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HomeMy WebLinkAboutMonthly Investment Report - September 9, 2019 CITY OF SEAL BEACH Preliminary Investment Report 7/31/2019 Investments: Book Value Market Value LAIF City 9,350,095.65 9,350,095.65 LAIF Successor Agency 380.85 380.85 Securities 27,206,575.74 27,497,438.95 Total Investments: 36,557,052.24 36,847,915.45 Cash,Deposits,&Accrued Interest: Bank of the West General Account 4,298,835.13 Bank of the West Successor Agency 649,525.04 Deposit in transit 45,560.90 Less outstanding checks/ACH (90,147.79) Farmers&Merchants Bank(Parking) 18,965.99 Cash with Bank of New York 51,874.93 Total Cash&Deposits: 4,974,614.20 Total Investments,Cash,and Deposits: 41,531,666.44 In compliance with the California Government Code Section 53646 and Resolution Number 6038;the City Treasurer of Seal Beach hereby certifies that sufficient investment liquidity and anticipated revenue are available to meet the City's budgeted expenditure requirements for the next six months. Investments in this report meet the requirements of the City of Seal Beach's adopted investment policy. NOTED AND APPROVED: Respectfully submitted, jok Ck- 411111b, � 11 Victoria L.Beatley ill R. ngram • Director of Finance/City Treasurer ©C1 '0 ��9 Ci anager 3 CITY OF SEAL BEACH Preliminary Investments Detail Report 7/31/2019 Years to Source of Market Issuer Settlement Date Maturity Date Interest Rate Book Value Market Value Maturity Valuation LAIF CITY: N/A N/A 2.379% 9,350,095.65 9,350,095.65 N/A LAIF Statement LAIF RDA: N/A N/A 2.379% 380.85 380.85 N/A LAIF Statement Total LAIF: 9,350,476.50 9,350,476.50 US Treasury Notes 10/05/16 02/28/21 2.000% 658,117.97 635,273.05 1.58 Bank of New York US Treasury Notes 02/03/17 04/30/21 1.375% 176,400.00 178,235.10 1.75 Bank of New York US Treasury Notes 08/03/17 05/31/21 1.375% 148,376.95 148,476.60 1.84 Bank of New York US Treasury Notes 07/07/17 05/31/21 1.375% 373,869.53 376,140.72 1.84 Bank of New York US Treasury Notes 11/23/16 07/31/21 2.250% 270,631.25 266,728.60 2.00 Bank of New York US Treasury Notes 12/05/16 08/31/21 2.000% 762,671.88 761,484.28 2.09 Bank of New York US Treasury Notes 04/05/17 10/31/21 2.000% 503,105.47 501,211.00 2.25 Bank of New York US Treasury Notes 01/05/17 10/31/21 2.000% 526,168.94 526,271.55 2.25 Bank of New York US Treasury Notes 03/05/18 10/31/21 2.000% 580,251.17 591,428.98 2.25 Bank of New York US Treasury Notes 07/11/17 01/31/22 1.875% 274,495.12 274,967.83 2.51 Bank of New York US Treasury Notes 03/17/17 02/28/22 1.750% 240,482.81 244,282.15 2.58 Bank of New York US Treasury Notes 12/05/17 03/31/22 1.875% 346,732.42 350,232.40 2.67 Bank of New York US Treasury Notes 11/20/17 03/31/22 1.875% 372,993.16 375,249.00 2.67 Bank of New York US Treasury Notes 01/04/18 03/31/22 1.875% 493,886.72 500,332.00 2.67 Bank of New York US Treasury Notes 09/06/18 03/31/22 1.875% 718,175.78 740,491.36 2.67 Bank of New York US Treasury Notes 08/03/18 03/31/22 1.875% 967,187.50 1,000,664.00 2.67 Bank of New York US Treasury Notes 08/31/17 07/31/22 2.000% 556,810.55 552,341.90 3.00 Bank of New York US Treasury Notes 10/06/17 09/30/22 1.750% 406,508.59 408,686.77 3.17 Bank of New York US Treasury Notes 06/06/18 09/30/22 1.750% 623,466.80 647,918.05 3.17 Bank of New York US Treasury N/B Notes 05/04/18 10/31/22 2.000% 357,657.03 371,633.18 3.25 Bank of New York US Treasury Notes 10/04/18 01/31/23 1.750% 214,259.77 224,200.13 3.51 Bank of New York US Treasury Notes 07/05/18 02/28/23 1.500% 473,046.88 493,945.50 3.58 Bank of New York US Treasury Notes 02/12/19 03/31/23 1.500% 197,448.63 202,437.50 3.67 Bank of New York US Treasury Notes 03/15/19 06/30/23 1.375% 316,258.59 324,070.23 3.92 Bank of New York US Treasury Notes 02/12/19 07/31/23 1.250% 199,491.80 205,143.75 4.00 Bank of New York US Treasury Notes 03/08/19 11/15/23 2.750% 848,498.44 870,679.32 4.30 Bank of New York US Treasury Notes 01/09/19 11/30/23 2.125% 712,029.30 733,014.88 4.34 Bank of New York US Treasury N/B 01/31/19 12/31/23 2.625% 125,371.09 129,057.63 4.42 Bank of New York US Treasury N/B 06/05/19 04/30/24 2.000% 964,350.00 966,112.32 4.75 Bank of New York US Treasury N/B 07/03/19 06/30/24 2.000% 555,671.88 553,501.85 4.92 Bank of New York FNMA Notes 04/13/18 04/13/21 2.500% 264,605.15 267,411.77 1.70 Bank of New York FNMA Notes 08/19/16 08/17/21 1.125% 189,350.01 187,454.57 2.05 Bank of New York FNMA Notes 09/02/16 08/17/21 1.250% 372,705.00 369,976.13 2.05 Bank of New York FNMA Notes 08/19/16 08/17/21 1.250% 607,529.50 601,827.83 2.05 Bank of New York Fannie Mae Notes 06/29/17 01/05/22 2.000% 478,035.25 475,845.50 2.44 Bank of New York Fannie Mae Notes 01/11/19 01/11/22 2.625% 279,798.40 284,429.88 2.45 Bank of New York Fannie Mae Notes 06/29/17 04/05/22 1.875% 489,926.50 489,649.16 2.68 Bank of New York 1 CITY OF SEAL BEACH Preliminary Investments Detail Report 7/31/2019 Years to Source of Market Issuer Settlement Date Maturity Date Interest Rate Book Value Market Value Maturity Valuation Freddie Mac Notes 01/09/19 06/19/23 2.750% 755,265.00 772,814.25 3.89 Bank of New York Fannie Mae Notes 12/06/18 09/12/23 2.875% 688,606.20 715,932.27 4.12 Bank of New York Federal Home Loan Bank 01/31/19 12/08/23 3.375% 360,315.86 371,126.70 4.36 Bank of New York Fannie Mae Notes 02/08/19 02/05/24 2.500% 273,977.00 282,078.23 4.52 Bank of New York Burlington NRTH Corp 06/08/16 10/01/19 4.700% 137,987.50 125,420.25 0.17 Bank of New York American Express Credit Corp 03/03/17 03/03/20 2.200% 289,698.40 289,701.01 0.59 Bank of New York Wal-Mart Stores Inc 10/20/17 12/15/20 1.900% 519,246.00 518,240.32 1.38 Bank of New York Branch Banking&Trust Corp 10/26/17 02/01/21 2.150% 134,937.90 134,597.30 1.51 Bank of New York Toyota Motor Credit Corp 04/13/18 04/13/21 2.950% 124,950.00 126,547.63 1.70 Bank of New York Pepsico Inc Corp Note 10/10/17 04/15/21 2.000% 319,936.00 319,207.68 1.71 Bank of New York Bank of New York 09/11/17 04/15/21 2.500% 508,860.00 501,850.50 1.71 Bank of New York Bank of America Corp 11/03/17 04/19/21 2.625% 261,947.40 261,222.26 1.72 Bank of New York Goldman Sachs Group Corp 11/07/17 07/27/21 5.250% 257,534.15 247,396.49 1.99 Bank of New York American Honda Finance Corp Notes 09/14/16 09/09/21 1.700% 382,370.45 379,903.76 2.11 Bank of New York Citigroup Inc Corp 11/22/17 12/08/21 2.900% 261,775.80 262,933.32 2.36 Bank of New York American Express Credit Corp 04/05/18 03/03/22 2.700% 195,958.00 201,818.20 2.59 Bank of New York BB&T CORP 04/05/18 04/01/22 2.750% 132,493.05 136,247.81 2.67 Bank of New York National Rural Util Coop Corp 04/05/18 04/25/22 2.400% 243,162.50 251,493.75 2.74 Bank of New York JPMorgan Chase&Co Corp Notes 04/05/18 09/23/22 3.250% 264,189.10 272,174.61 3.15 Bank of New York Caterpillar Fin Services Corp 04/05/18 03/01/23 2.625% 243,572.50 252,472.50 3.59 Bank of New York Home Depot Inc Corp 04/05/18 04/01/23 2.700% 245,250.00 254,840.00 3.67 Bank of New York Toyota Motor Credit Corp 01/31/19 01/08/24 3.350% 166,277.10 172,065.30 4.44 Bank of New York PFIZER Inc 04/04/19 03/15/24 2.950% 202,420.00 206,033.80 4.63 Bank of New York Credit Suisse New York Cert Depos 02/08/18 02/07/20 2.670% 265,000.00 265,856.22 0.52 Bank of New York Nordea Bank AB NY CD 02/22/18 02/20/20 2.720% 395,000.00 396,612.00 0.56 Bank of New York Canadian IMP BK Comm NY FLT Cert 04/10/18 04/10/20 2.731% 260,000.00 260,603.72 0.70 Bank of New York Bank of Nova Scotia Houston CD 06/07/18 06/05/20 3.080% 419,840.40 423,866.52 0.85 Bank of New York Bank of Montreal Chicago Cert 08/01/18 08/03/20 3.190% 465,000.00 468,855.78 1.01 Bank of New York WestPac Banking Corp NY CD 08/07/17 08/03/20 2.050% 470,000.00 470,287.17 1.01 Bank of New York Sumitomo Mitsui Bank NY 11/17/17 11/16/20 2.270% 264,639.60 269,373.83 1.30 Bank of New York Swedbank Cert Depos 11/17/17 11/16/20 2.270% 530,000.00 529,707.97 1.30 Bank of New York MUFG Bank LTD/NY Cert 02/28/19 02/26/21 2.970% 265,000.00 268,453.11 1.58 Bank of New York Credit Agricole CIB NY Cert Depos 04/04/19 04/02/21 2.830% 255,000.00 256,898.22 1.67 Bank of New York Total Securities 27,206,575.74 27,497,438.95 Total Investments: 36,557,052.24 36,847,915.45 2 Opfm CITY OF SEAL BEACH Investment Performance Review For the Quarter Ended June 30, 2019 Client Management Team PFM Asset Management LLC Sarah Meacham,Managing Director 601 South Figueroa,Suite 4500 213 Market Street Richard Babbe,CCM,Senior Managing Consultant Los Angeles,CA 90017 Harrisburg,PA 17101-2141 213-489-4075 717-232-2723 Market Update For the Quarter Ended June 30,2019 QUARTERLY MARKET SUMMARY Fixed Income Management SUMMARY INTEREST RATES • The second quarter saw plunging interest rates,surging equity prices,mixed • U.S.Treasury yields fell for a third consecutive quarter,with maturities beyond one economic data and increasing global growth concerns.While few economists expect year falling 40 to 50 basis points(bps).The yield on most longer Treasury maturities the decade-long U.S.expansion to end soon,the Federal Reserve's(Fed)cautionary are now near 18-month lows.At quarter-end,the yield on a 3-month Treasury bill tone set the stage for rate cuts in the second half of the year. stood at 2.09%,the 2-year note was 1.76%,the 5-year was 1.77%and the 10-year • U.S.economic conditions are characterized by:(1)solid gross domestic product yielded 2.01%. (GDP)growth in Q1,but more tempered expectations for Q2;(2)strong job growth, • The yield curve reached its greatest level of inversion since 2007,as the spread with a low unemployment rate of 3.7%;(3)softening inflation pressures;and between the 10-year and 3-month Treasuries reached-28 bps,although it finished (4)increased downside risks,including a slowdown in manufacturing,weaker the quarter narrower as short-term rates trended lower in expectation of rate cuts. business investments and protracted trade wars. • Money market yield curves for Treasury bills and commercial paper are also now • At its June meeting,the Federal Open Market Committee(FOMC)maintained the inverted,reflecting the market's expectation for lower Fed policy rates in the term. overnight fed funds rate at a target range of 2.25%-2.50%,but acknowledged soft However,yields on short-term commercial paper and bank certificates of deposit business investment,declining market-based inflation measures and increased remain attractive versus short-term government securities,despite the inverted curve. uncertainty to the outlook.In their latest assessment of monetary policy,nearly half SECTOR PERFORMANCE of respondents viewed two rate cuts as appropriate by year-end.In subsequent communications,Fed chair Jerome Powell all but assured a first preemptive rate cut • Absolute returns were very strong in Q2 as lower yields pushed prices higher. will occur at the Fed's next meeting on July 30-31. Treasury benchmarks posted some of their strongest quarterly returns in three years. The increasing yield curve inversion further boosted the returns of longer duration • Equity investors seemed to rejoice in the Fed's more dovish stance.By quarter-end, instruments,outperforming shorter-maturity counterparts.For example,the 3-month domestic equity markets had reversed losses from May and reached new record Treasury bill index returned 0.64%for the quarter,while 5-year and 10-year Treasury highs.The S&P 500 returned 4.3%for the quarter and is now up 17.3%for the indices returned 2.81%and 4.23%,respectively. year—the best first half of a year since 1997. • Federal agency returns underperformed similar-duration Treasury securities for the ECONOMIC SNAPSHOT quarter,as agency yield spreads continued to trade at very narrow levels.Callable • U.S.GDP grew 3.1%in Q1,up from 2.2%in Q4.Growth was driven by an agencies underperformed non-callable structures by a wider margin as the large unexpected improvement in net exports and outsized growth in inventories,factors downward move in yields increased the likelihood of call,limiting price appreciation. that are not likely to be sustained.But consumer spending,which makes up more • Modest incremental income on supranational debt compared to federal agencies than two thirds of total economic output,increased at a slower pace relative to prior helped buoy modest positive relative performance over the quarter.Despite the quarters.Forecasts for Q2 are substantially lower—generally in the 1.5%to 2.0% historically tight level of yield spreads,the sector served as a portfolio diversifier and range. performance enhancer relative to Treasuries and agencies over the past year. • The U.S.labor market remained strong,with average job growth of 172,000 per • Following superb performance in Q1,investment-grade corporates continued to be month in 2019,compared with average gains of 223,000 in 2018.The unemployment one of the best performing sectors in Q2.Despite intra-quarter spread volatility,the rate stood at 3.7%in June,near a 49-year low,as the economy remains at what is incremental income from the sector-supported positive excess returns—returns in considered"full employment."Wages also rose,but at a modest 3.1%growth rate excess of Treasuries adjusted to similar duration.For the second consecutive quarter, over the past year. lower-quality credits outperformed higher-quality issues as risk appetite held firm. • Inflation continued to be tame.The Consumer Price Index(CPI)rose 1.6%over the • AAA-rated asset-backed securities(ABS)were modestly additive to performance for past year,while the Fed's preferred inflation gauge,the Core Personal Consumption the quarter,despite spreads bouncing off 10-year lows in June.Within ABS,fixed-rate Expenditure(PCE)Price Index,excluding food and energy prices,also rose 1.6% dominated floating rate structures and credit card collateral outpaced auto loans. over the past year,below the Fed's target of 2%. • The continued drop in rates pressured mortgage-backed securities(MBS)in Q2, • Recent manufacturing data weakened in the face of slowing global demand.The resulting in underperformance and strongly negative excess returns.The decline in most recent Institute for Supply Management(ISM)manufacturing survey fell to a mortgage rates triggered expected increases in principal prepayments,generally a 30-month low,while new orders for manufactured goods have fallen in three of the negative for the sector.On the flip side,agency-backed commercial mortgage-backed past four months.Conversely,consumer confidence remains near all-time highs, securities(CMBS)generated positive excess returns in back-to-back quarters,as while retail sales rebounded from weakness in Q1. these structures have less prepayment variability and interest rate sensitivity. PFM Asset Management LLC 1 For the Quarter Ended June 30,2019 QUARTERLY MARKET SUMMARY Fixed Income Management Economic Snapshot Labor Market Latest Mar'19 Jun'18 Unemployment Rate(left)vs.Change In Non-Farm Payrolls(right) Unemployment Rate Jun'19 3.7% 3.8% 4.0% raam Change In Non-Faun Payrolls -Unemployment Rate 6% 450K Change In Non-Farm Payrolls Jun'19 224,000 153,000 262,000 5% I ' 300K ll.� Aeerage Hourly Earnings(YoY) Jun'19 3.1% 3.2% 2.9% r 4% ,, !,� 150K Personal Income(YoY) May'19 4.1% 3.5% 4.696., . ( iii iiiii��l� Viii ii1i1 iiiii 3% l 0 Initial Jobless Claims(week) Jun'19 221,000 204,000 229,000 Jun'16 Dec'16 Jun'17 Dec'17 Jun'18 Dec'18 Jun'19 Growth Real GDP(QoQ SAAR) 201901 3.1% 2.2%1 2.2%Z Real GDP (CoQ) 6% 1 2 GDP Personal Consumption(QoQ SAAR) 201901 0.9% 2.5% 0.5% 4% Retail Sales(YoY) May'19 2.9% 3.8% 61% 1,I,I,I,I,IIi1 1 ISM Manufacturing Surlrey(month) Jun'19 51.7 55.3 60.0 I Existing Home Sales SAAR(month) May'19 5.34 mil. 5.21 mil. 5.39 mil. Mar'16 Sep'16 Mar'17 Sep'17 Mar'16 Sep'18 Marts Inflation/Prices Personal Consumption Expenditures(YoY) May'19 1.5% 1.5% 2.3% ConsumerPrlce Index -CPI(YoY) Core CPI(YoY) 4% Consumer Price Index(YoY) May'19 1.8% 1.9% 2.9% Consumer Pnce Index Core(YoY) May'19 2.0% 2.0% 2 35 2% Crude Oil Futures(WTI,per barrel) Jun'19 $58.47 $60.14 $74 15 1% o% Gold Futures(oz.) Jun'19 $1,414 $1,293 $1,255 Jun'16 Dec'16 ,9a1 17 Dee'17 Jun'18 Dec'18 1.Data as of Fourth Quarter 2018. 2.Data as of First Quarter 2018. Note YoY=year-over-year,QoQ=quarter-over-quarter,SAAR=seasonally adjusted annual rate,WTI=West Texas Intermediate crude oil. Source.Bloomberg. PFM Asset Management LLC 2 For the Quarter Ended June 30,2019 QUARTERLY MARKET SUMMARY Fixed Income Management Interest Rate Overview U.S.Treasury Note Yields U.S.Treasury Yield Curve 3.5% 4% __._....._. 3.0% 2.5% 3% 9 s 0 2.0% 0 2% ----- -- __....---.. 1.5% 1.0% 1% 0.5% 0% _ rD 6/30/18 9/30/18 12/31/18 3/31/19 6/30/19 oMaturity 2-Year 5-Year 10-Year June 30,2019 < --- March 31,2019 June 30,2018 U.S.Treasury Yields Yield Curves as of 6/30/19 Change over Change over 4% Maturity Jun'19 Mar'19 Jun'18 Quarter Year 3-Month 2 09% 2.39% - 1.92% 0.17% 3% 1-Year 1,93% 2.39% 2.31% - - m 2-Year 1.76% 2 26% - 2 53% '} 5-Year 1.77% 2.23% 2.74% 1% 10-Year 2;)1% 2.41% 2.86% 0% - ---- W-.la W 9 Q -J -. l' O 30-Year 2.53% 2.82% 2.99% o Maturity U.S.Treasury .. Federal Agency Corporates,A Rated Source Bloomberg. PFM Asset Management LLC 3 For the Quarter Ended June 30,2019 QUARTERLY MARKET SUMMARY Fixed Income Management ICE BofAML Index Returns As of 6/30/19 Returns for Periods ended 6/30/19 June 30,2019 Duration Yield 3 Month 1 Year 3 Years U.S. Treasury 1.87 1 80°7,, 1 44% 3.96% 1 29% Federal Agency 1.54 1.83% 1.30% 3.88% 1.46% U.S. Corporates,A-AAA rated 1 87 2.30% 1 54% 4.84% 2.13% Agency MBS(0 to 3 years) 3 57 2.63% 1.59% 5.69% 2.10% Taxable Municipals 1 77 2.19% 1.52% 4.77% 2.56% 1.5 Yearindt U.S.Treasury 2 63 1.77% 1.82% 4.89% 1 31% Federal Agency 1.83 1.80% 1.44% 4.30% 1.46% U.S.Corporates,A-AAA rated 2.65 2,36% 2.01% 6.06% 2.34% Agency MBS(0 to 5 years) 3.18 2.68% 1.86% 5.56% 1 71% Taxable Municipals 2 22 2 43% 1.38% 5.11% 2.45% U.S.Treasury 6.64 1.94% 3.06% 7.33% 1.34% Federal Agency 4.04 1.98% 2.32% 6.20% 1.89% U.S. Corporates,A-AAA rated 7.46 2.87% 4 04% 10 11% 3.32% Agency MBS(0 to 30 years) 3.83 2.75% 2.01% 6.32% 2.10% Taxable Municipals 10.83 3.34% 4.99% 11.36% 4.38% Returns for penods greater than one year are annualized. Source:ICE BofAML Indices. PFM Asset Management LLC 4 For the Quarter Ended June 30,2019 QUARTERLY MARKET SUMMARY Fixed Income Management DISCLOSURES PFM is the marketing name for a group of affiliated companies providing a range of services.All services are provided through separate agreements with each company. This material is for general information purposes only and is not intended to provide specific advice or a specific recommendation. Investment advisory services are provided by PFM Asset Management LLC, which is registered with the Securities and Exchange Commission under the Investment Advisers Act of 1940. The information contained is not an offer to purchase or sell any securities.Additional applicable regulatory information is available upon request. For more information regarding PFM's services or entities,please visit www.pfm.com. The views expressed within this material constitute the perspective and judgment of PFM Asset Management LLC at the time of distribution and are subject to change. Information is obtained from sources generally believed to be reliable and available to the public;however,PFM Asset Management LLC cannot guarantee its accuracy, completeness,or suitability This material is for general information purposes only and is not intended to provide specific advice or recommendation. The information contained in this report is not an offer to purchase or sell any securities. ©2019 PFM Asset Management LLC.Further distribution is not permitted without prior written consent. Spfm PFM Asset Management LLC 5 Investment Strategy & Portfolio Review For the Quarter Ended June 30,2019 CITY OF SEAL BEACH Portfolio Review Portfolio Recap • Interest rates plummeted in the second quarter,with yields on 2-to 5-year Treasury securities falling around 50 basis points (0.50%)to the lowest levels since 2017. Rates fell in response to slowing global growth expectations,weakness in manufacturing due to renewed trade disputes,low inflation, and expectations for multiple Fed rate cuts in the second half of the year. Much of the yield curve remains inverted,where longer-term yields are lower than short-term yields. • U.S. equity markets reached new all-time highs in the quarter and credit-sensitive fixed income assets performed well despite elevated geopolitical risks and yield spreads on corporate bonds widening modestly over the quarter. • Our strategy throughout the quarter included the following elements: • Broad diversification,generally including the widest range of permitted investments,which reduces the overall risk in the portfolio and provides the opportunity for better returns over the long term. • We maintained a portfolio duration in line with the benchmark. Maintaining a neutral duration—despite the inverted yield curve—drove strong market-value returns across most fixed-income sectors as market prices on fixed-income securities tend to rise as yields fall. • We continued to maintain federal agency allocations as their yields did not offer much value compared to treasury alternatives. Non-callable agencies generated small out-performance due to their modestly higher yields, but callable agencies underperformed as lower rates increased the likelihood of a call before maturity. • Corporate yield spreads remain tight by historical standards but widened briefly amid trade tensions. Corporates generated excess returns for the second consecutive quarter.We focused allocations on high quality issuers with relatively less exposure to international trade risks.We also had a slight preference for industrials over financials in the quarter. • Negotiable bank CD yield spreads narrowed in the second quarter, reducing their overall attractiveness. By quarter-end,the money market yield curve was also inverted. PFM Asset Management LLC 6 For the Quarter Ended June 30,2019 CITY OF SEAL BEACH Portfolio Compliance Sector Allocation & Compliance •The portfolio is in compliance with the City's Investment Policy and the California Government Code. Security Type Market Value %of % Change Permitted by In Compliance Portfolio vs.3/31/19 Policy U.S.Treasury $13,653,691 49.5% +2.0% 100% V Federal Agency $4,834,732 17.5% -0.1% 100% V Corporate Notes $5,424,074 19.7% +0.1% 30% ✓ Negotiable CDs $3,606,725 13.1% -2.2% 30% ✓ Securities Sub-Total $27,519,222 99.8% Accrued Interest $174,818 Securities Total $27,694,040 Money Market Fund $60,128 0.2% +0.1% 20% ✓ Total Investments $27,754,168 100.0% Market values,excluding accrued interest.Detail may not add to total due to rounding.Current investment policy as of September 2012. PFM Asset Management LLC 7 For the Quarter Ended June 30,2019 CITY OF SEAL BEACH Portfolio Snapshot Credit Quality(S&P Ratings)** Sector Allocation A Certificate BBBt 7.9% U.S. of Deposit 3.7% A- Treasury 13.1% Portfolio Statistics I 4.7% 49.6% -1 _Corporate A+ 19.7% As of June 30,2019 4.3% ,, ? A-1 Par Value: $27,260,000 r1 A-1+ 4 Total Market Value: $27,754,168 €- �; X1.4% -, AA Security Market Value: $27,519,222 0' 2.6% Accrued Interest: $174,818 k 4i '.0 '',F°.:447.0, Federal Cash: $60,128 AA- Age ncyI E AA+ 4.7% 17.6% Amortized Cost: $27,160,930 67.2% Yield at Market: 1.94% Yield at Cost: 2.34% Effective Duration: 2.53 Years Maturity Distribution 40% Duration to Worst: 2.54 Years 36.5% 35% Average Maturity: 2.66 Years Average Credit:• AA 30% 25% 20.8% 20% 18.2% 16.2% 15% 10% 8.2% III 5% ■0% 0.0% 0-1 Year 1-2Years 2-3Years 3-4Years 4-5 Years >5Years 'An average of each secunty's credit rating assigned a numeric value and adjusted for its relative weighting in the portfolio. ••Securities held in the portfolio are in compliance with California Govemment Code and the City's Investment Policy dated September 2012 PFM Asset Management LLC 8 For the Quarter Ended June 30,2019 CITY OF SEAL BEACH Portfolio Composition Sector Allocation June 30,2019 March 31,2019 December 31,2018 September 30,2018 Sector MV($MM) %of Total MV($MM) %of Total MV($MM) %of Total MV($MM) %of Total U.S.Treasury 13.7 49.6% 12.9 47.5% 12.6 47.2% 12.7 48.2% Corporate 5.4 19.7% 5.3 19.6% 5.2 19.6% 5.2 19.8% Federal Agency/GSE 4.8 17.6% 4.8 17.6% 4.2 15.7% 3.5 13.2% Certificate of Deposit 3.6 13.1% 4.1 15.3% 4.4 16.3% 4.6 17.6% Municipal 0.0 0.0% 0.0 0.0% 0.3 1.2% 0.3 1 2% Total $27.5 100.0% $27.0 100.0% $26.7 100.0% $26.3 100.0% 100% 90% 80% 70% • Municipal 60% ■ Certificate of Deposit ■ Federal Agency/GSE 50% Cor.Treasury 40%rporate ,,,:. ._ rr 30% 11.31%il'T flitglatiri 20% 10% June 2019 March 2019 December 2018 September 2018 Detail may not add to total due to rounding. PFM Asset Management LLC 9 For the Quarter Ended June 30,2019 CITY OF SEAL BEACH Portfolio Composition Maturity Distribution As of June 30,2019 Yield Average 0-1 1-2 2-3 3-4 4-5 >5 Portfolio/Benchmark at Market Maturity Years Years Years Years Years Years CITY OF SEAL BEACH 1.94% 2.66 yrs 8.2% 20.8% 36.5% 16.2% 18.2% 0.0% City Of Seal Beach Custom Index 1.77% 2.75 yrs 1.7% 32.4% 27.4% 19.7% 18.8% 0.0% 40% 36.5% 35% 32.4% 30% ' 27.4% 25% 20.8% ;. .. 20% ; €; 19.7% 18.2% 18.8% �,,. a -' 16.2% — -- 15% 10% 8.2% 5% 1 € >�"' 0.0% 0.0% 0-1 Years 1-2 Years 2-3 Years 3-4 Years 4-5 Years >5 Years ® CITY OF SEAL BEACH INVESTMENT PORTFOLIO ' City Of Seal Beach Investment Portfolio Custom Index PFM Asset Management LLC 10 For the Quarter Ended June 30,2019 CITY OF SEAL BEACH Portfolio Performance Portfolio Performance(Total Return) Annualized Return Effective Current Portfolio/Benchmark Duration Quarter 1 Year 3 Year 5 Year 10 Year Since Inception (03/31/13) CITY OF SEAL BEACH 2.53 1.80% 5.09% 1.66% 1.81% - 1.66% City Of Seal Beach Custom Index 2.56 1.82% 4.89% 1.31% 1.54% - 1.40% Difference -0.02% 0.20% 0.35% 0.27% - 0.26% 6.0% 5.09% 5.0% 4.89% 4.0% c 3 Y tY 3.0% 0 0 i-- 2.0% 1.80% 1.82°k 1.81% 1.66% 1.54% 1.66°A ° 1.31% 1.40/0 1.0% Current Quarter 1 Year 3 Year 5 Year 10 Year Since Inception ■ CITY OF SEAL BEACH :.`i:# City Of Seal Beach Custom Index Pontolio performance is gross at fees unless otherwise indicated. PFM Asset Management LLC 11 For the Quarter Ended June 30,2019 CITY OF SEAL BEACH Portfolio Performance Portfolio Earnings Quarter-Ended June 30,2019 Market Value Basis Accrual(Amortized Cost)Basis Beginning Value(03/31/2019) $27,024,263.36 $26,997,348.19 Net Purchases/Sales $161,170.03 $161,170.03 Change in Value $333,788.91 $2,412.12 Ending Value(06/30/2019) $27,519,222.30 $27,160,930.34 Interest Earned $156,207.46 $156,207.46 Portfolio Earnings $489,996.37 $158,619.58 PFM Asset Management LLC 12 For the Quarter Ended June 30,2019 CITY OF SEAL BEACH Outlook Investment Strategy Outlook • While we expect U.S. and global economic growth to moderate in the second half of the year amid elevated risks to the economy, we do not believe a recession is imminent. • The Fed has officially shifted its stance on monetary policy from"patient"to"appropriate,"and rates have continued to move lower.As such,our view is to continue to maintain a portfolio duration in line with the benchmark in order to minimize risk and optimize performance relative to the benchmark in the event yields continue to decline.While market-implied probabilities and economist surveys strongly suggest that the Fed will cut rates as early as July,the key questions of"when"and"how much"will drive our strategy over the rest of the year. • Our outlook for each of the major investment-grade fixed-income sectors are as follows: • Federal agency spreads are very tight and we expect them to remain so.Although callable agency spreads are wider than they have been in a while,the sharp downward move in rates has reduced the likelihood of outperformance. • As a result of the Fed's more accommodative stance and our positive view of the corporate sector,we will maintain corporate allocations and seek to modestly extend the duration of our allocations,while remaining diligent in our issuer and security selection process. • Historically tight spreads have also reduced the range of high-quality, short-term credit issues that offer adequate incremental income to warrant purchase. Careful maturity selection around Fed meeting expectations will be an important consideration going forward, particularly with both the Treasury and credit yield curves inverted. PFM Asset Management LLC 13 Issuer Distribution For the Quarter Ended June 30,2019 CITY OF SEAL BEACH Portfolio Composition Issuer Distribution As of June 30,2019 Issuer Market Value ($) %of Portfolio UNITED STATES TREASURY ` 13,653,691 49.6% (ANNIE MAE 3.685831 13 4% cri FREDDIE MACIIIIIIIIIIMMIIIIIIIIIIIIL 776,546 2.8% iN G SWEDBANK AB 528.438 1 9% �° V+/AL-MART STORES INC -. F 519,066 1.9% THE BANK OF NEW YORK MELLON CORPORATION 502,748 1 8% GENERAL ELECTRIC CO _ ' �` 501,639 1.8% AMERICAN EXPRESS CO 491,832 1 8% WESTPAC BANKING CORIIIIIMMIIIIIMIINIIrW— 469,343 1 7% BANK OF MONTREAL 468.234 1 7% �. BANK OF NOVA SCOTIA 423,523 1.5% NORDEA BANK AB 396419 1 4% AMERICAN HONDA FINANCE 380,575 1.4% FEDERAL HOME LOAN BANKS 372.355 1 4% PEPSICO INC 319 912 12% TOYOTA MOTOR CORP 299275 1 1% JP MORGAN CHASE&CO 272,242 1.0% BB&T CORPORATION 271,396 1 0% PFM Asset Management LLC 14 For the Quarter Ended June 30,2019 CITY OF SEAL BEACH Portfolio Composition Issuer Market Value($) %of Portfolio SUMITOMO MITSUI FINANCIAL GROUP INC 269 087 1.0% MITSUBISHI UFJ FINANCIAL GROUP INC 269 083 1 0% — „ CREDIT SUISSE GROUP --, ,,,-_ ..: ',,,,,..„. 265723 1 08 CITIGROUP INC 262,696 1 0% ...-"'.., ,, ........, BANK OF AMERICA CO - -,': ' - ..... . 261 621 14 ,.. CANADIAN IMPERIAL BANK OF COMMERCE 260 555 1 0% IIIIIIIIIMIIM CREDIT AGRICOLE SA 256,320 .T .''' -' . .., 1 os%_ „,..... HOME DEPOT INC 255 522 09% CATERPILLAR INC 411111111111111.111111111111111111111111111111E 253,608 1 ...9%,IIIIIIIIIMII NATIONAL RURAL UTILITIES CO FINANCE CORP 251 734 09% —_ GOLDMAN SACHS GROUP INC ,? ' i: 248,384 '2; p.9% ,i. ,/ PFIZER INC 206 187 08% BURLINGTON NORTHERN SANTA FE 125,637 0.5% Grand Total: 27,519,222 100.0% PFM Asset Management LLC 15 Portfolio Transactions For the Quarter Ended June 30,2019 CITY OF SEAL BEACH Portfolio Activity Quarterly Portfolio Transactions Tran. Trade Settle Maturity Transact Realized Type Date Date Par($) CUSIP Security Description Coupon Yield Date Amt($) G/L(BV) INTEREST 4/1/19 4/1/19 250,000.00 437076AZ5 HOME DEPOT INC CORP NOTES 2.70% 4/1/23 3,375.00 INTEREST 4/1/19 4/1/19 125.000.00 12189TBC7 BURLINGTON NRTH CORP NOTE 4.70% 10/1/19 2.937.50 INTEREST 4/1/19 4/1/19 135,000.00 05531FAX1 BB&T CORP(CALLABLE)NOTES 2 75% 4/1/22 1,856.25 INTEREST 4/2/19 4/2/19 0.00 MONEY0002 MONEY MARKET FUND 101 02 BUY 4/2/19 4/4/19 400,000.00 9128283X6 US TREASURY N/B NOTES 2.25% 2/15/21 (400599 62) 2.33% BUY 4/2/19 4/4/19 200.000.00 717081ES8 PFIZER INC CORP NOTES 2 95% 3/15/24 (202 796 94) 2.69% SELL 4/2/19 4/4/19 525,000.00 83050FXT3 SKANDINAVISKA ENSKILDA BANKEN NY CD 1 84% 8/2/19 525,277.59 2.60% (1,325 49) BUY 4/3/19 4/4/19 255.000.00 22535CDU2 CREDIT AGRICOLE CIB NY CERT DEPOS 2 83% 4/2/21 (255 000 00) 2 85% SELL 413/19 414/19 255,000.00 22532XHT8 CREDIT AGRICOLE CIB NY FLT CERT DEPOS 3.05% 4/10/20 257,789.92 2.97% 854.68 INTEREST 4/5/19 4/5/19 490.000.00 3135GOT45 FANNIE MAE NOTES 1 87% 4/5/22 4,593 75 INTEREST 4/10/19 4/10/19 260,000.00 13606BVFO CANADIAN IMP BK COMM NY FLT CERT DEPOS 2.98% 4/10/20 2,068.63 INTEREST 4/13/19 4/13/19 125,000.00 89236TEU5 TOYOTA MOTOR CREDIT CORP NOTES 2.95% 4/13/21 1.843.75 INTEREST 4/13/19 4/13/19 265,000.00 3135GOU27 FANNIE MAE NOTES 250% 4/13/21 3,312.50 INTEREST 405/19 4/15/19 320,000.00 7134480X3 PEPSICO INC CORP(CALLABLE)NOTE 2 00% 4/15/21 3.200 00 INTEREST 4/15/19 4/15/19 500,000.00 06406FAA1 BANK OF NEW YORK MELLON CORP(CALLABLE) 2.50% 4/15/21 6,250.00 INTEREST 4/16/19 4/1609 265,000.00 86565BPC9 SUMITOMO MITSUI BANK NY CERT DEPOS 3.39% 10/16/20 4.491 75 INTEREST 4/19/19 4/19/19 260,000.00 06051 GFW4 BANK OF AMERICA CORP NOTE 2.62% 4/19/21 3,412.50 ` INTEREST 4/25/19 4/25/19 250,000.00 637432NM3 NATIONAL RURAL UTIL COOP CORP NOTES 2 40% 4/25/22 3.000 00 INTEREST 4/30/19 4/30/19 180,000.00 912828Q78 US TREASURY NOTES 1.37% 4/30/21 1,237.50 INTEREST 4/30/19 4/30/19 590,000 00 912828F96 US TREASURY NOTES 2 00% 10/31/21 5.900.00 PFM Asset Management LLC 16 For the Quarter Ended June 30,2019 CITY OF SEAL BEACH Portfolio Activity Tran. Trade Settle Maturity Transact Realized Type Date Date Par(S) CUSIP Security Description Coupon Date pmt($) Yield GIL(BV) INTEREST 4/30/19 4/30/19 500,000.00 912828F96 US TREASURY NOTES 2.00% 10/31/21 5,000.00 INTEREST 4/30/19 4/30/19 370 000 00 912828WC0 US TREASURY NOTES 1 75% 10/31/20 3,237 50 INTEREST 4/30/19 4/30/19 525,000.00 912828F96 US TREASURY NOTES 2.00% 10/31/21 5,250.00 INTEREST 4/30/19 4/30/19 370,00000 9128283C2 US TREASURY N/B NOTES 2.00% 10/31/22 3.700.00 INTEREST 512119 5/2/19 0 00 MONEY0002 MONEY MARKET FUND 89.89 INTEREST 5/15/19 5/15/19 840,000 00 912828WE6 US TREASURY NOTES 2.75% 11/15/23 11,550.00 INTEREST 5/16/19 5/16/19 530,000.00 87019U6D6 SWEDBANK(NEW YORK)CERT DEPOS 227% 11/16/20 _448.92 INTEREST 5/31/19 5/31/19 150,000.00 912828R77 US TREASURY NOTES 1 37% 5/31/21 1,031 25 INTEREST 5/31/19 5/31/19 725,000.00 912828U57 US TREASURY NOTES 2.12% 11/30/23 7,703.13 INTEREST 5/31/19 5/31/19 380.000 00 912828R77 US TREASURY NOTES 1.37% 5/31/21 2,612.50 BUY 6/3/19 6/5/19 960,000.00 912828X70 US TREASURY N/8 NOTES 2.00% 4/3024 (966,228.26) 1.90% SELL 6/3/19 6/5/19 110,000.00 084664CK5 BERKSHIRE HA T HAWAY INC CORPORATE NOTES 1 30% 8/15/19 110,176.24 2.51% (253 67) SELL 6/3/19 6/5/19 370,000.00 912828WC0 US TREASURY NOTES 1.75% 10/31/20 369,404.90 1.99% (1,572.35) SELL 6/3/19 6/5/19 400,000.00 9128283X6 US TREASURY NB NOTES 225% 2/15/21 404,73481 1 95% 2,538.33 INTEREST 6/4/19 6/4/19 0.00 MONEY0002 MONEY MARKET FUND 172.22 INTEREST 6/5/19 6/5/19 420,000.00 06417GU22 BANK OF NOVA SCOTIA IIOUS ION CD 3 08% 6/5/20 6.468 00 INTEREST 6/8/19 6/8119 350,000.00 3130A0F70 FEDERAL HOME LOAN BANKS NOTES 3.37% 12/8/23 5,906.25 INTEREST 6/809 6/8/19 260,000.00 172967LC3 CITIGROUP INC CORP(CALLABLE)NOTE 2 90% 12/8/21 3,770.00 INTEREST 6/15/19 6/15/19 520,000.00 931142EA7 WAL-MART STORES INC CORP NOTE 1.90% 12/15/20 4.940.00 INTEREST 6/19/19 6/19/19 750,000.00 3137EAEN5 FREDDIE MAC NOTES 2 75% 6/19/23 10.312 50 INTEREST 6/30/19 6/30/19 330,000.00 912828535 US TREASURY NOTES 1 37% 6/30/23 2,268.75 INTEREST 6/30/19 6/30/19 125,000.00 9128285U0 US TREASURY N/B 2 62% 12/31/23 1.640 63 PFM Asset Management LLC 17 For the Quarter Ended June 30,2019 CITY OF SEAL BEACH Portfolio Activity TOTALS (27,959.67) 241.50 PFM Asset Management LLC 18 Portfolio Holdings For the Quarter Ended June 30,2019 CITY OF SEAL BEACH Portfolio Holdings Managed Account Detail of Securities Held Security Type/Description S&P Moody's Trade Settle Original YTM Accrued Amortized Market Dated Date/Coupon/Maturity CUSIP Par Rating Rating Date Date Cost at Cost Interest Cost Value U.S.Treasury Bond/Note US TREASURY NOTES 912828890 635,000.00 AA+ Aaa 10/3/2016 10/5/2016 658,117.97 1.15 4,244,84 643,882.37 636,910.08 DTD 02/28/2014 2.000%02/28/2021 US TREASURY NOTES 912828078 180.00000 AA+ Aaa 2/1/2017 2/3/2017 176,400.00 1.87 41698 178,410.26 178 671.06 DID 05/02/2016 1 375%04/30/2021 US TREASURY NOTES 912828R77 150,000.00 AA+ Aaa 8/2/2017 8/3/2017 148,376.95 1.67 174.69 149,175.05 148,875.00 DTD 05/31/2016 1.375%05/31/2021 US TREASURY NOTES 912828R77 380,000.00 AA+ Aaa 7/6/2017 7/7/2017 373,869.53 1.81 442.55 376,936.23 377,150.00 DTD 05/31/2016 1 375%05/31/2021 US TREASURY NOTES 9128285W2 265,000.00 AA+ Ma 11/22/2016 11/23/2016 270,631.25 1.78 2,487.12 267,560.94 267,629.33 DTD 07/31/2014 2.250%07/31/2021 US TREASURY NOTES 912828D72 760,000.00 AA+ Aaa 12/1/2016 12/5/2016 762,671.88 1 92 5.080.43 761.256 15 764.037 12 DTD 09/02/2014 2.000%08/31/2021 US TREASURY NOTES 912828F96 500,000.00 AA+ Aaa 4/3/2017 4/5/2017 503,105.47 1.86 1,684.78 501,618.52 503,027.50 DTD 10/31/2014 2.000%10/31/2021 US TREASURY NOTES 912828F96 525,000.00 AA+ Aaa 1/3/2017 1/5/2017 526,168.94 1.95 1,769.02 525,582.16 528,178.88 DTD 10/31/2014 2.000%10/31/2021 US TREASURY NOTES 912828F96 590,000.00 AA+ Ma 3/1/2018 315/2018 580,251.17 2.48 1,988.04 583,686.76 593,572.45 DTD 10/31/2014 2.000%10/31/2021 US TREASURY NOTES 912828V72 275,000.00 AA+ Aaa 7/6/2017 7/11/2017 274,495 12 1.92 2.150.81 274,709.09 275.966.90 DTD 01/31/2017 1 875%01/31/2022 US TREASURY NOTES 912828J43 245,000.00 AA+ Ma 3/15/2017 3/17/2017 240,482.81 2.14 1,433.05 242,511.04 245,153.13 DTD 03/02/20151.750%02/28/2022 US TREASURY NOTES 912828W89 350.000.00 AA+ Aaa 12/1/2017 12/5/2017 346,732 42 2 10 1.649 59 347.889 40 351.544 90 DTD 03/31/2017 1 875%03/31/2022 US TREASURY NOTES 912828W89 740,000.00 M+ Aaa 9/4/2018 9/6/2018 718175.78 2.75 3,487.70 722,999.48 743,266.36 DTD 03/31/2017 1.875%03/31/2022 US TREASURY NOTES 912828W89 500.000.00 AA+ Aaa 1/3/2018 1/4/2018 493,886 72 2.18 2.356 56 495.975.01 502.207.00 OTD 03/31/2017 1.875%03/31/2022 US TREASURY NOTES 9128284/89 375,000.00 AA+ Aaa 11/17/2017 11/20/2017 372,993.16 2.00 1,767.42 373,717.12 376,655.25 DTD 03/31/2017 1.875%03/31/2022 PFM Asset Management LLC 19 For the Quarter Ended June 30,2019 CITY OF SEAL BEACH Portfolio Holdings Managed Account Detail of Securities Held Security Type/Description S&P Moody's Trade Settle Original YTM Accrued Amortized Market Dated Date/Coupon/Maturity CUSIP Par Rating Rating Date Date Cost at Cost Interest Cost Value U.S.Treasury Bond I Note US TREASURY NOTES 912828W89 1,000,000.00 AA+ Aaa 6/1/2018 8/3/2018 967,187.50 2.82 4,713.11 975,054.40 1,004,414.00 DTD 03/31/2017 1 875%03/31/2022 US TREASURY NOTES 912828X08 550,000.00 AA+ Aaa 8/30/2017 8/31/2017 556,810.55 1.74 4,588.40 554,340.29 554,554.55 DTD 07/31/2015 2.000%07/31/2022 US TREASURY NOTES 912828L57 410,000.00 AA+ Aaa 10/3/2017 10/6/2017 406,508.59 1.93 1,803.55 407,687.08 410,288.23 OTD 09/30/2015 1 750%09/30/2022 US TREASURY NOTES 912828L57 650,000.00 AA+ Aaa 6/4/2018 6/6/2018 623,466.80 2.76 2,859.29 629,755.63 650,456.95 DTD 09/30/2015 1.750%09/30/2022 US TREASURY N/B NOTES 912828302 370.000 00 AA+ Aaa 5/2/2018 5/4/2018 357,657 03 2.80 1.246 74 360.696 69 373.237 50 DTD 10/31/2017 2 000%10/31/2022 US TREASURY NOTES 912828P38 225,000.00 AA+ Ma 10/2/2018 10/4/2018 214,259.77 2.93 1,642.44 216,008.64 225,158.18 DTD 02/01/2016 1.750%01/31/2023 US TREASURY NOTES 912828P79 500.000.00 AA+ Aaa 7/2/2018 7/5/2018 473,046.88 2.74 2 506.79 478.500.51 495.996.00 DTD 02/29/2016 1.500%02/28/2023 US TREASURY NOTES 912828029 205,000 00 AA+ Ma 2/8/2019 2/12/2019 197,448.63 2.44 772.95 198,116.20 203,294.40 DTD 03/31/2016 1.500%03/31/2023 US TREASURY NOTES 912828S35 330,000 00 AA+ Aaa 3/15/2019 3/15/2019 316,258.59 2.40 12 33 317.171 10 325.423.89 DTD 06/30/2016 1 375%06/30/2023 US TREASURY NOTES 912828592 .:..210,000.00 AA+ Ma 2/8/2019 2/12/2019 199,491.80 2.44 1,094.96 200,352.29 205,964.01 DTD 08/01/2016 1.250%07/31/2023 US TREASURY NOTES 912828VVE6 840,000.00 AA+ Aaa 3/6/2019 3/8/2019 848,498.44 2.52 2,950.27 847,972.00 875,306.04 DTD 11/15/2013 2.750%11/15/2023 US TREASURY NOTES 912828U57 725,000.00 AA+ Ma 1/7/2019 1/9/2019 712,029.30 2.52 1,304.90 713,228.94 736,583.33 DTD 11/30/2016 2.125%11/30/2023 US TREASURY N/B 9128285U0 125.00000 AA+ Aaa 1/30/2019 1/31/2019 125,371.09 2.56 8.92 125,342.73 129.707.00 01 D 12/31/2018 2 625%12/31/2023 US TREASURY N/B NOTES 912828X70 960,000.00 AA+ Aaa 6/3/2019 6/5/2019 964,350.00 1.90 3,234.78 964,291.09 970,462.08 DTD 05/01/2017 2.000%04/30/2024 Security Type Sub-Total 13,570,000.00 13,408,744.14 2.24 59,873.01 13,434,427.17 13,653,691.12 PFM Asset Management LLC 20 For the Quarter Ended June 30,2019 CITY OF SEAL BEACH Portfolio Holdings Managed Account Detail of Securities Held Security Type/Description S&P Moody's Trade Settle Original YTM Accrued Amortized Market Dated Date/Coupon/Maturity CUSIP Par Rating Rating Date Date Cost at Cost Interest Cost Value Federal Agency Bond I Note FANNIE MAE NOTES 313500U27 265,000.00 AA+ Aaa 4/12/2018 4/13/2018 264,605.15 2.55 1,435.42 264,761.77 268,091.23 DTD 04/13/2018 2.500%04/13/2021 FNMA NOTES 313500N82 610,000.00 AA+ Aaa 8/17/2016 8/19/2016 607,529.50 1.33 2,838.19 608,927.50 603,075.28 DTD 08/19/2016 1.250%08/17/2021 F NMA NOTES 3135G0N82 375.000.00 AA+ Aaa 9/1/2016 9/2/2016 372,705.00 1 38 1.744 79 373,996.32 370.743.00 DTD 08/19/2016 1.250%08/17/2021 FNMA NOTES 3135G0NB2 190,000.00 AA+ Ma 8/17/2016 8/19/2016 189,350.01 1.32 884.03 189,717.87 187,843.12 DTD 08/19/2016 1.250%08/17/2021 FANNIE MAE NOTES 3135GOS38 475.000.00 AA+ Aaa 6/27/2017 6/29/2017 478,035.25 1.85 4.644 44 476.718.98 477491.85 DTD 01/09/2017 2 000%01/05/2022 FANNIE MAE NOTES 3135G0U92 280,00000 AA+ Ma 1/9/2019 1/11/2019 279,798.40 265 3,470.83 279,829.10 285,814.76 DTD 01/11/2019 2.625%01/11/2022 FANNIE MAE NOTES 313500T45 490.000 00 AA+ Aaa 6/27/2017 6/29/2017 489,926.50 1.88 2.194 79 489.959.42 490.878.08 DTD 04/10/2017 1 875%04/05/2022 FREDDIE MAC NOTES 3137EAEN5 750,000.00 AA+ Aaa 1/7/2019 1/9/2019 755,265.00 2.58 687.50 754,733.00 776,546.25 DTD 06/11/2018 2.750%06/19/2023 FANNIE MAE NOTES 313500U43 690.000 00 AA+ Aaa 12/3/2018 12/6/2018 688,606.20 2.92 6.006 35 688.778.12 718.630.17 DTD 09/14/2018 2.875%09/12/2023 FEDERAL HOME LOAN BANKS NOTES 3130A0F70 350,000.00 AA+ Ma 1/30/2019 1/31/2019 360,315.86 2.72 754.69 359,489.13 372,354.85 DTD 12/09/2013 3.375%12/08/2023 FANNIE MAE NOTES 3135GOV34 275,000.00 AA+ Aaa 2/7/2019 2/8/2019 273,977.00 2.58 2,730.90 274,053.53 283,263.48 DTD 02/08/2019 2.500%02/05/2024 Security Type Sub-Total 4,750,000.00 4,760,113.87 2.20 27,391.93 4,760,964.74 4,834,732.07 Corporate Note GENERAL ELECTRIC CAPITAL CORP 36962G4D3 500,000.00 BBB+ Baal 4/10/2015 4/15/2015 588,015.00 1.74 12,000.00 502,110.11 501,639.00 NOTES DTD 08/07/2009 6.000%08/07/2019 BURLINGTON NRTH CORP NOTE 12189TBC7 125.000.00 A+ A3 6/3/2016 6/8/2016 137,987.50 1.48 1.468 75 126,000.35 125,637.38 DTD 09/24/2009 4.700%10/01/2019 PFM Asset Management L.LC 21 For the Quarter Ended June 30,2019 CITY OF SEAL BEACH Portfolio Holdings Managed Account Detail of Securities Held Security Type/Description S&P Moody's Trade Settle Original YTM Accrued Amortized Market Dated Date/Coupon/Maturity CUSIP Par Rating Rating Date Date Cost at Cost Interest Cost Value Corporate Note AMERICAN EXPRESS CREDIT 0258MOEE5 290,000.00 A- A2 2/28/2017 3/3/2017 289,698.40 2.24 2,091.22 289,930.72 289,696.08 (CALLABLE)NOTE DTD 03/03/2017 2.200%03/03/2020 WAL-MART STORES INC CORP NOTE 931142EA7 520,000.00 AA Aa2 10/11/2017 10/20/2017 519,246.00 1.95 439.11 519,643.84 519,066.08 DTD 10/20/2017 1.900%12/15/2020 BRANCH BANKING&TRUST 05531FAZ6 135,000.00 A- A2 10/23/2017 10/26/2017 134,937.90 2.17 1,209.38 134,968.38 134,761.86 (CALLABLE)NOTES DTD 10/26/2017 2.150%02/01/2021 TOYOTA MOTOR CREDIT CORP 89236TEU5 125,000.00 AA- Aa3 4/10/2018 4/13/2018 124,950.00 2.96 798.96 124,969.76 126,720.38 NOTES DTD 04/13/2018 2 950%04/13/2021 BANK OF NEW YORK MELLON CORP 06406FAA1 500,000.00 A Al 9/7/2017 9/11/2017 508,860.00 1.99 2,638.89 504,383.19 502,748.00 (CALLABLE) DTD 02/1912016 2500%04/15/2021 PEPSICO INC CORP(CALLABLE) 713448DX3 320,000 00 A+ Al 10/5/2017 10/10/2017 319,936 00 2.01 1.351 11 319.966.65 319,912.32 NOTE DTD 10/10/2017 2.000%04/15/2021 BANK OF AMERICA CORP NOTE 06051GFW4 260,000.00 A- A2 11/1/2017 11/3/2017 261,947.40 2.40 1,365.00 261,033.18 261,620.58 DTD 04/19/2016 2.625%04/19/2021 GOLDMAN SACHS GROUP CORP 38141GGQ1 235,000.00 BBB+ A3 11/3/2017 11/7/2017 257,534 15 2.53 5,277.71 247.808.26 248,383.96 NOTES DTD 07/27/2011 5.250%07/27/2021 AMERICAN HONDA FINANCE CORP 02665WBG5 385,000.00 A A2 9/9/2016 9/14/2016 382,370.45 1.84 2,036.22 383,816.42 380,574.81 NOTES DTD 09/09/2016 1.700%09/09/2021 CITIGROUP INC CORP(CALLABLE) 1 7 2967LC3 260.000 00 BBB+ A3 11/20/2017 11/22/2017 261,775.80 2.72 481 72 261 080.06 262.696 46 NOTE DTD 12/08/2016 2.900%12/08/2021 AMERICAN EXPRESS CREDIT 0258M0EG0 200,000.00 A- A2 4/3/2018 4/5/2018 195,95800 3.25 1,770.00 197,186.70 202,136.40 (CALLABLE)NOTES DTD 03/03/2017 2.700%03/03/2022 PFM Asset Management LLC 22 For the Quarter Ended June 30,2019 CITY OF SEAL BEACH Portfolio Holdings Managed Account Detail of Securities Held Security Type/Description S&P Moody's Trade Settle Original YTM Accrued Amortized Market Dated Date/Coupon/Maturity CUSIP Par Rating Rating Date Date Cost at Cost Interest Cost Value Corporate Note BB&T CORP(CALLABLE)NOTES 05531 FAX1 135,000.00 A- A2 4/3/2018 4/5/2018 132,493.05 3.25 928.13 133,238.29 136,634.18 DTD 03/21/2017 2.750%04/01/2022 NATIONAL RURAL UTIL COOP CORP 637432NM3 250,000.00 A Al 4/3/2018 4/5/2018 243,162.50 3.12 1,100.00 245,163.94 251,733,75 NOTES DTD 04/25/2017 2.400%04/25/2022 JPMORGAN CHASE&CO CORP 46625HJE1 265,000.00 A- A2 4/3/2018 4/5/2018 264,189 10 3.32 2,344.51 264.403.99 272,242.45 NOTES DTD 09/24/2012 3.250%09/23/2022 CATERPILLAR FIN SERVICES CORP 149121.500 250,000.00 A A3 4/3/2018 4/5/2018 243,572 50 3.20 2,187.50 245,106.80 253,608.00 CORP NOTES DTD 02/28/2013 2.625%03/01/2023 HOME DEPOT INC CORP NOTES 437076AZ5 250,000.00 A A2 4/3/2018 4/5/2018 245,250.00 3.11 1,687 50 246.363 45 255.521.50 DTD 04/05/2013 2.700%04/01/2023 TOYOTA MOTOR CREDIT CORP CORP 89236TFS9 165,000.00 AA- Aa3 1/30/2019 1/31/2019 166,277.10 3.18 2,656.27 166,178.88 172,554.69 NOTES DTD 01/0812019 3.350%01/08/2024 PFIZER INC CORP NOTES 717081E68 200,000.00 AA Al 4/2/2019 4/4/2019 202,420.00 2.69 1,802.78 202,310.06 206,186.60 DTD 03/11/2019 7950%03/15/2024 Security Type Sub-Total 5,370,000.00 5,480,580.85 2.43 45,634.76 5,375,663.03 5,424,074.48 Certificate of Deposit CREDIT SUISSE NEW YORK CERT 22549LFR1 265,000.00 A-1 P-1 2/7/2018 2/8/2018 265,000.00 2.67 9,886.05 265,000.00 265,723.19 DEPOS DTD 02/08/2018 2.670%02/07/2020 NORDFA BANK AB NY CD 65590ASN7 395 000 00 A-1+ P-1 2/20/2018 2/2212018 395.000 00 2 72 3 909 62 395.000 00 396.419.24 DTD 02/22/2018 2.720%02/20/2020 CANADIAN IMP BK COMM NY FLT 13606BVF0 260,000.00 A-1 P-1 4/6/2018 4/10/2018 260,000.00 2 78 1,767.19 260,000.00 260,554.84 CERT DEPOS DTD 04/10/2018 2.984%04/10/2020 PFM Asset Management LLC 23 For the Quarter Ended June 30,2019 CITY OF SEAL BEACH Portfolio Holdings Managed Account Detail of Securities Held Security Type/Description S&P Moody's Trade Settle Original YTM Accrued Amortized Market Dated DatelCoupon/Maturity CUSIP Par Rating Rating Date Date Cost at Cost Interest Cost Value Certificate of Deposit BANK OF NOVA SCOTIA HOUSTON CD 06417GU22 420,000.00 A-1 P-1 6/5/2018 6/7/2018 419,840.40 3.10 934.27 419.924 32 423,522.96 DTD 06/07/2018 3.080%06/05/2020 BANK OF MONTREAL CHICAGO CERT 0637DREU9 465,000.00 A+ Aa2 8/1/2018 8/3/2018 465,000.00 3.23 13.679.78 465,000.00 468,233.61 DEPOS DTD 08/03/2018 3.190%08/03/2020 WESTPAC BANKING CORP NY CD 96121T4A3 470,000.00 AA- Aa3 8/3/2017 8/7/2017 470,000.00 2.05 3,854.00 470,000.00 469,343.41 DTD 08/07/2017 2.050%08/03/2020 SUMITOMO MITSUI BANK NY CERT 86565BPC9 265,000.00 A Al 10/16/2018 10/18/2018 264,639.60 3.46 1,896.52 264,951 08 269,087.36 DEPOS DTD 10/18/2018 3.390%10/16/2020 — SWEDBANK(NEW YORK)CERT 87019U6D6 530,000.00 AA- Aa2 11/16/2017 11/17/2017 530,000.00 2.30 1,537.29 530,000.00 528,437.56 DEPOS DTD 11/17/2017 2.270%11/16/2020 MUFG BANK LTD/NY CERT DEPOS 55379WZT6 265,000 00 A Al 2/27/2019 2/28/2019 265,000 00 2.99 2589.09 265,000.00 269,082 83 DTD 02/28/2019 2 970%02/26/2021 CREDIT AGRICOLE CIB NY CERT 22535CDU2 255,000.00 A+ Al 4/3/2019 4/4/2019 255,000.00 2.85 1764 03 255,000.00 256,319.63 DEPOS DTD 04/04/2019 2.830%04/02/2021 Security Type Sub-Total 3,590,000.00 3,589,480.00 2.77 41,917.84 3,589,875.40 3,606,724.63 Managed Account Sub Total 27,280,000.00 27,238,918.86 2.34 174,817.54 27,160,930.34 27,519,222.30 Securities Sub-Total $27,280,000.00 $27,238,918.86 2.34% 9174,817.54 $27,160,930.34 $27,519,222.30 Accrued Interest 9174,817.54 Total Investments 927,694,039.84 Bolded items are forward settling trades. PFM Asset Management LLC 24 Appendix For the Quarter Ended June 30,2019 CITY OF SEAL BEACH Appendix IMPORTANT DISCLOSURES This material is based on information obtained from sources generally believed to be reliable and available to the public;however,PFM Asset Management LLC cannot guarantee its accuracy,completeness or suitability.This material is for general information purposes only and is not intended to provide specific advice or a specific recommendation.All statements as to what will or may happen under certain circumstances are based on assumptions,some,but not all of which,are noted in the presentation.Assumptions may or may not be proven correct as actual events occur,and results may depend on events outside of your or our control.Changes in assumptions may have a material effect on results.Past performance does not necessarily reflect and is not a guaranty of future results.The information contained in this presentation is not an offer to purchase or sell any securities. • Market values that include accrued interest are derived from closing bid prices as of the last business day of the month as supplied by Interactive Data,Bloomberg,or Telerate. Where prices are not available from generally recognized sources,the securities are priced using a yield based matrix system to arrive at an estimated market value. • In accordance with generally accepted accounting principles,information is presented on a trade date basis;forward settling purchases are included in the monthly balances,and forward settling sales are excluded. • Performance is presented in accordance with the CFA Institute's Global Investment Performance Standards(GIPS).Unless otherwise noted,performance is shown gross of fees. Quarterly returns are presented on an unannualized basis.Returns for periods greater than one year are presented on an annualized basis.Past performance is not indicative of future returns. • Bank of America/Merrill Lynch Indices provided by Bloomberg Financial Markets. • Money market fund/cash balances are included in performance and duration computations. • Standard&Poor's is the source of the credit ratings.Distribution of credit rating is exclusive of money market fund/LGIP holdings. • Callable securities in the portfolio are included in the maturity distribution analysis to their stated maturity date,although,they may be called prior to maturity. • MBS maturities are represented by expected average life. PFM Asset Management LLC 25 For the Quarter Ended June 30,2019 CITY OF SEAL BEACH Appendix GLOSSARY • ACCRUED INTEREST:Interest that is due on a bond or other fixed income security since the last interest payment was made. • AGENCIES:Federal agency securities and/or Government-sponsored enterprises. • AMORTIZED COST:The original cost of the principal of the security is adjusted for the amount of the periodic reduction of any discount or premium from the purchase date until the date of the report.Discount or premium with respect to short-term securities(those with less than one year to maturity at time of issuance)is amortized on a straight line basis. Such discount or premium with respect to longer-term securities is amortized using the constant yield basis. • BANKERS'ACCEPTANCE:A draft or bill or exchange accepted by a bank or trust company.The accepting institution guarantees payment of the bill as well as the insurer. • COMMERCIAL PAPER:An unsecured obligation issued by a corporation or bank to finance its short-term credit needs,such as accounts receivable and inventory. • CONTRIBUTION TO DURATION:Represents each sector or maturity range's relative contribution to the overall duration of the portfolio measured as a percentage weighting.Since duration is a key measure of interest rate sensitivity,the contribution to duration measures the relative amount or contribution of that sector or maturity range to the total rate sensitivity of the portfolio. • DURATION TO WORST:A measure of the sensitivity of a security's price to a change in interest rates,stated in years,computed from cash flows to the maturity date or to the put date,whichever results in the highest yield to the investor. • EFFECTIVE DURATION:A measure of the sensitivity of a security's price to a change in interest rates,stated in years. • EFFECTIVE YIELD:The total yield an investor receives in relation to the nominal yield or coupon of a bond.Effective yield takes into account the power of compounding on investment returns,while nominal yield does not. • FDIC:Federal Deposit Insurance Corporation.A federal agency that insures bank deposits to a specified amount. • INTEREST RATE:Interest per year divided by principal amount and expressed as a percentage. • MARKET VALUE:The value that would be received or paid for an investment in an orderly transaction between market participants at the measurement date. • MATURITY:The date upon which the principal or stated value of an investment becomes due and payable. • NEGOTIABLE CERTIFICATES OF DEPOSIT:A CD with a very large denomination,usually$1 million or more,that can be traded in secondary markets. • PAR VALUE:The nominal dollar face amount of a security. PFM Asset Management LLC 26 For the Quarter Ended June 30,2019 CITY OF SEAL BEACH Appendix GLOSSARY • PASS THROUGH SECURITY:A security representing pooled debt obligations that passes income from debtors to its shareholders.The most common type is the mortgage-backed security. • REPURCHASE AGREEMENTS:A holder of securities sells these securities to an investor with an agreement to repurchase them at a fixed price on a fixed date. • SETTLE DATE:The date on which the transaction is settled and monies/securities are exchanged.If the settle date of the transaction(i.e.,coupon payments and maturity proceeds)occurs on a non-business day,the funds are exchanged on the next business day. • TRADE DATE:The date on which the transaction occurred;however,the final consummation of the security transaction and payment has not yet taken place. • UNSETTLED TRADE:A trade which has been executed;however,the final consummation of the security transaction and payment has not yet taken place. • U.S.TREASURY:The department of the U.S.government that issues Treasury securities. • YIELD:The rate of return based on the current market value,the annual interest receipts,maturity value,and the time period remaining until maturity,stated as a percentage on an annualized basis. • YTM AT COST:The yield to maturity at cost is the expected rate of return based on the original cost,the annual interest receipts,maturity value,and the time period from purchase date to maturity,stated as a percentage on an annualized basis. • YTM AT MARKET:The yield to maturity at market is the rate of return based on the current market value,the annual interest receipts,maturity value,and the time period remaining until maturity,stated as a percentage on an annualized basis. PFM Asset Management LLC 27