HomeMy WebLinkAboutCC Res 4224 1993-05-24
CITY OF SEAL BEACH RESOLUTION NO. /!,;J.?.J
PROVIDING FOR THE BORROWING OF FUNDS FOR FISCAL YEAR
1993.1994 AND TIlE ISSUANCE AND SALE OF 1993 TAX AND
REVENUE ANTICIPATION NOTES THEREFOR
WHEREAS, pursuant to Sections 53850 et seq. of the Government Code of the State I
of California (the "State"), this City Council (the "Council") has found and determined
that moneys are needed for the requirements of the City of Seal Beach (the "City"), a
municipal corporation duly organized and existing under the laws of the State, to satisfy
obligations payable from the General Fund of the City, and that it is necessary that said
sum be borrowed for such purpose at this time by the issuance of temporary notes
therefor in anticipation of the receipt of taxes, revenue and other moneys to be received by
the City for the General Fund of the City during or allocable to the fiscal year of the City
beginning July 1, 1993 and ending June'30, 1994 ("Fiscal Year 1993-1994");
NOW, THEREFORE, the City Council of the City of Seal Beach hereby finds,
determines, declares and resolves as follows:
Section 1. Recit.als True and CmTect.. All of the recitals herein set forth are true
and correct, and the Council so finds and determines.
Section 2. I~imitRt1nn nn M~imlln1 Amount. The principal amount of notes
issued pursuant hereto, when added to the interest payable thereon, shall not exceed
eighty-five percent (85%) of the estimated amount of the uncollected taxes, revenue and
other moneys of the City for the General Fund of the City attributable to Fiscal Year 1993-
1994, and available for the payment of said notes and the interest thereon (as hereinafter
provided).
Section 3. "";Dance and Terms of Notes. Solely for the purpose of anticipating
taxes, revenue and other moneys to be received by the City for the General Fund of the I
City during or allocable to Fiscal Year 1993-1994, and not pursuant to any common plan
offmancing, the City hereby determines to and shall borrow the principal amount of not
to exceed Two Million Two Hundred Thousand Dollars ($2,200,000) by the issuance of
temporary notes under Sections 53850 et seq. of the Government Code of the State,
designated "City of Seal Beach (Orange County, California) 1993 Tax and Revenue
Anticipation Notes" (the "Notes"). The Notes shall be dated the date of issue, shall
mature (without option of prior redemption) not more than one year from their date of
issue, and shall bear interest from their date, payable at maturity and computed on a 30-
day month/360-day year basis. Both the principal of and interest on the Notes shall be
payable in lawful money of the United States of America, as described below.
Section 4. Form ofNnt.-.Rnnk Entrv Onlv liilVlOt..m The Notes shall be issued in
fully registered form, without coupons, and shall be substantially in the form and
substance set forth in Exhibit A attached hereto and by reference incorporated herein, the
blanks in said form to be f1l1ed in with appropriate words and figures. The Notes shall be
numbered from 1 consecutively upward, shall be in the denomination of $1,000 each or
any integral multiple thereof.
"CUSIP" identification numbers shall be imprinted on the Notes, but such
numbers shall not constitute a part of the contract evidenced by the Notes and any error
or omission with respect thereto shall not constitute cause for refusal of any purchaser to
accept delivery of and pay for the Notes. In addition, failure on the part of the City to use
such CUSIP numbers in any notice to registered owners of the Notes shall not constitute
an event of default or any violation of the City's contract with such registered owners and
shall not impair the effectiveness of any such notice.
Except as provided below, the owner of all of the Notes shall be The Depository
Trust Company, New York, New York ("DTC"), and the Notes shall be registered in the
name of Cede & Co., as nominee for DTC. The Notes shall be initially executed and
delivered in the form of a single fully registered Note in the full aggregate principal
amount of the Notes. The City may treat DTC (or its nominee) as the sole and exclusive
owner of the Notes registered in its name for all purposes of this Resolution, and the City
shall not be affected by any notice to the contrary. The City shall not have any
responsibility or obligation to any participant of DTC (a "Participant"), any person
claiming a beneficial ownership interest in the 'Notes under or through DTC or a
Participant, or any other person which is not shown on the register of the City as being
an owner, with respect to the accurac:( of any records maintained by DTC or any
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Resolution Number 1'.:?.:?/f'
Participant or the payment by DTC or any Participant by DTC or any Participant of any
amount in respect of the principal or interest with respect to the Notes. The City shall
pay all principal and interest with respect to the Notes only to DTC, and all such
payments shall be valid and effective to fully satisfy and discharge the City's obligations
with respect to the principal and interest with respect to the Notes to the extent of the sum
or sums so paid. Except under the conditions noted below, no person other than DTC
shall receive a Note. Upon delivery by DTC to the City of written notice to the effect that
DTC has determined to substitute a new nominee in place of Cede & Co., the term "Cede
& Co." in this Resolution shall refer to such new nominee ofDTC.
If the City determines that it is in the best interest of the beneficial owners that
they be able to obtain Notes and delivers a written certificate to DTC to that effect, DTC
shall notify the Participants of the availability through DTC of Notes. In such event, the
City shall issue, transfer and exchange Notes as requested by DTC and any other owners
in appropriate amounts. DTC may determine to discontinue providing its services with
respect to the Notes at any time by giving notice to the City and discharging its
rllsponsibilities with respect thereto under applicable law. Under such circumstances (if
there is no successor securities depository), the City shall be obligated to deliver Notes as
described in this Resolution. Whenever DTC requests the City to do so, the City will
cooperate with DTC in taking appropriate action after reasonable notice to (a) make
available one or more separate Notes evidencing the Notes to any DTC Participant having
Notes credited to its DTC account or (b) arrange for anotp.er securities depository to
maintain custody of Certificates evidencing the Notes.
Notwithstanding any other provision of this Resolution to the contrary, so long as
any Note is registered in the name of Cede & Co., as nominee of DTC. all payments with
respect to the principal and interest with respect to such Note and all notices with respect
to such Note shall be made and given, respectively, to DTC as provided as in the
representation letter delivered on the date of issuance of the Notes.
Section 5. Use of Proceeds. The moneys so borrowed shall be deposited in the
General Fund of the City and used and expended by the City for any purpose for which it
is authorized to expend funds from the General Fund of the City.
.
Section 6. SArntritv. The principal amount of the Notes, together with the interest
thereon, shall be payable from taxes, revenue and other moneys which are received by the
City for the General Fund of the City for Fiscal Year 1993-1994. As security for the
payment of the principal of and interest on the Notes the City hereby covenants to provide
for the Repayment Fund described below (a) an amount equal to twenty-five percent (25%)
of the aggregate principal amount of the Notes, from "unrestricted moneys", as
hereinafter defined, to be received in December, 1993, (b) an amount equal to twenty-five
percent (25%) of the aggregate principal amount of the Notes, from unrestricted moneys
to be received in February, 1994, (c) an amount equal to fifty percent (50%) of the aggregate
principal amount of the Notes, from unrestricted moneys to be received in April, 1994,
and (d) an amount equal to all interest due on the Notes at maturity, from unrestricted
moneys to be received in May, 1994 (all such pledged amounts described in clauses (a)
through (d) above being hereinafter called the "Pledged Revenues"). The principal of the
Notes and the interest thereon shall constitute a first lien and charge thereon and shall
be payable from the Pledged Revenues. To the extent not so paid from the Pledged
Revenues, the Notes shall be paid from any other moneys of the City lawfully available
therefor. In the event that there are insufficient unrestricted moneys received by the City
to permit the deposit into the Repayment Fund of the full amount of the Pledged Revenues
to be deposited in any month by the last business day of such month, then the amount of
any deficiency shall be satisfied and made up from any other moneys of the City lawfully
available for the repayment of the Notes and interest thereon. The term "unrestricted
moneys" shall mean taxes, income, revenue, cash receipts, and other moneys intended
as receipts for the General Fund of the City for Fiscal Year 1993-1994 and which are
generally available for the payment of current expenses and other obligations of the City.
Section 7. Renavrn....t Fund. There is hereby created a special fund to be held by
the City designated the "1993 Tax and Revenue Anticipation Note Repayment Fund" (the
"Repayment Fund") and applied as directed in this Resolution. Any money placed in the
Repayment Fund shall be for the benefit of the holders of the Notes, and until the Notes
and all interest thereon are paid or until provision has been made for the payment of the
Notes at maturity with interest to maturity, the moneys in the Repayment Fund shall be
applied solely for the purposes for which the Repayment Fund is created.
Resolution Number ~.:;.:?i
During or prior to the months of December, 1993, February, 1994, April, 1994 and
May, 1994, the City shall deposit all Pledged Revenues in the Repayment Fund. On the
date of final maturity of the Notes, the moneys in the Repayment Fund, to the extent
necessary to pay the principal of and interest on the Notes at maturity, shall be
transferred by the City to DTC the moneys in the Repayment Fund necessary to pay the
principal of and interest on the Notes at maturity. To the extent said moneys are
insufficient therefor, an amount of moneys from the City's General Fund which will
enable payment of the full principal of and interest on the Notes at maturity shall be
transferred, or caused to be transferred, by the City to the DTC. DTC will thereupon
make payments of and interest on the Notes to the DTC Participants who will thereupon
make payments of principal and interest to the beneficial owners of the Notes. Any
moneys remaining in the Repayment Fund after the Notes and the interest thereon have
been paid, or provision for such payment has been made, shall be transferred to the City.
Section 8. Denrurit and TnveRtment of Fund. All moneys held by the City in the
Repayment Fund, if not invested, shall be held in time or demand deposits as public
funds and shall be secured at all times by bonds or other obligations which are authorized
by law as security for public deposits, of a market value at least equal to the amount
required by law.
Moneys in the Repayment Fund shall, to the greatest extent possible, be invested by
the City directly, or through an investment agreement, in investments as permitted by
the laws of the State as now in effect and as hereafter amended, and the proceeds of any
such investments shall be deposited in the Repayment Fund and shall be part of the
Pledged Revenues.
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Section 9. F.w.rn,tinn nfNnt..... The City Manager of the City, Finance Director and
any authorized designee ofthe City are hereby separately authorized to execute the Notes
by manual signature, and the City Clerk of the City is hereby authorized to countersign
the same by facsimile signature and to affix the seal of the City thereto either manually or
by facsimile impression thereof, and said officers are hereby authorized to cause the
blank spaces thereof to be filled in as may be appropriate.
Section 10. Covenant.; and Wa......nti__ It is hereby covenanted and warranted by I
the City that all representations and recitals contained in this Resolution are true and
correct, and that the City and its appropriate officials have duly taken all proceedings
necessary to be taken by them, and will take any additional proceedings necessary to be
taken by them, for the prompt collection and enforcement of the taxes, revenue, cash
receipts and other moneys pledged hereunder in accordance with law and for carrying
out the provisions of this Resolution.
Section 11. Tranllfer nfNote!!. Any Note may, in accordance with its terms, but
only if the City determines to no longer maintain the book entry only status of the Notes,
DTC determines to discontinue providing such services and no successor securities
depository is named or DTC requests the City to deliver Note certificates to particular DTC
Participants, be transferred, upon the books required to be kept pursuant to the provisions
of Section 13 hereof, by the person in whose name it is registered, in person or by his duly
authorized attorney, upon surrender of such Note for cancellation at the office of the City,
accompanied by delivery of a written instrument of transfer in a form approved by the
City, duly executed.
Whenever any Note or Notes shall be surrendered for transfer, the City shall
execute and deliver a new Note or Notes, for like aggregate p~cipal amount.
Section 12. F..rchange of Notes. Notes may be exchanged at the office of the City for
a like aggregate principal amount of Notes of authorized denominations and of the same
maturity.
Section 13. Note R.el!i!lter. The City shall keep or cause to be kept sufficient books
for the registration and transfer of the Notes if the book entry only system is no longer in
effect and, in such case, the City shall register or transfer or cause to be registered or
transferred, on said books, Notes as herein before provided. While the book entry only
system is in effect, such books need not be kept as the Notes will be represented by one
Note registered in the name of Cede & Co., as nominee for DTC.
Section 14. TAmnoral'V NotAR. The Notes may be initially issued in temporary form
exchangeable for definitive Notes when ready for delivery. The temporary Notes may be
printed, lithographed or typewritten, shall be of such denominations as may be
determined by the City, and may contain such reference to any of the provisions of this
Resolution as may be appropriate. Every temporary Note shall be executed by the City
upon the same conditions and in substantially the same manner as the definitive Notes.
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'Resolution Number L!.:1:r'/
If the City issues temporary Notes it will execute and furnish definitive Notes without
delay, and thereupon the temporary Notes may be surrendered, for cancellation, in
exchange therefor at the office of the City and the City shall deliver in exchange for such
temporary Notes an equal aggregate principal amount of definitive Notes of authorized
denominations. Until so exchanged, the temporary Notes shall be entitled to the same
benefits pursuant to this Resolution as definitive Notes executed and delivered
hereunder.
Section 15. NOM!I Mnt-llatP.d. J n!It. 1lP.od:rnvP.d or Stnlen. If any Note shall become
mutilated the City, at the expense of the registered owner of said Note, shall execute and
deliver, a new Note of like maturity and principal amount in exchange and substitution
for the Note so mutilated, but only upon surrender to the City of the Note so mutilated.
Every mutilated Note so surrendered to the City shall be canceled by it and delivered to, or
upon the order of, the City. If any Note shall be lost, destroyed or stolen, evidence of such
loss, destruction or theft may be submitted to the City and, if such evidence be satisfactory
to the City and indemnity satisfactory to it shall be given, the City, at the expense of the
registered owner, shall execute and deliver a new Note of like maturity and principal
amount in lieu of and in substitution for the Note so lost, destroyed or stolen. The City
may require payment of a sum not exceeding the actual cost of preparing each new Note
issued under this Section 15 and of the expenses which may be incurred by the City in the
premises. lm.y Note issued under the provisions of this Section 15 in lieu of any Note
alleged to be lost, destroyed or stolen shall constitute an original additional contractual
obligation on the part of the City whether or not the Note so alleged to be lost, destroyed or
stolen be at any time enforceable by anyone, and shall be equally and proportionately
entitled to the benefits of this Resolution with all other Notes issued pursuant to this
Resolution.
Section 16. Tal< Coven....tll. (a) No Arbitralre. The City shall not take, nor permit
nor suffer to be taken any action with respect to the proceeds of the Notes which, if such
action had been reasonably expected to have been taken, or had been deliberately and
intentionally taken, on the date of issuance of the Notes (the "Closing Date") would have
caused the Notes to be "arbitrage bonds" within the meaning of section 148 of the Internal
Revenue Code of 1986 (the "Code").
(b) Rebate RequirAmAnt. The City shall take any and all actions necessary to
assure compliance with section 148(f) of the Code, relating to the rebate of excess
investment earnings, if any, to the federal government.
(c) Private Activitv Bond Limitation. The City shall assure that proceeds of the
Notes are not so used as to cause the Notes to satisfy the private business tests of section
141(b) ofthe Code.
(d) Private Loan Financinl!: Limitation. The City shall assure that proceeds of the
Notes are not so used as to cause the Notes to satisfy the private loan financing test of
section 141(c) of the Code. '
(e) Federal Guarantee Prohibition. The City shall not take any action or permit or
suffer any action to be taken if the result of the same would be to cause any of the Notes to
be "federally guaranteed" within the meaning of section 149<b) of the Code.
(f) Maintenance of Tax-Exemption. The City shall take all actions necessary to
assure the exclusion of interest on the Notes from the gross income of the owners of the
Notes to the same extent as such interest is permitted to be excluded from gross income
under the Code as in effect on the Closing Date.
(g) Small Tssller Exemption from Bank NondAdllctibilitv Restriction. The City
hereby designates the Notes for purposes of paragraph (3) of section 265(b) of the Code and
covenants that the Notes do not constitute private activity bonds as defined in section 141
of the Code and that the aggregate face amount of all tax-exempt obligations issued by the
City (including all subordinate entities of the City and all entities which may issue
obligations on behalf of the City) during the calendar year 1993 will not exceed $10,000,000,
excluding, however, private activity bonds, as defined in section 141 of the Code (other
than qualified 501(c)(3) bonds as defined in section 145 ofthe Code) and current refunding
obligations having a principal amount not in excess of the refunded obligation.
Section 17. Rale nfNote!l. Kelling, Northcross & Nobriga, Inc., the fmancial
advisor to the City (the "Financial Advisor"), on behalf of the City, is authorized to identify
a purchaser for the Notes and to negotiate an interest rate and purchase price for the
Resolution Number ~~~
Notes, so long as the net interest cost to the City does not exceed five percent (5%). The
definitive principal amount of Notes to be issued shall be determined by the Financial
Advisor, on behalf of the City, at the time of sale of the Notes to the purchaser identified.
The City Manager, Finance Director or any authorized designee of the City is hereby
authorized and directed to accept an offer from such purchaser, for and in the name of
the City, by notice to such purchaser. The City Manager, Finance Director or any
authorized designee of the City is hereby authorized to execute a Note purchase
agreement or other document in connection with such award.
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Section 18. PreHminarv Official Rtat~m''!nt. The Financial Advisor is hereby
authorized to prepare a Preliminary Official Statement and an Official Statement
relating to the Notes, to be used in connection with the offering and sale of the Notes.
Distribution by the Financial Advisor of said Preliminary Official Statement In
prospective purchasers of the Notes is hereby approved. The City Manager, Finance
Director or any authorized designee of the City are hereby authorized and directed to
approve any changes in or additions to a final form of said Official Statement deemed
advisable by any of them, and to execute a statement at the time of delivery of the Notes to
the Purchaser to the effect that the Final Official Statement does not contain any untrue
statement of a material fact or omit to state a material fact required to be stated therein or
necessary in order to make the statements therein, in light of the circumstances under
which they were made, not misleading. The Mayor of the City, City Manager, Finance
Director or any authorized designee of the City is hereby authorized and directed to
execute and deliver the fmal Official Statement for and in the name and on behalf of the
City. .
The City Manager is hereby authorized to execute an appropriate certificate
stating his determination that the Preliminary Official Statement has been deemed
nearly fmal within the meaning of Rule 15c2-12 of the Securities Exchange Act of 1934.
Section 19. A~Rlnent for Rond ~nnnJiUl!l ~rvieeR! FinAn~ial AdviAO'" Remce;;:
Cost!; ofl....,,"nc... The City Council hereby approves that certain agreement for bond
counsel services by and between the City and Jones Hall Hill & White, A Professional
Law Corporation, in substantially the form presented at this meeting, and the Mayor of I
the City, City Manager, Finance Director or any authorized designee of the City are
hereby authorized and directed to sign said agreement for and on behalf of the City. The
City Council hereby approves that certain agreement for financial advisory services by
and between the City and Kelling, Northcross & Nobriga, Inc., in substantially the form
presented at this meeting, and the Mayor of the City, City Manager, Finance Director or
any authorized designee of the City are hereby authorized and directed to sign said
agreement for and on behalf of the City. All costs incurred by the City in connection with
the issuance of the Notes, including but not limited to printing of any Official Statement,
rating agency costs (except rating service fees), bond counsel fees and expenses, fmancial
advisory fees and expenses, underwriting discount and costs, paying agent fees and
expenses, the cost of printing the Notes, and any compensation owing to any officers or
employees of the City for their services rendered in connection with the issuance of the
Notes, shall be payable solely from the proceeds of the Notes.
Section 20. Execution of Clo!;inl!' Dnc"ment!;. The Mayor, the City Clerk, the City
Manager, the Finance Director, the Treasurer and other officers of the City are
authorized and directed to execute such certificates, agreements and other closing
documents as are necessary to consummate the transactions contemplated by this
Resolution.
PASSED AND AD PTED by the City Council of the City of Seal Beach, California,
""' "'" da, "'May, 19 ,by "', fA,~ ~ r I
I'fSEAr;t _ ,(Luj ~~rh
.#:~ 0 .......... ~.. 'II. Mayor
.1'6' ...:;c.oo.,o"..;;;.t'So'"
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\'" ~ 0 ,,;: i~ Attes~
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Resolution Number
LM;rLj
STATE OF CALIFORNIA )
COUNTY OF ORANGE ) SS,
CITY OF SEAL BEACH )
I, Joanne M. Yeo, City Clerk of the City of Seal Beach,
California, do hereby certify that the fO~~9 Resolution
is an original copy of Resolution Number on file in
the office of the City Clerk, passe approv d and adopted
by the City Council o~.~ City of Beach at a ~~ng
thereof held on the ~day of , IT.
Resolution Number t/.:1~~
RXHTRTT A
CITY OF SEAL BEACH
(ORANGE COUNTY, CALIFORNIA)
1993 TAX AND REVENUE ANTICIPATION NOTE
INTEREST RATE:
MATURITY DATE:
ISSUE DATE:
July 1, 1993
CUSIP:
REGISTERED OWNER: CEDE & CO.
PRINCIPAL SUM: TWO MILLION TWO HUNDRED THOUSAND DOLLARS
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The CITY OF SEAL BEACH, Orange County, State of California (the "City"),
acknowledges itself indebted, and promises to pay, to the Registered Owner stated above,
or registered assigns (the "Owner"), on the Maturity Date stated above, the Principal
Sum stated above, in lawful money of the United States of America, and to pay interest
thereon in like lawful money at the rate per annum stated above, payable on the Maturity
Date stated above, calculated on the basis of 360-day year comprised of twelve 30-day
months. Both the principal of and interest on this Note shall be payable at maturity to the
Owner.
It is hereby certified, recited and declared that this Note is one of an authorized
issue of notes in the aggregate principal amount of Two Million Two Hundred Thousand
Dollars ($2,200,000), all of like tenor, issued pursuant to the provisions of Resolution No.
of the City Council of the City duly passed and adopted on May 25, 1993 (the
"Resolution"), and pursuant to Article 7.6 (commencing with Section 53850) of Chapter 4,
Part 1, Division 2, Title 5, of the California Government Code, and that all conditions,
things and acts required to exist, happen and be performed precedent to and in the
issuance of this Note do exist, have happened and have been performed in regular and
due time, form and manner as required by law, and that this Note, together with all other
indebtedness and obligations of the City, does not exceed any limit prescribed by the I
Constitution or statutes of the State of California.
The principal amount of the Notes, together with the interest thereon, shall be
payable from taxes, revenue and other moneys which are received by the City for the
General Fund of the City for Fiscal Year 1993-1994. As security for the payment of the
principal of and interest on the Notes the City has pledged, from "unrestricted moneys",
as hereinafter defined (a) to be received in December, 1993, an amount equal to 25'k ofthe
aggregate principal amount ofthe Notes, (b) to be received in February, 1994, an amount
equal to 25% of the aggregate principal amount of the Notes (c) to be received in April,
1994, an amount equal to 50% of the aggregate principal amount of the Notes and (d) to be
received in May, 1994, an amount equal to interest on the Notes at maturity (all such
pledged amounts described in clauses (a) through (d) above being hereinafter called the
"Pledged Revenues"). The principal of the Notes and the interest thereon shall constitute
a first lien and charge thereon and shall be payable from the Pledged Revenues, and to
the extent not so paid shall be paid from any other moneys of the City lawfully available
therefor. As used herein, the term "unrestricted moneys" means the taxes, income,
revenue, cash receipts and other moneys, intended as receipts for the General Fund of
the City for Fiscal Year 1993-1994 and which are generally available for the payment of
current expenses and other obligations of the City.
The Notes are issuable as fully registered notes, without coupons in
denominations of $1,000 each or any integral multiple thereof. Subject to the limitations
and conditions as provided in the Resolution, Notes may be exchanged for a like I
aggregate principal amount of Notes of other authorized denominations and of the same
maturity.
The Notes are not subject to redemption prior to maturity.
This Note is transferable by the Owner hereof, but only under the circumstances,
in the manner and subject to the limitations provided in the Resolution. Upon
registration of such transfer a new Note or Notes, of authorized denomination or
denominations, for the same aggregate principal amount and of the same maturity will
be issued to the transferee in exchange for this Note.
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Resolution Number ~~~~
The City may treat the Owner hereof as the absolute owner hereof for all purposes
and the City shall not be affected by any notice to the contrary.
IN WITNESS WHEREOF, the City of Seal Beach has caused this Note to be
executed by the of the City and countersigned by the City Clerk
of the City and its official seal to be affixed hereto all as of this 1st day of July, 1993.
CITY OF SEAL BEACH
By:
[SEALl
Countersigned:
City Clerk
ABBREVIATIONS
The following abbreviations, when used in the inscription on the face of this Note,
shall be construed as though they were written out in full according to applicable laws or
regulations:
TEN COM -- as tenants in common
UNIF GIFT MIN ACT _ Custodian
TEN ENT -- as tenants by the
entireties
JT TEN -- as joint tenants with
_ right of survivorship
_ and not as tenants in
_ common
(Cust) _ (Minor)
under Uniform Gifts to Minors
Act ______________________________
(State)
ADDITIONAL ABBREVIATIONS MAY ALSO BE USED
THOUGH NOT IN THE LIST ABOVE
ASSIGNMENT
For value received, the undersigned dotes) hereby sell, assign and transfer unto
(Name, Address and Tax Identification or Social Security Number of Assignee)
the within Note and dotes) hereby irrevocably constitute and appoint
attorney, to transfer the same on the registration books of the City, with full power of
substitution in the premises.
Dated:
Signature Guaranteed:
NOTICE: Signature(s) must be guaranteed by an
eligible guarantor.
NOTICE: The signature on this AsSIgnment must
correspond with the name(s) as written on
the face of the within Note in every
particular without alteratIOn or
enlargement or any change whatsoever.