Power to Issue Bonds. The Authority shall have the power to issue Bonds
pursuant to all applicable Bond Law."
Section 8. Section 4.04 of the Original Agreement is hereby amended to read, in its
entirety as follows:
"Restrictions. The powers of the Authority shall be exercised in the manner
provided in the Act and the Bond Law and, except for those powers set forth in
the Bond Law or otherwise permitted by law, shall be subject (in accordance with
Section 6509 of the Act) to the restrictions upon the manner of exercising such
powers that are imposed upon the City in the exercise of similar powers."
Section 9. Article V of the Original Agreement is hereby deleted in its entirety and is
replaced with the following:
"ARTICLE V
LIMITATION OF LIABILITY OF DIRECTORS, OFFICERS AND
EMPLOYEES
Section 5.01. Reasonable Dili¢ence Performance: Limitation on Liability.
The members of the Board of Directors, officers and employees of the Authority
shall use ordinary care and reasonable diligence in the exercise of thew powers
and in the performance of their duties pursuant to this Agreement. They shall not
be liable for any mistake of judgment or any other action made, taken or omitted
by them in good faith, nor for any action taken or omitted by any agent, employee
or independent contractor selected with reasonable care, nor for loss incurred
through investment of Authority foods, or failure to invest. No Director, officer
or employee shall be responsible for any action taken or omitted by any other
Director, officer or employee. No Director, officer or employee shall be required
to give a bond or other security to guarantee the faithful performance of his or her
duties pursuant to this Agreement."
Section 10. Section 7.01 of the Original Agreement is hereby amended to read, in its
entirety as follows:
"Term. The Authority shall come into existence on the date of execution of this
Agrcement. This Agreement shall become effective upon each Member on the
date the Member executes the Agreement (or amendment hereof adding such
Member). This Agreement and the Authority shall continue in full force and
effect so long as any Bonds issued by the Authority remain outstanding."
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s7296-WIU95a632�
Section 11. Section 8.01 of the Original Agreement is hereby amended to read as
follows:
"Notices. Notices hereunder shall be in writing and shall be sufficient if delivered
to the address indicated below (or such other address as a Member shall notify the
other Member(s):
City of Seal Beach
211 Eighth Street
Seal Beach, CA 90740
Attention: City Manager
City of Seal Beach Parking Authority
211 Eighth Street
Seal Beach, CA 90740
Attention: Executive Director"
Section 12. Except as otherwise specifically provided in this Amendment, all other
terms and provisions of the Original Agreement shall continue in full force and effect.
Section 13. Should any part, term or provision of this Amendment be decided by any
court of competent jurisdiction to be illegal or in conflict with any law of the State of California
or otherwise be rendered unenforceable or ineffectual, the validity of the remaining portions or
provisions shall not be affected thereby.
Section 14. This Amendment may be executed by the parties in counterparts, which
counterparts shall be construed together and have the same effect as if all of the parties had
executed the same instrument.
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a'/296-0m1 \195063]J1.d¢
IN WITNESS WHEREOF, the parties have caused this Amendment to be executed and
attested to by their authorized officers thereunto duly authorized on the date first set forth above.
Attest:
City Clerk
Attest:
Secretary
CITY OF SEAL BEACH
LIM
Mayor
SUCCESSOR AGENCY TO THE SEAL
BEACH REDEVELOPMENT AGENCY
m
Chair
CITY OF SEAL BEACH PARKING
AUTHORITY
Lm
Chair
Attest:
Secretary
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S]296-0Wn195063W2