HomeMy WebLinkAboutAGMT - Anaheim City of PD (Grant Funding FY2016 Program Prepare Communities for Complex Coordinated Terrorist Attacks CCTA)14 1
City of Anaheim
OFFICE OF THE CITY ATTORNEY
May 28, 2020
City of Seal Beach
Attn: Joe Garcia
911 Seal Beach Blvd.
Seal Beach, CA 90740
Re: Subaward Agreement FY 2016 CCTA Grant
Gentlepersons:
Enclosed herewith is a completely executed copy of the Agreement between
City of Seal Beach and the City of Anaheim.
By copy of this letter, if the agreement provides for payment by the City
Finance Department the City is legally authorized to make payment for such work
hereinafter performed pursuant to said Agreement.
Very truly yours,
ROBERT FABELA, CITY ATTORNEY
By:
_ �=MN4 k1l :
ROBEItT FABELA
City Attorney
c: Police Department - Jennifer Wann
137959
200 S. Anaheim Blvd., Suite 356
Anaheim, California 92805
TEL (714)765-5169
FAX (714)765-5123
www.anaheim.net
SUBAWARD AGREEMENT
Subrecipient: CITY SEAL BEACH
Title: FY 2016 Program to Prepare Communities for Complex
Coordinated Terrorist Attacks (CCTA) Grant
City Contract Number o%►dw%L - Q-og7
TABLE OF CONTENTS
Section Section Title Paqe
Number Number
I. GENERAL INFORMATION
§1.1 Federal Award Information..................................................................................1
§1.2 Subaward Information and Period of Performance.............................................1
§1.3 Parties and Notice...............................................................................................2
§1.4 Authorities........................................................................................................... 2
II. SUBAWARD TERMS AND CONDITIONS
§2.1 Summary of Requirements.................................................................................. 4
§2.2 City Adminstrative Requirements........................................................................ 4
§2.3 DHS Requirements............................................................................................. 6
§2.4 Uniform Requirements for Federal Awards......................................................... 9
III. STANDARD PROVISIONS
§3.1
Independent Party.............................................................................................14
§3.2
Construction of Provisions and Title Herein......................................................14
§3.3
Applicable Law, Interpretation and Enforcement...............................................14
§3.4
Integrated Agreement.......................................................................................
14
§3.5
Excusable Delays..............................................................................................
15
§3.6
Breach...............................................................................................................15
§3.7
Prohibition Against Assignment and Delegation................................................15
§3.8
Indemnification..................................................................................................15
§3.9
Subcontractor Assurances................................................................................16
§3.10
Remedies for Noncompliance...........................................................................16
§3.11
Termination.......................................................................................................16
§3.12
Amendments.....................................................................................................17
§3.13
Complete Agreement........................................................................................17
SignaturePage..............................................................................................18
CCTA 16 Subaward Agreement
EXHIBITS
Exhibit A DHS Agreement Articles
Exhibit B FY 2016 Program to Prepare Communities for Complex Coordinated
Terrorist Attacks (CCTA) Notice of Funding Opportunity
Exhibit B Modification Request and Reimbursement Request Forms
CCTA 16 Subaward Agreement ii
AGREEMENT NUMBER OF CITY CONTRACTS
BETWEEN
THE CITY OF ANAHEIM
AND THE CITY SEAL BEACH
THIS SUBAWARD AGREEMENT ("Agreement' or "Contract") is made and
entered into by and between the City of Anaheim, a municipal corporation (the "City"),
and the <<SubRecipient name>>, a municipal corporation (the "Subrecipient'). In
consideration of the mutual covenants set forth herein and the mutual benefits to be
derived therefrom, the City and Subrecipient (each a "Party" and collectively, the
"Parties") agree as follows:
GENERAL INFORMATION
§1.1 Federal Award Information
The "Federal award" (as such term is defined in the Code of Federal Regulations
("CFR"), 2 CFR §200.38, and used in this Agreement) is the Fiscal Year (FY)
2016 Program to Prepare Communities for Complex Coordinated Terrorist
Attacks (CCTA), FAIN # DHS -16 -NPD -133-00-01, CFDA #97.133, Federal
Award Date September 1, 2017.
The "Federal awarding agency" (as such term is defined in 2 CFR §200.36 and
used in this Agreement) is the United States Department of Homeland
Security("DHS") Federal Emergency Management Agency ("FEMA").
The City of Los Angleles was the successful applicant for the Federal award, and
the City of Anaheim received a percentage of the Federal award as a
subrecipient of Los Angeles. Anaheim is, in turn, subawarding the funds it
received to Subrecipient under the terms sef forth herein, and is acting as the
pass-through entity for this subaward of the Federal award to Subrecipient.
§1.2 Subaward Information and Period of Performance
Subrecipient hereby accepts the following subaward ("Subaward") of the Federal
award upon the terms and conditions set forth in this Agreement:
Subaward amount: $1,106
Subaward Period of Performance ("Term"): March 19, 2019
to June 30, 2020
Match Requirement: None
The term of this Agreement shall be the "Term" as set forth in this Section 1.2.
CCTA 16 Subaward Agreement
§1.3 Parties and Notice
The Parties to this Agreement, and their respective representatives who are
authorized to administer this Agreement and to whom formal notices, demands
and communications shall be given are as follows:
Party:
Authorized Representative:
Authorized Department:
Address, Phone, Fax, E-mail:
Party:
Authorized Representative:
Authorized Department:
Address, Phone, E-mail:
City of Anaheim
Richard LaRochelle, Jr
Anaheim Police Department
425 S. Harbor Blvd
Anaheim, CA 92805
Phone: (714) 765-3833
Email: rlarochelle@anaheim.net
CITY „SEAL BEACH
Q1�1 S�a+►_3`�� ��
Ste.;,%90A C; 5F_%�-WC A, _COV
Formal notices, demands and communications to be given hereunder by either
Party shall be made in writing and may be effected by personal delivery or by
registered or certified mail, postage prepaid, return receipt requested and shall
be deemed communicated as of the date of mailing. If the name of the person
designated to receive the notices, demands or communications or the address of
such person is changed, written notice shall be given, in accordance with this
section, within five business days of said change.
§1.4 Authorities
The Anaheim City Council has accepted the subaward of the Federal award
from the City of Los Angleles, and has authorized the City to execute this
Agreement.
Subrecipient warrants that it has obtained written authorization from its governing
board or authorized body to execute this Agreement and accept and use the
Subaward. Subrecipient further warrants that such written authorization specifies
that Subrecipient, governing board or authorized body agree:
a. To provide all matching funds required under the Subaward and that any
cash match will be appropriated as required.
b. That any liability arising out of the performance of this Agreement shall be
the responsibility of Subrecipient, governing board or authorized body.
CCTA 16 Subaward Agreement 2
C. That Subaward funds shall not be used to supplant expenditures
controlled by governing board or authorized body.
d. That the official executing this Agreement is, in fact, authorized to do so.
Subrecipient shall maintain this proof of authority on file and make it readily
available upon demand.
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CCTA 16 Subaward Agreement 3
II. SUBAWARD TERMS AND CONDITIONS
§2.1 Summary of Requirements
By executing this Agreement, Subrecipient hereby agrees that it shall comply
with all terms and conditions set forth in this Agreement, which includes all
guidance, regulations and requirements (collectively, "Requirements") of the
Federal awarding agency that are applicable to a recipient and/or subrecipient of
a Federal award or grant. Such Requirements are set forth in the following
documents and incorporated herein by this reference: (1) Department of
Homeland Security FY 2016 Program to Prepare Communities for Complex
Coordinated Terrorist Attacks (CCTA) Notice of Funding Opportunity ("DHS
NOFO"), (2) FY 2016 DHS Agreement Articles ("DHS Agreement Articles"), (3)
FEMA Information Bulletins ("IB"), and (4) the cost principles, uniform
administrative requirements and audit requirements for federal grant programs as
housed in Title 2, Part 200 of the Code of Federal Regulations ("CFR") and in
updates issued by the Office of Management and Budget ("OMB") on
http:///www.whitehouse.gov/omb/.
Subrecipient hereby certifies that it has the legal authority to execute this
Agreement, accept the Subaward given through this Agreement, and has the
institutional, managerial and financial capability to ensure proper planning,
management and completion of its projects being funded by the Subaward.
Subrecipient hereby acknowledges that it is responsible for reviewing and
adhering to all Requirements referenced above. For reference and without
limitations, certain of the Requirements are set forth in more detail in the sections
below.
§2.2 City Administrative Requirements
A. Subrecipient acknowledges and agrees that the City is acting as a "pass-
through entity" (as such term is defined in 2 CFR §200.74 and used in this
Agreement) for this Subaward and that the City shall have the rights and
obligations relating to this Subaward and its administration as set forth in
this Agreement and in 2 CFR Part 200.
B. Subrecipient shall be remitted funds for projects funded under the
Subaward pursuant to a formula developed by the City based on agency
size and training needs. Subrecipient shall use the Subaward funds
strictly in accordance with the purposes of the Federal award, and any
expenditures not so made shall be deemed disallowed under this
Subaward.
C. Any "equipment" (as such term is defined in 2 CFR §200.33 and used in
this Agreement) acquired or obtained with Subaward funds: (1) shall be
made available pursuant to applicable terms of the California Disaster and
Civil Defense Master Mutual Aid Agreement in consultation with
representatives of the various fire, emergency medical, hazardous
materials response services, and law enforcement agencies within the
CCTA 16 Subaward Agreement 4
jurisdiction of the LA/LBUA, and deployed with personnel trained in the
use of such equipment in a manner consistent with the California Law
Enforcement Mutual Aid Plan or the California Fire Services and Rescue
Mutual Aid Plan; (2) shall be consistent with needs as identified in the
State Homeland Security Strategy and will be deployed in conformance
with that Strategy; and (3) shall have an LA/LBUA identification decal
affixed to it, and, when practical, shall be affixed where it is readily visible
and prominently marked as follows: "Purchased with funds provided by
the U.S. Department of Homeland Security."
Subrecipient shall take a physical inventory of all equipment acquired or
obtained with Subaward funds and reconcile the results with equipment
records at least once every year.
D. This Subaward is not a "fixed amount award" as such term is defined in 2
CFR §200.45. Subrecipient agrees that disbursment of this Subaward to
Subrecipient shall be made on a reimbursement method. In the event
Subrecipient requests advance payment of Subaward funds, Subrecipient
shall comply with, and provide evidence to the City of compliance with, the
criteria and obligations related to the use of advance payments as set
forth in 2 CFR §200.305 as well as satisfying any other City requirements
for advance payments.
In requesting reimbursement from Subaward funds, Subrecipient shall
prepare, maintain and provide to the City a completed Reimbursement
Request Form (attached hereto as Exhibit C) along with invoices,
purchase orders, proof of delivery, proof of payment and payroll records,
timesheets, receipts and any other supporting documentation necessary
to fully and accurately describe the expenditure of funds for which
reimbursement from the Subaward is requested (collectively, the
"Reimbursement Request"). All such supporting documentation for the
Reimbursement Request shall satisfy applicable Federal, State and City
audit and review standards and requirements. Such documentation shall
be prepared at the sole expense and responsibility of Subrecipient, and
the City and the Subaward will not reimburse the Subrecipient for any
costs incurred for such preparation. The City may request, in writing,
changes to the content and format of such documentation at any time, and
the City reserves the right to request additional supporting documentation
to substantiate costs incurred at any time. Inaccurate and/or incomplete
Reimbursement Requests shall be returned to Subrecipient for revision
and shall be accepted by the City when Reimbursement Requests are
accurate and complete.
Reimbursment Requests must be submitted to the City on a monthly
basis. The City shall issue payment to Subrecipient within thirty (30) days
of approval of a reimbursement request..
CCTA 16 Subaward Agreement 5
Final Reimbursement Requests for this Subaward must be received by the
City no later than sixty (60) days prior to the end of the Term to allow the
City sufficient time to complete close-out activities for this Subaward (the
"Reimbursement Deadline"). Any Reimbursement Request submitted
after the Reimbursement Deadline shall be rejected unless, prior to the the
submission of such request, the City, in its sole discretion, has approved
in writing the submission of such request after the Reimbursement
Deadline. After the Reimbursement Deadline, any unexpended Subaward
funds may be re -directed to other needs across the ASAUA region. The
City will notify Subrecipient, in writing, when unexpended Subaward funds
may be re -directed.
E. Subrecipient acknowledges that the City makes no commitment to
disburse Subaward funds beyond the terms set forth herein and that
funding for all periods during the Subaward Term is subject to the
continuing availability to the City of federal funds for this Subaward from
the Federal awarding agency. This Agreement may be terminated
immediately upon written notice to Subrecipient of such loss or reduction
of Subaward funds.
§2.3 DHS Requirements
Subrecipient shall comply with all Requirements promulgated by DHS (which is
the Federal awarding agency for this Subaward) that are applicable to this
particular Subaward. These include the Requirements for recipients and
subrecipients set forth in the DHS NOFO and the DHS Agreement Articles,
attached hereto as Exhibit A and B and incorporated herein. Some of these DHS
Requirements are set forth below in this Section 2.3.
A. Subrecipient will not use Subaward funds to supplant (replace) funds that
have been budgeted for the same purpose through non-federal sources.
Upon request by the City or the Federal awarding agency, Subrecipient
shall be required to demonstrate and document that a reduction in non -
Federal resources occurred for reasons other than the receipt or expected
receipt of Subaward funds. Subrecipient shall not charge any costs
allocable under this Subaward to any other Federal award to overcome
fund deficiencies, to avoid restrictions imposed by Federal statutues,
regulations, or terms and conditions of Federal awards, or for other
reasons. Subrecipient shall not be delinquent in the repayment of any
Federal debt. Subrecipient must request instruction from the City for
proper disposition of any original or replacement equipment acquired with
Subaward funds.
B. Subrecipient shall comply with the requirement of 31 U.S.C. Section 3729-
3733, which sets forth that no subgrantee, recipient or subrecipient of
federal funds or payments shall submit a false claim for payment,
CCTA 16 Subaward Agreement 6
reimbursement or advance. Subrecipient agrees to be subject to the
administrative remedies as found in 38 U.S.C. Section 3801-3812 for
violations of this requirement.
C. Subrecipient shall comply with the provisions of DHS Specific
Acknowledgements and Assurances section set forth in the DHS
Agreement Articles.
D. As required by Executive Orders (EO) 12549 and 12689, and 2 CFR
§200.212 and codified in 2 CFR Part 180, Subrecipient shall provide
protection against waste, fraud and abuse by debarring or suspending
those persons deemed irresponsible in their dealings with the Federal
government. Subrecipient hereby certifies that it and its principals:
a. Are not presently debarred, suspended, proposed for debarment,
declared ineligible, or voluntarily excluded from covered transactions
by any Federal department or agency;
b. Have not within a three-year period preceding this Agreement been
convicted of or had a civil judgment rendered against them for
commission of fraud or a criminal offense in connection with obtaining,
attempting to obtain, or performing a public (Federal, State, or local)
transaction or contract under a public transaction; violation of Federal
or State antitrust statutes or commission of embezzlement, theft,
forgery, bribery, falsification or destruction of records, making false
statements, or receiving stolen property;
c. Are not presently indicted for or otherwise criminally or civilly charged
by a governmental entity (Federal, State, or local) with commission of
any of the offenses enumerated in paragraph 2.3.G.c. above; and
d. Have not within a three-year period preceding this Agreement had one
or more public transactions (Federal, State, or local) terminated for
cause or default.
E. Subrecipient shall comply with the Drug -Free Workplace Act of 1988 (41
U.S.C. §701 et seq.) which is adopted at 2 CFR Part 3001. In connection
thereto, Subrecipient hereby certifies that it will or will continue to provide
a drug-free workplace and a drug-free awareness program as outlined in
such Act.
F. Subrecipient shall comply with all Federal statutes relating to non-
discrimination. Subrecipient hereby certifies that it will comply with the
Americans with Disabilities Act, 42 U.S.C. §12101 et seq., and its
implementing regulations (ADA), the Americans with Disabilities Act
Amendments Act of 2008 (ADAAA), Pub. L. 110-325 and all subsequent
amendments, Section 504 of the Rehabilitation Act of 1973 (Rehab.
Act), as amended, 29 U.S.C. 794 and 24 CFR Parts 8 and 9, the Uniform
Federal Accessibility Standards (UFAS), 24 CFR, Part 40, and the Fair
CCTA 16 Subaward Agreement 7
Housing Act, 42 U.S.C. 3601, et seq.; 24 CFR Parts 100, 103, and 104
(FHA) and all implementing regulations. Subrecipient will provide
reasonable accommodations to allow qualified individuals with disabilities
to have access to and to participate in its programs, services and activities
in accordance with the provisions of the ADA, the ADAAA, the Rehab. Act,
the UFAS and the FHA and all subsequent amendments. Subrecipient
will not discriminate against persons with disabilities or against persons
due to their relationship to or association with a person with a disability.
Any contract entered into by Subrecipient (or any subcontract thereof),
relating to this Agreement, to the extent allowed hereunder, shall be
subject to the provisions of this paragraph.
G. Subrecipient shall comply with and be subject to the provisions set forth in
the Patents and Intellectual Property Rights section of the DHS
Agreement Articles.
H. If the total value of Subrecipient's currently active grants, cooperative
agreements, and procurement contracts from all Federal assistance office
exceeds $10,000,000.00 for any period of time during the period of
performance of this Subaward, Subrecipient shall comply with the
provisions set forth in the Reporting of Matters Related to Recipient
Integrity and Performance section of the DHS Agreement Articles.
Subrecipient shall comply with the SAFECOM Guidance for Emergency
Communication Grants when using Subaward funds in connection with
emergency communication equipment, including provisions on technical
standards that ensure and enhance interoperable communications.
J. Subrecipient shall establish safeguards to prohibit employees from using
their positions for a purpose that constitutes, or presents the appearance
of personal or organizational conflict of interest or personal gain.
Subrecipient shall comply with all Federal and State conflict of interest
laws and regulations.
K. Subrecipient shall comply with California Vehicle Code sections 23123
and 23123.5.
L. Subrecipient must ensure that any project activities carried on outside the
United States are coordinated as necessary with appropriate government
authorities and that appropriate licenses, permits, or approvals are
obtained.
M. Subrecipient shall comply with the provisions set forth in the following
sections of the DHS Agreement Articles: (1) Energy Policy and
Conservation Act, (2) Hotel and Motel Fire Safety Act of 1990, (3) Terrorist
CCTA 16 Subaward Agreement 8
Financing, (4) USA Patriot Act of 2001, (5) Fly America Act of 1974, and
(6) Whistleblower Protections and Whistleblower Protection Act.
§2.4 Uniform Requirements for Federal Awards
Subrecipient acknowledges that this Subaward is a "Federal award" as such term
is defined in 2 CFR §200.38 and that Subrecipient's use of this Subaward is
subject to the uniform administrative requirements, cost principles, and audit
requirements for Federal awards which are codified in 2 CFR Part 200 (the
"Uniform Requirements"). Subrecipient agrees that it is considered a "non -
Federal entity" and a "subrecipient" as such terms are defined in 2 CFR §§200.69
and 200.93, respectively. Thus, Subrecipient hereby agrees to comply with, and
be subject to, all provisions, regulations and requirements applicable to a
11subrecipient" and a "non -Federal entity" as set forth in the Uniform
Requirements. Further, Subrecipient agrees that the City is a "pass-through
entity" as such term is defined in 2 CFR §200.74 and that each of them shall
have the rights and remedies of a "pass-through entity" in relation to this
Subaward and Subrecipient as set forth in the Uniform Requirements. Without
limitation, some of these Uniform Requirements are set forth below in this
Section 2.4.
A. Subrecipient shall disclose to the City any potential conflict of interest in
connection to this Subaward and its use in accordance with 2 CFR
§200.112.
B. Subrecipient shall comply with the mandatory disclosure requirements for
violations of Federal criminal law involving fraud, bribery, or gratutity as
set forth in 2 CFR §200.113.
C. Subrecipient acknowledges that the City may impose additional specific
conditions to this Subaward in accordance with 2 CFR §200.207, and
Subrecipient shall comply with such conditions. Subrecipient shall also
submit any annual certifications and representations deemed required by
the City in accordance with 2 CFR §200.208.
D. Financial Management and Internal Controls
Subrecipient shall comply with the requirements for a non -Federal entity
regarding financial management and the establishment of a financial
management system, all as more fully set forth in 2 CFR §200.302.
Further, Subrecipient shall comply with the requirements set forth in 2
CFR §200.303, which relate to certain obligations required of Subrecipient
to maintain internal controls over the use of this Subaward.
E. In the event this Subaward requires cost sharing or matching of funds
from Subrecipient, Subrecipient shall comply with the cost sharing and
matching requirements set forth in 2 CFR §200.306.
F. Subrecipient shall comply with the requirements relating to program
CCTA 16 Subaward Agreement 9
income as more fully set forth in 2 CFR §200.307.
G. Property Standards
When property (real, tangible or intangible) is, in whole or in part,
improved, developed, purchased or otherwise acquired with Subaward
funds, Subrecipient shall comply with the regulations set forth in 2 CFR
§§200.310 through 200.316 ("Property Regulations"). These Property
Regulations include, without limitation, provisions related to the following:
1. Requirements for insurance coverage for real property and
equipment.
2. Requirements for title, use, disposition and transfer of title of "real
property" (as defined in 2 CFR §200.85).
3. Regulations involving Federally -owned and exempt property.
4. Requirements for title, use, management (including recordkeeping,
inventory, control systems and maintenance procedures), and
disposition of "equipment" (as defined in 2 CFR §200.33).
5. Requirements for title, use and disposition of "supplies" (as defined
in 2 CFR §200.94).
6. Requirements for title, rights, use and disposition of "intangible
property" (as defined in 2 CFR §200.59). Such requirements
include, without limitation, (a) a reservation of rights by the Federal
awarding agency to a royalty -free, non-exclusive and irrevocable
right to use certain copyrighted work or work subject to copyright,
(b) the rights of the Federal government to data produced under the
Subaward, (c) the applicability of the Freedom of Information Act to
certain research data produced or acquired under the Subaward,
and (d) Subrecipient's compliance with applicable regulations
governing patents and inventions, including government wide
regulations codified at 37 CFR Part 401.
Subrecipient agrees that it shall hold in trust all real property, equipment
and intangible property acquired, developed or improved with Subaward
funds in accordance with the provisions set forth in 2 CFR §200.316.
H. Procurement and Contracting Regulations
When procuring and/or contracting for property and/or services that are to
be paid or reimbursed by any amount of Subaward funds, Subrecipient
shall comply with all regulations applying to "non -Federal entities" as set
forth in 2 CFR §§200.318 through 200.326 (the "Procurement
Regulations"). These Procurement Regulations include, without limitation,
provisions requiring the following:
Documentation and use of procurement procedures in compliance
with Procurement Regulations.
CCTA 16 Subaward Agreement 10
2. Contracting oversight and maintenance of written standards of
conduct covering conflicts of interest.
3. Compliance with federal standards regarding procurement and
award of contracts, competition, and procurement methods.
4. Affirmative steps required to encourage contracting with small and
minority businesses, women's business enterprises, and labor
surplus area firms.
5. Compliance with Section 6002 of the Solid Waste Disposal Act in
the procurement of recovered materials.
6. Requirement to perform a cost or price analysis in connection with
procurements.
7. Bonding requirements.
8. Requirement to make procurement documentation available for
review by the City, and the Federal awarding agency.
In addition, Subrecipent must include in all of its contracts paid or
reimbursed in whole or in part with Subaward funds the provisions set
forth in Appendix II to 2 CFR Part 200 (Contract Provisions for non -
Federal Entity Contracts under Federal Awards) as required by 2 CFR
§200.326.
Financial and Performance Monitoring and Reporting
Subrecipient shall comply with the monitoring requirements for a non -
Federal entity as set forth in 2 CFR §200.328, which requires the
Subrecipient to oversee the operations of its activities supported by the
Grant and monitor such activities to assure compliance with applicable
Federal requirements and performance expectations are being achieved.
Further, Subrecipient shall comply with the financial and performance
reporting requirements for a non -Federal entity as set forth in 2 CFR
§§200.327 to 200.329 and any other reporting requirements that may be
promulgated by the Federal awarding agency or the City in accordance
with such regulations. Such reporting requirements include, without
limitation, the provision of any information required for the assessment or
evaluation of any activities funded by the Subaward and the reporting of
information related to real property in which the Federal government
retains an interest.
Subrecipient acknowledges that the City, as a "pass-through entity," may
make various findings, determinations, evaluations and reports regarding
Subrecipient and its use of Subaward funds, as set forth in 2 CFR
§§200.330 to 200.332. In accordance with such regulations, Subrecipient
shall comply with, and timely grant to the City and its auditors, any
monitoring requests, requests for on-site access to facilities, equipment
and personnel, and requests for any other information as may be
authorized under such regulations. Subrecipient shall also timely grant to
CCTA 16 Subaward Agreement 11
the City and its auditors access to Subrecipient's records and financial
statements as required under 2 CFR §200.331(a)(5). In addition,
Subrecipient shall comply with any conditions that may be placed upon
Subrecipient as part of the City's risk evaluation of Subrecipient under 2
CFR §200.331(b).
J. Record Retention and Access
Subrecipient shall comply with all records retention, maintenance, storage,
transmission, and collection requirements applicable to a non -Federal
entity as set forth in 2 CFR §§200.333 to 200.335. Such regulations
require, without limitation, that Subrecipient retain financial records,
supporting documents, statistical records, and all other records of
Subrecipient that are related and/or pertinent to Subrecipient's use of
Subaward funds in a manner and for a duration of time as prescribed in
such regulations and that Subrecipient collect, transmit and store
Subaward-related information in a manner as set forth in 2 CFR §200.335.
In accordance with the provisions set forth in 2 CFR §200.336,
Subrecipient hereby grants the Federal awarding agency, the Inspectors
General, the Comptroller General of the United States, and the City, or
any of their authorized representatives, the right of access to any
documents, papers, or other records of Subrecipient which are pertinent to
the Subaward, in order to make audits, examinations, excerpts, and
transcripts. This right also includes timely and reasonable access to
Subrecipient's personnel for the purpose of interview and discussion
related to such documents. These access rights shall not be limited to
any required record retention period but last as long as the records are
retained, and access shall not otherwise be limited unless as specifically
permitted under 2 CFR §§200.336 to 200.337.
Subrecipient shall require any of its subrecipients, contractors,
successors, transferees and assignees to acknowledge and agree to
comply with the provisions of this Section.
K. Cost Principles
Subrecipient shall comply with the cost principles for federal awards as set
forth in 2 CFR Part 200 Subpart E ("Cost Principles"). Subrecipient
acknowledges and agrees that any costs incurred by Subrecipient may
only be charged to or reimbursed by Subaward funds if it is incurred in
compliance with all Requirements for the Subaward and is also deemed
allowable and allocable under the Subaward in accordance with the
provisions set forth in the Cost Principles.
CCTA 16 Subaward Agreement 12
L. Audit Requirements
By virtue of using Subaward funds, Subrecipient acknowledges and
agrees that it is subject to the provisions set forth in 2 CFR Part 200
Subpart F ("Audit Requirements"). Subrecipient shall comply with all
provisions applicable to a non -Federal entity and an "auditee" (as defined
in 2 CFR §200.6) as set forth in such Audit Requirements, including the
requirement to conduct a single audit if applicable.
M. Closeout and Post Closeout
Subrecipient shall comply with the obligations applicable to a non -Federal
entity as it pertains to the closeout of this Subaward as set forth in 2 CFR
§200.343. Subrecipient acknowledges and agrees that it shall continue to
comply with the post closeout obligations set forth in 2 CFR §200.344 after
closeout of the Subaward and expiration of the Term of this Agreement.
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CCTA 16 Subaward Agreement 13
III. STANDARD PROVISIONS
§3.1 Independent Party
Subrecipient is acting hereunder as an independent party, and not as an agent or
employee of the City. No employee of Subrecipient is, or shall be, an employee
of the City by virtue of this Agreement, and Subrecipient shall so inform each
employee organization and each employee who is hired or retained under this
Agreement. Subrecipient shall not represent or otherwise hold out itself or any of
its directors, officers, partners, employees, or agents to be an agent or employee
of the City by virtue of this Agreement.
§3.2 Construction of Provisions and Titles Herein
All titles, subtitles, or headings in this Agreement have been inserted for
convenience and shall not be deemed to affect the meaning or construction of
any of the terms or provisions hereof. The language of this Agreement shall be
construed according to its fair meaning and not strictly for or against either party.
The word "Subrecipient" herein and in any amendments hereto includes the party
or parties identified in this Agreement. The singular shall include the plural. If
there is more than one Subrecipient as identified herein, unless expressly stated
otherwise, their obligations and liabilities hereunder shall be joint and several.
Use of the feminine, masculine, or neuter genders shall be deemed to include the
genders not used.
§3.3 Applicable Law, Interpretation and Enforcement
Each party's performance hereunder shall comply with all applicable laws of the
United States of America, the State of California, the County and City of
Anaheim, including but not limited to, laws regarding health and safety, labor and
employment, wage and hours and licensing laws which affect employees. This
Agreement shall be enforced and interpreted under the laws of the State of
California without regard to conflict of law principles. Subrecipient shall comply
with new, amended, or revised laws, regulations, and/or procedures that apply to
the performance of this Agreement.
In any action arising out of this Agreement, Subrecipient consents to personal
jurisdiction, and agrees to bring all such actions, exclusively in state and federal
courts located in Orange County, California.
If any part, term or provision of this Agreement shall be held void, illegal,
unenforceable, or in conflict with any law of a federal, state or local government
having jurisdiction over this Agreement, the validity of the remaining parts, terms
or provisions of this Agreement shall not be affected thereby.
§3.4 Integrated Agreement
This Agreement sets forth all of the rights and duties of the parties with respect to
the subject matter hereof, and replaces any and all previous agreements or
understandings, whether written or oral, relating thereto. This Agreement may be
amended only as provided for herein.
CCTA 16 Subaward Agreement 14
§3.5 Excusable Delays
In the event that performance on the part of any party hereto shall be delayed or
suspended as a result of circumstances beyond the reasonable control and
without the fault and negligence of said party, none of the parties shall incur any
liability to the other parties as a result of such delay or suspension.
Circumstances deemed to be beyond the control of the parties hereunder shall
include, but not be limited to, acts of God or of the public enemy; insurrection;
acts of the Federal Government or any unit of State or Local Government in
either sovereign or contractual capacity; fires; floods; epidemics; quarantine
restrictions; strikes, freight embargoes or delays in transportation; to the extent
that they are not caused by the party's willful or negligent acts or omissions and
to the extent that they are beyond the party's reasonable control.
§3.6 Breach
Except for excusable delays as described in §3.5 herein, if any party fails to
perform, in whole or in part, any promise, covenant, or agreement set forth
herein, or should any representation made by it be untrue, any aggrieved party
may avail itself of all rights and remedies, at law or equity, in the courts of law.
Said rights and remedies are cumulative of those provided for herein except that
in no event shall any party recover more than once, suffer a penalty or forfeiture,
or be unjustly compensated.
§3.7 Prohibition Against Assignment or Delegation
Subrecipient may not, unless it has first obtained the written permission of the
City:
A. Assign or otherwise alienate any of its rights hereunder, including the right
to payment; or
B. Delegate, subcontract, or otherwise transfer any of its duties hereunder.
§3.8 Indemnification
Each of the parties to this Agreement is a public entity. In contemplation of the
provisions of Section 895.2 of the Government Code of the State of California
imposing certain tort liability jointly upon public entities, solely by reason of such
entities being parties to an Agreement as defined by Section 895 of said Code,
the parties hereto, as between themselves, pursuant to the authorization
contained in Sections 895.4 and 895.6 of said Code, will each assume the full
liability imposed upon it or upon any of its officers, agents, or employees by law,
for injury caused by a negligent or wrongful act or omission occurring in the
performance of this Agreement, to the same extent that such liability would be
imposed in the absence of Section 895.2 of said Code. To achieve the above -
stated purpose, each party indemnifies and holds harmless the other party solely
by virtue of said Section 895.2. The provision of Section 2778 of the California
Civil Code is made a part hereto as if fully set forth herein. Subrecipient certifies
that it has adequate self insured retention of funds to meet any obligation arising
from this Agreement.
CCTA 16 Subaward Agreement 15
A. Pursuant to Government Code Sections 895.4 and 895.6, the parties shall
each assume the full liability imposed upon it, or any of its officers, agents
or employees, by law for injury caused by any negligent or wrongful act or
omission occurring in the performance of this Agreement.
B. Each party indemnifies and holds harmless the other party for any loss,
costs, or expenses that may be imposed upon such other party by virtue
of Government Code section 895.2, which imposes joint civil liability upon
public entities solely by reason of such entities being parties to an
agreement, as defined by Government Code section 895.
C. In the event of third -party loss caused by negligence, wrongful act or
omission by both Parties, each party shall bear financial responsibility in
proportion to its percentage of fault as may be mutually agreed or judicially
determined. The provisions of Civil Code Section 2778 regarding
interpretation of indemnity agreements are hereby incorporated.
§3.9 Subcontractor Assurances
Subrecipient shall contractually obligate all of its contractors, subcontractors and
vendors funded by Subaward funds as may be required to ensure that
Subrecipient can comply with all of the Requirements and other provisions of this
Agreement.
§3.10 Remedies for Noncompliance
Subrecipient acknowledges and agrees that, in the event Subrecipient fails to
comply with the terms and conditions of this Agreement or with any
Requirements referenced in Section 2.1 above, the Federal awarding agency or
the City shall have the right to take one or more of the actions set forth in 2 CFR
§200.338. Such actions may include, without limitation, the withholding of cash
payments, suspension and/or termination of the Subaward, and the disallowing
of certain costs incurred under the Subaward. Any costs incurred by
Subrecipient during a suspension or after termination of the Subaward shall not
be considered allowable under the Subaward unless allowed under 2 CFR
§200.342. Subrecipient shall be liable to the Federal awarding agency and the
City for any Subaward funds the Federal awarding agency determines that
Subrecipient used in violation of any Requirements reference in Section 2.1
above, and Subrecipient shall indemnify and hold harmless the City for any sums
the Federal awarding agency determines Subrecipient used in violation of such
Requirements.
Subrecipient shall be granted the opportunity to object to and challenge the
taking of any remedial action by the Federal awarding agency or the City in
accordance with the provisions set forth in 2 CFR §200.341.
§3.11 Termination
Subrecipient acknowledges and agrees that the Subaward, and any obligation to
disburse to or reimburse Subrecipient in connection thereto, may be terminated
CCTA 16 Subaward Agreement 16
in whole or in part by the Federal awarding agency or the City as set forth in 2
CFR §200.339. Subrecipient shall have the right to terminate the Subaward only
as set forth in 2 CFR §200.339. In the event the Subaward is terminated, all
obligations and requirements of this Agreement and the Grant shall survive and
continue in full force and effect in connection with any portion of the Subaward
remaining prior to such termination, including, without limitation, the closeout and
post closeout requirements set forth in this Agreement.
§3.12 Amendments
Any change in the terms of this Agreement, including the performance period of
the Subaward and any increase or decrease in the amount of the Subaward,
which are agreed to by the City and Subrecipient shall be incorporated into this
Agreement by a written amendment properly executed and signed by the person
authorized to bind the parties thereto.
§3.13 Complete Agreement
This Agreement sets forth all of the rights and duties of the parties with respect to
the subject matter hereof, and replaces any and all previous agreements or
understandings, whether written or oral, relating thereto. This Agreement may be
amended only as provided for herein and neither verbal agreement nor
conversation with any officer or employee of either party shall affect or modify
any of the terms and conditions of this Agreement. This Agreement is executed
in two duplicate originals, each of which is deemed to be an original. This
Agreement includes eighteen (18) pages and five Exhibits which constitute the
entire understanding and agreement of the parties.
[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]
CCTA 16 Subaward Agreement 17
IN WITNESS WHEREOF, the City and Subrecipient have caused this Subaward
Agreement to be executed by their duly authorized representatives.
APPROVED AS TO FORM:
ROBERT FABELA, City Attorney
B Y
r. Assistant City AttorneyJorge
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Date
For: THE CITY OF ANAHEIM
JORGE CISNEROS, CHIEF OF
POLICE
BY
Cisneros, Chief of Police
Anaheim Police Department
Date r
ATTEST:
THERESA BASS, City Clerk
By
City Clerk
Date
APPROVEDAS T OR
For: CITY SEAL BEACH
DUNS #06-0752607
By
Kf 'Z-
By '
rai A. Stee
City Attorney, City of Seal Beach
Date September 4, 2019
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ATTEST: �..� •
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By
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City Business License Number:
Internal Revenue Service ID Number:
Council File/OARS File Number: C.F. #18-0151
City Contract Number:
Date of Approval
CCTA 16 Subaward Agreement 18
'4" ANAHEIM POLICE DEPARTMENT
June 12, 2019
Jill Ingram, City Manager
City of Seal Beach
211 Eight Street
Seal Beach, CA 90740
SUBJECT: Notification of Sub -Recipient Award
Fiscal Year 2016 Program to Prepare Communities for Complex
Coordinated Terrorist Attacks
DHS -I6 -NPD -133-00-01; CFDA#t 97.133
Sub -Recipient Performance Period: March 19, 2019 to June 30, 2020
Jurisdiction: City of Seal Beach
DUNS No. 08-3153247
Total Award: $1,106
Dear Ms. Ingram,
This letter serves to inform you that the City of Seal Beach has been approved for grant
funding in the amount of $1,106 under the Fiscal Year 2016 Program to Prepare
Communities for Complex Coordinated Terrorist Attacks (CCTA). The grant program
provides funding to local, state, tribal, and territorial jurisdictions of different types, sizes,
and capabilities to improve their ability to prepare for, prevent, and respond to complex
coordinated terrorist attacks in collaboration with the whole community. The FY16 CCTA
Program focuses on developing regional partnerships intended to strengthen the
jurisdiction's capacity for building and sustaining capabilities specific to identifying gaps,
planning, training, and exercising associated with preparing for, preventing, and
responding to a complex coordinated terrorist attack.
Each agency within Orange County has been allocated funding in support of CCTA training
and exercise activities. Reimbursement of overtime and backfill expenses for
425 S. Harbor Blvd participation in these approved activities is eligible under the CCTA program. Each
Anaheim, CA 92805 discipline (Law, Fire and Emergency Management) has been allocated a predetermined
T: (714) 765-1900 number of seats for the approved CCTA training course based on the size of your agency
F: (714) 765-1690 in respect to the operational area. Funds being provided for CCTA exercise participation
are based on the proposed location of the joint exercise between Los Angeles County and
www.anoheimpd.org Orange County, and the participating agencies that will be identified in the planning
process. The funding allocation provided is for your City's respective internal budgetary
needs only and do not reflect a direct allocation. Additional funds may be awarded at a
later time depending on your agency's participation and available dollars.
It is critical that all City of Seal Beach employees that are involved in the FY16 CCTA Grant
Program become familiar with the Transfer Agreement between the City of Anaheim and
the City of Seal Beach regarding the FY16 CCTA Grant Program as well as the FY16 CCTA
Program Notice of Funding Opportunity. Training Reimbursement Requests shall be
submitted to the City of Anaheim on a monthly basis. Final training reimbursement
requests will be due no later than September 30, 2019. Final reimbursement requests
for Exercise participation activities will be due no later than June 30, 2020.
This grant is subject to all provisions of 2 CFR Part 200 Subpart F — Audit Requirements.
Sub -recipients are required to submit copies of completed Single Audit Reports to the City
of Anaheim, Emergency Management Bureau, along with any Corrective Action Plans as
a result of program compliance findings.
A dated signature from you, or your authorized designee, is required below. Please sign
and return the original to the City of Anaheim, and retain a copy for your files. If you have
any questions regarding this letter, please feel free to contact Grant Coordinator Kerrstyn
Vega at (714) 765-3632 or kveaa@anaheim.net.
Sincerely,
RICHARD LAROCHELLE, JR.
Lieutenant
CC: AUTHORIZED AGENT
19
N me Signatory: Date
Cit Seal Beach
FY16 Program to Prepare Communities for
Complex Coordinated Terrorist Attacks (CCTA)
Sub -Recipient Pre -Award Checklist
Enclosed are three (3) FY2016 CCTA Grant Program Transfer Agreements.
The signatory for each city or agency must be specifically authorized by their City Council or
Board to execute the agreement. Please submit a copy of the City Council/Board approved
document granting the individual authority to execute the agreement to the UASI office with
the signed agreements.
The transfer agreement requires signatures from the authorized representative on page 18. In
addition to the signed agreements, your city or agency will also need to submit the following
documents:
❑ Copy of 2017/2018 Single Audit Report (if expend over $750,000 in federal assistance)
❑ City Council/Board Approval Document (as mentioned above)
Please mail three (3) original copies of the agreement and the required documents to the
following address:
Kerrstyn Vega, Administrative Services Manager
Anaheim Police Department
8201 E. Santa Ana Canyon Rd.
Anaheim, CA 92808
An
TO: Operational Area (Orange County) SE
FROM: Commander Michael Claborn
DATE: March 7, 2019
SUBJECT: Complex Coordinated Attack Training Course
Hello Orange County Stakeholders,
Area
ity Initiative
The Anaheim/Santa Ana Urban Area Security Initiative has been awarded six courses designed
to train law enforcement, fire services and EMS the skills to manage the initial response to a
large-scale attack during a chaotic environment. The National Center for Biomedical Research
and Training designed the course curriculum, which will be facilitated by instructors from
Louisiana State University (LSU). I have listed the dates and locations below and attached a
course flier should you have additional questions about the course itself or who should be
attending.
Each discipline from Orange County (Law, Fire and Emergency Management) has been
allocated a predetermined number of seats based on the size of your agency in respect to the
operational area. Staff from the Anaheim/Santa Ana UASI Grant Office will be contacting each
agency to advise them of their seat allocations and to provide a deadline to reserve those seats.
The federal grant subsidizing this training will be providing partial financial reimbursement for
overtime personnel attending the training or overtime personnel backfilling an attendee's
position. If you have questions regarding your agencies eligibility to receive reimbursement,
please contact our office directly. Should your agency decide to take advantage of this training
opportunity, the Anaheim/Santa UASI Grant Office will issue an award letter and transfer
agreement for execution with your department. The executed transfer agreement will need to be
on file with the grant office in order to seek reimbursement for any overtime costs incurred.
• May 22-23 — Anaheim Police Department
• May 30-31 — Santa Ana Police Department
• June 3-4 — OCFA (Foothill Ranch)
• June 5-6 — OCSD (Tustin)
• June 10-11 — OCFA (Foothill Ranch)
• June 12-13 — OCFA (Foothill Ranch)
Commander Michael Claborn
UASI Grant Administrator
(714)245-8274
0 Page 1
SUBAWARD AGREEMENT
Subrecipient: CITY SEAL BEACH
Title: FY 2016 Program to Prepare Communities for Complex
Coordinated Terrorist Attacks (CCTA) Grant
City Contract Number
TABLE OF CONTENTS
Section Section Title Page
Number Number
1. GENERAL INFORMATION
§1.1 Federal Award Information..................................................................................1
§1.2 Subaward Information and Period of Performance.............................................1
§1.3 Parties and Notice...............................................................................................2
§1.4 Authorities........................................................................................................... 2
II. SUBAWARD TERMS AND CONDITIONS
§2.1 Summary of Requirements..................................................................................4
§2.2 City Adminstrative Requirements........................................................................ 4
§2.3 DHS Requirements............................................................................................. 6
§2.4 Uniform Requirements for Federal Awards......................................................... 9
III. STANDARD PROVISIONS
§3.1
Independent Party.............................................................................................
14
§3.2
Construction of Provisions and Title Herein ......................................................
14
§3.3
Applicable Law, Interpretation and Enforcement...............................................14
§3.4
Integrated Agreement.......................................................................................14
§3.5
Excusable Delays..............................................................................................15
§3.6
Breach...............................................................................................................15
§3.7
Prohibition Against Assignment and Delegation................................................15
§3.8
Indemnification..................................................................................................15
§3.9
Subcontractor Assurances................................................................................16
§3.10
Remedies for Noncompliance...........................................................................16
§3.11
Termination.......................................................................................................16
§3.12
Amendments.....................................................................................................17
§3.13
Complete Agreement........................................................................................17
SignaturePage..............................................................................................18
CCTA 16 Subaward Agreement
EXHIBITS
Exhibit A DHS Agreement Articles
Exhibit B FY 2016 Program to Prepare Communities for Complex Coordinated
Terrorist Attacks (CCTA) Notice of Funding Opportunity
Exhibit B Modification Request and Reimbursement Request Forms
CCTA 16 Subaward Agreement ii
AGREEMENT NUMBER OF CITY CONTRACTS
BETWEEN
THE CITY OF ANAHEIM
AND THE CITY SEAL BEACH
THIS SUBAWARD AGREEMENT ("Agreement' or "Contract") is made and
entered into by and between the City of Anaheim, a municipal corporation (the "City"),
and the <<SubRecipient name>>, a municipal corporation (the "Subrecipient"). In
consideration of the mutual covenants set forth herein and the mutual benefits to be
derived therefrom, the City and Subrecipient (each a "Party" and collectively, the
"Parties") agree as follows:
I. GENERAL INFORMATION
§1.1 Federal Award Information
The "Federal award" (as such term is defined in the Code of Federal Regulations
("CFR"), 2 CFR §200.38, and used in this Agreement) is the Fiscal Year (FY)
2016 Program to Prepare Communities for Complex Coordinated Terrorist
Attacks (CCTA), FAIN # DHS -16 -NPD -133-00-01, CFDA #97.133, Federal
Award Date September 1, 2017.
The "Federal awarding agency" (as such term is defined in 2 CFR §200.36 and
used in this Agreement) is the United States Department of Homeland
Security("DHS") Federal Emergency Management Agency ("FEMA").
The City of Los Angleles was the successful applicant for the Federal award, and
the City of Anaheim received a percentage of the Federal award as a
subrecipient of Los Angeles. Anaheim is, in turn, subawarding the funds it
received to Subrecipient under the terms sef forth herein, and is acting as the
pass-through entity for this subaward of the Federal award to Subrecipient.
§1.2 Subaward Information and Period of Performance
Subrecipient hereby accepts the following subaward ("Subaward") of the Federal
award upon the terms and conditions set forth in this Agreement:
Subaward amount: $1,106
Subaward Period of Performance ("Term"): March 19, 2019
to June 30, 2020
Match Requirement: None
The term of this Agreement shall be the "Term" as set forth in this Section 1.2.
CCTA 16 Subaward Agreement
§1.3 Parties and Notice
The Parties to this Agreement, and their respective representatives who are
authorized to administer this Agreement and to whom formal notices, demands
and communications shall be given are as follows:
Party:
Authorized Representative:
Authorized Department:
Address, Phone, Fax, E-mail:
Party:
Authorized Representative:
Authorized Department:
Address, Phone, E-mail:
City of Anaheim
Richard LaRochelle, Jr
Anaheim Police Department
425 S. Harbor Blvd
Anaheim, CA 92805
Phone: (714) 765-3833
Email: rlarochelle@anaheim.net
CITY SEAL BEACH
Formal notices, demands and communications to be given hereunder by either
Party shall be made in writing and may be effected by personal delivery or by
registered or certified mail, postage prepaid, return receipt requested and shall
be deemed communicated as of the date of mailing. If the name of the person
designated to receive the notices, demands or communications or the address of
such person is changed, written notice shall be given, in accordance with this
section, within five business days of said change.
§1.4 Authorities
The Anaheim City Council has accepted the subaward of the Federal award
from the City of Los Angleles, and has authorized the City to execute this
Agreement.
Subrecipient warrants that it has obtained written authorization from its governing
board or authorized body to execute this Agreement and accept and use the
Subaward. Subrecipient further warrants that such written authorization specifies
that Subrecipient, governing board or authorized body agree:
a. To provide all matching funds required under the Subaward and that any
cash match will be appropriated as required.
b. That any liability arising out of the performance of this Agreement shall be
the responsibility of Subrecipient, governing board or authorized body.
CCTA 16 Subaward Agreement 2
C. That Subaward funds shall not be used to supplant expenditures
controlled by governing board or authorized body.
d. That the official executing this Agreement is, in fact, authorized to do so.
Subrecipient shall maintain this proof of authority on file and make it readily
available upon demand.
[REMAINDER OF PAGE INTENTIONALLY LEFT BLANK]
CCTA 16 Subaward Agreement 3
II. SUBAWARD TERMS AND CONDITIONS
§2.1 Summary of Requirements
By executing this Agreement, Subrecipient hereby agrees that it shall comply
with all terms and conditions set forth in this Agreement, which includes all
guidance, regulations and requirements (collectively, "Requirements") of the
Federal awarding agency that are applicable to a recipient and/or subrecipient of
a Federal award or grant. Such Requirements are set forth in the following
documents and incorporated herein by this reference: (1) Department of
Homeland Security FY 2016 Program to Prepare Communities for Complex
Coordinated Terrorist Attacks (CCTA) Notice of Funding Opportunity ("DHS
NOFO"), (2) FY 2016 DHS Agreement Articles ("DHS Agreement Articles"), (3)
FEMA Information Bulletins (113"), and (4) the cost principles, uniform
administrative requirements and audit requirements for federal grant programs as
housed in Title 2, Part 200 of the Code of Federal Regulations ("CFR") and in
updates issued by the Office of Management and Budget ("OMB") on
httg:///www.whitehouse.gov/omb/.
Subrecipient hereby certifies that it has the legal authority to execute this
Agreement, accept the Subaward given through this Agreement, and has the
institutional, managerial and financial capability to ensure proper planning,
management and completion of its projects being funded by the Subaward.
Subrecipient hereby acknowledges that it is responsible for reviewing and
adhering to all Requirements referenced above. For reference and without
limitations, certain of the Requirements are set forth in more detail in the sections
below.
§2.2 City Administrative Requirements
A. Subrecipient acknowledges and agrees that the City is acting as a "pass-
through entity" (as such term is defined in 2 CFR §200.74 and used in this
Agreement) for this Subaward and that the City shall have the rights and
obligations relating to this Subaward and its administration as set forth in
this Agreement and in 2 CFR Part 200.
B. Subrecipient shall be remitted funds for projects funded under the
Subaward pursuant to a formula developed by the City based on agency
size and training needs. Subrecipient shall use the Subaward funds
strictly in accordance with the purposes of the Federal award, and any
expenditures not so made shall be deemed disallowed under this
Subaward.
C. Any "equipment" (as such term is defined in 2 CFR §200.33 and used in
this Agreement) acquired or obtained with Subaward funds: (1) shall be
made available pursuant to applicable terms of the California Disaster and
Civil Defense Master Mutual Aid Agreement in consultation with
representatives of the various fire, emergency medical, hazardous
materials response services, and law enforcement agencies within the
CCTA 16 Subaward Agreement 4
jurisdiction of the LA/LBUA, and deployed with personnel trained in the
use of such equipment in a manner consistent with the California Law
Enforcement Mutual Aid Plan or the California Fire Services and Rescue
Mutual Aid Plan; (2) shall be consistent with needs as identified in the
State Homeland Security Strategy and will be deployed in conformance
with that Strategy; and (3) shall have an LA/LBUA identification decal
affixed to it, and, when practical, shall be affixed where it is readily visible
and prominently marked as follows: "Purchased with funds provided by
the U.S. Department of Homeland Security."
Subrecipient shall take a physical inventory of all equipment acquired or
obtained with Subaward funds and reconcile the results with equipment
records at least once every year.
D. This Subaward is not a "fixed amount award" as such term is defined in 2
CFR §200.45. Subrecipient agrees that disbursment of this Subaward to
Subrecipient shall be made on a reimbursement method. In the event
Subrecipient requests advance payment of Subaward funds, Subrecipient
shall comply with, and provide evidence to the City of compliance with, the
criteria and obligations related to the use of advance payments as set
forth in 2 CFR §200.305 as well as satisfying any other City requirements
for advance payments.
In requesting reimbursement from Subaward funds, Subrecipient shall
prepare, maintain and provide to the City a completed Reimbursement
Request Form (attached hereto as Exhibit C) along with invoices,
purchase orders, proof of delivery, proof of payment and payroll records,
timesheets, receipts and any other supporting documentation necessary
to fully and accurately describe the expenditure of funds for which
reimbursement from the Subaward is requested (collectively, the
"Reimbursement Request'). All such supporting documentation for the
Reimbursement Request shall satisfy applicable Federal, State and City
audit and review standards and requirements. Such documentation shall
be prepared at the sole expense and responsibility of Subrecipient, and
the City and the Subaward will not reimburse the Subrecipient for any
costs incurred for such preparation. The City may request, in writing,
changes to the content and format of such documentation at any time, and
the City reserves the right to request additional supporting documentation
to substantiate costs incurred at any time. Inaccurate and/or incomplete
Reimbursement Requests shall be returned to Subrecipient for revision
and shall be accepted by the City when Reimbursement Requests are
accurate and complete.
Reimbursment Requests must be submitted to the City on a monthly
basis. The City shall issue payment to Subrecipient within thirty (30) days
of approval of a reimbursement request..
CCTA 16 Subaward Agreement 5
Final Reimbursement Requests for this Subaward must be received by the
City no later than sixty (60) days prior to the end of the Term to allow the
City sufficient time to complete close-out activities for this Subaward (the
"Reimbursement Deadline"). Any Reimbursement Request submitted
after the Reimbursement Deadline shall be rejected unless, prior to the the
submission of such request, the City, in its sole discretion, has approved
in writing the submission of such request after the Reimbursement
Deadline. After the Reimbursement Deadline, any unexpended Subaward
funds may be re -directed to other needs across the ASAUA region. The
City will notify Subrecipient, in writing, when unexpended Subaward funds
may be re -directed.
E. Subrecipient acknowledges that the City makes no commitment to
disburse Subaward funds beyond the terms set forth herein and that
funding for all periods during the Subaward Term is subject to the
continuing availability to the City of federal funds for this Subaward from
the Federal awarding agency. This Agreement may be terminated
immediately upon written notice to Subrecipient of such loss or reduction
of Subaward funds.
§2.3 DHS Requirements
Subrecipient shall comply with all Requirements promulgated by DHS (which is
the Federal awarding agency for this Subaward) that are applicable to this
particular Subaward. These include the Requirements for recipients and
subrecipients set forth in the DHS NOFO and the DHS Agreement Articles,
attached hereto as Exhibit A and B and incorporated herein. Some of these DHS
Requirements are set forth below in this Section 2.3.
A. Subrecipient will not use Subaward funds to supplant (replace) funds that
have been budgeted for the same purpose through non-federal sources.
Upon request by the City or the Federal awarding agency, Subrecipient
shall be required to demonstrate and document that a reduction in non -
Federal resources occurred for reasons other than the receipt or expected
receipt of Subaward funds. Subrecipient shall not charge any costs
allocable under this Subaward to any other Federal award to overcome
fund deficiencies, to avoid restrictions imposed by Federal statutues,
regulations, or terms and conditions of Federal awards, or for other
reasons. Subrecipient shall not be delinquent in the repayment of any
Federal debt. Subrecipient must request instruction from the City for
proper disposition of any original or replacement equipment acquired with
Subaward funds.
B. Subrecipient shall comply with the requirement of 31 U.S.C. Section 3729-
3733, which sets forth that no subgrantee, recipient or subrecipient of
federal funds or payments shall submit a false claim for payment,
CCTA 16 Subaward Agreement 6
reimbursement or advance. Subrecipient agrees to be subject to the
administrative remedies as found in 38 U.S.C. Section 3801-3812 for
violations of this requirement.
C. Subrecipient shall comply with the provisions of DHS Specific
Acknowledgements and Assurances section set forth in the DHS
Agreement Articles.
D. As required by Executive Orders (EO) 12549 and 12689, and 2 CFR
§200.212 and codified in 2 CFR Part 180, Subrecipient shall provide
protection against waste, fraud and abuse by debarring or suspending
those persons deemed irresponsible in their dealings with the Federal
government. Subrecipient hereby certifies that it and its principals:
a. Are not presently debarred, suspended, proposed for debarment,
declared ineligible, or voluntarily excluded from covered transactions
by any Federal department or agency;
b. Have not within a three-year period preceding this Agreement been
convicted of or had a civil judgment rendered against them for
commission of fraud or a criminal offense in connection with obtaining,
attempting to obtain, or performing a public (Federal, State, or local)
transaction or contract under a public transaction; violation of Federal
or State antitrust statutes or commission of embezzlement, theft,
forgery, bribery, falsification or destruction of records, making false
statements, or receiving stolen property;
c. Are not presently indicted for or otherwise criminally or civilly charged
by a governmental entity (Federal, State, or local) with commission of
any of the offenses enumerated in paragraph 2.3.G.c. above; and
d. Have not within a three-year period preceding this Agreement had one
or more public transactions (Federal, State, or local) terminated for
cause or default.
E. Subrecipient shall comply with the Drug -Free Workplace Act of 1988 (41
U.S.C. §701 et seq.) which is adopted at 2 CFR Part 3001. In connection
thereto, Subrecipient hereby certifies that it will or will continue to provide
a drug-free workplace and a drug-free awareness program as outlined in
such Act.
F. Subrecipient shall comply with all Federal statutes relating to non-
discrimination. Subrecipient hereby certifies that it will comply with the
Americans with Disabilities Act, 42 U.S.C. §12101 et seq., and its
implementing regulations (ADA), the Americans with Disabilities Act
Amendments Act of 2008 (ADAAA), Pub. L. 110-325 and all subsequent
amendments, Section 504 of the Rehabilitation Act of 1973 (Rehab.
Act), as amended, 29 U.S.C. 794 and 24 CFR Parts 8 and 9, the Uniform
Federal Accessibility Standards (UFAS), 24 CFR, Part 40, and the Fair
CCTA 16 Subaward Agreement 7
Housing Act, 42 U.S.C. 3601, et seq.; 24 CFR Parts 100, 103, and 104
(FHA) and all implementing regulations. Subrecipient will provide
reasonable accommodations to allow qualified individuals with disabilities
to have access to and to participate in its programs, services and activities
in accordance with the provisions of the ADA, the ADAAA, the Rehab. Act,
the UFAS and the FHA and all subsequent amendments. Subrecipient
will not discriminate against persons with disabilities or against persons
due to their relationship to or association with a person with a disability.
Any contract entered into by Subrecipient (or any subcontract thereof),
relating to this Agreement, to the extent allowed hereunder, shall be
subject to the provisions of this paragraph.
G. Subrecipient shall comply with and be subject to the provisions set forth in
the Patents and Intellectual Property Rights section of the DHS
Agreement Articles.
H. If the total value of Subrecipient's currently active grants, cooperative
agreements, and procurement contracts from all Federal assistance office
exceeds $10,000,000.00 for any period of time during the period of
performance of this Subaward, Subrecipient shall comply with the
provisions set forth in the Reporting of Matters Related to Recipient
Integrity and Performance section of the DHS Agreement Articles.
Subrecipient shall comply with the SAFECOM Guidance for Emergency
Communication Grants when using Subaward funds in connection with
emergency communication equipment, including provisions on technical
standards that ensure and enhance interoperable communications.
J. Subrecipient shall establish safeguards to prohibit employees from using
their positions for a purpose that constitutes, or presents the appearance
of personal or organizational conflict of interest or personal gain.
Subrecipient shall comply with all Federal and State conflict of interest
laws and regulations.
K. Subrecipient shall comply with California Vehicle Code sections 23123
and 23123.5.
L. Subrecipient must ensure that any project activities carried on outside the
United States are coordinated as necessary with appropriate government
authorities and that appropriate licenses, permits, or approvals are
obtained.
M. Subrecipient shall comply with the provisions set forth in the following
sections of the DHS Agreement Articles: (1) Energy Policy and
Conservation Act, (2) Hotel and Motel Fire Safety Act of 1990, (3) Terrorist
CCTA 16 Subaward Agreement 8
Financing, (4) USA Patriot Act of 2001, (5) Fly America Act of 1974, and
(6) Whistleblower Protections and Whistleblower Protection Act.
§2.4 Uniform Requirements for Federal Awards
Subrecipient acknowledges that this Subaward is a "Federal award" as such term
is defined in 2 CFR §200.38 and that Subrecipient's use of this Subaward is
subject to the uniform administrative requirements, cost principles, and audit
requirements for Federal awards which are codified in 2 CFR Part 200 (the
"Uniform Requirements"). Subrecipient agrees that it is considered a "non -
Federal entity" and a "subrecipient" as such terms are defined in 2 CFR §§200.69
and 200.93, respectively. Thus, Subrecipient hereby agrees to comply with, and
be subject to, all provisions, regulations and requirements applicable to a
14subrecipient" and a "non -Federal entity" as set forth in the Uniform
Requirements. Further, Subrecipient agrees that the City is a "pass-through
entity" as such term is defined in 2 CFR §200.74 and that each of them shall
have the rights and remedies of a "pass-through entity" in relation to this
Subaward and Subrecipient as set forth in the Uniform Requirements. Without
limitation, some of these Uniform Requirements are set forth below in this
Section 2.4.
A. Subrecipient shall disclose to the City any potential conflict of interest in
connection to this Subaward and its use in accordance with 2 CFR
§200.112.
B. Subrecipient shall comply with the mandatory disclosure requirements for
violations of Federal criminal law involving fraud, bribery, or gratutity as
set forth in 2 CFR §200.113.
C. Subrecipient acknowledges that the City may impose additional specific
conditions to this Subaward in accordance with 2 CFR §200.207, and
Subrecipient shall comply with such conditions. Subrecipient shall also
submit any annual certifications and representations deemed required by
the City in accordance with 2 CFR §200.208.
D. Financial Management and Internal Controls
Subrecipient shall comply with the requirements for a non -Federal entity
regarding financial management and the establishment of a financial
management system, all as more fully set forth in 2 CFR §200.302.
Further, Subrecipient shall comply with the requirements set forth in 2
CFR §200.303, which relate to certain obligations required of Subrecipient
to maintain internal controls over the use of this Subaward.
E. In the event this Subaward requires cost sharing or matching of funds
from Subrecipient, Subrecipient shall comply with the cost sharing and
matching requirements set forth in 2 CFR §200.306.
F. Subrecipient shall comply with the requirements relating to program
CCTA 16 Subaward Agreement 9
income as more fully set forth in 2 CFR §200.307.
G. Property Standards
When property (real, tangible or intangible) is, in whole or in part,
improved, developed, purchased or otherwise acquired with Subaward
funds, Subrecipient shall comply with the regulations set forth in 2 CFR
§§200.310 through 200.316 ("Property Regulations"). These Property
Regulations include, without limitation, provisions related to the following:
1. Requirements for insurance coverage for real property and
equipment.
2. Requirements for title, use, disposition and transfer of title of "real
property" (as defined in 2 CFR §200.85).
3. Regulations involving Federally -owned and exempt property.
4. Requirements for title, use, management (including recordkeeping,
inventory, control systems and maintenance procedures), and
disposition of "equipment" (as defined in 2 CFR §200.33).
5. Requirements for title, use and disposition of "supplies" (as defined
in 2 CFR §200.94).
6. Requirements for title, rights, use and disposition of "intangible
property" (as defined in 2 CFR §200.59). Such requirements
include, without limitation, (a) a reservation of rights by the Federal
awarding agency to a royalty -free, non-exclusive and irrevocable
right to use certain copyrighted work or work subject to copyright,
(b) the rights of the Federal government to data produced under the
Subaward, (c) the applicability of the Freedom of Information Act to
certain research data produced or acquired under the Subaward,
and (d) Subrecipient's compliance with applicable regulations
governing patents and inventions, including government wide
regulations codified at 37 CFR Part 401.
Subrecipient agrees that it shall hold in trust all real property, equipment
and intangible property acquired, developed or improved with Subaward
funds in accordance with the provisions set forth in 2 CFR §200.316.
H. Procurement and Contracting Regulations
When procuring and/or contracting for property and/or services that are to
be paid or reimbursed by any amount of Subaward funds, Subrecipient
shall comply with all regulations applying to "non -Federal entities" as set
forth in 2 CFR §§200.318 through 200.326 (the "Procurement
Regulations"). These Procurement Regulations include, without limitation,
provisions requiring the following:
Documentation and use of procurement procedures in compliance
with Procurement Regulations.
CCTA 16 Subaward Agreement 10
2. Contracting oversight and maintenance of written standards of
conduct covering conflicts of interest.
3. Compliance with federal standards regarding procurement and
award of contracts, competition, and procurement methods.
4. Affirmative steps required to encourage contracting with small and
minority businesses, women's business enterprises, and labor
surplus area firms.
5. Compliance with Section 6002 of the Solid Waste Disposal Act in
the procurement of recovered materials.
6. Requirement to perform a cost or price analysis in connection with
procurements.
7. Bonding requirements.
8. Requirement to make procurement documentation available for
review by the City, and the Federal awarding agency.
In addition, Subrecipent must include in all of its contracts paid or
reimbursed in whole or in part with Subaward funds the provisions set
forth in Appendix II to 2 CFR Part 200 (Contract Provisions for non -
Federal Entity Contracts under Federal Awards) as required by 2 CFR
§200.326.
Financial and Performance Monitoring and Reporting
Subrecipient shall comply with the monitoring requirements for a non -
Federal entity as set forth in 2 CFR §200.328, which requires the
Subrecipient to oversee the operations of its activities supported by the
Grant and monitor such activities to assure compliance with applicable
Federal requirements and performance expectations are being achieved.
Further, Subrecipient shall comply with the financial and performance
reporting requirements for a non -Federal entity as set forth in 2 CFR
§§200.327 to 200.329 and any other reporting requirements that may be
promulgated by the Federal awarding agency or the City in accordance
with such regulations. Such reporting requirements include, without
limitation, the provision of any information required for the assessment or
evaluation of any activities funded by the Subaward and the reporting of
information related to real property in which the Federal government
retains an interest.
Subrecipient acknowledges that the City, as a "pass-through entity," may
make various findings, determinations, evaluations and reports regarding
Subrecipient and its use of Subaward funds, as set forth in 2 CFR
§§200.330 to 200.332. In accordance with such regulations, Subrecipient
shall comply with, and timely grant to the City and its auditors, any
monitoring requests, requests for on-site access to facilities, equipment
and personnel, and requests for any other information as may be
authorized under such regulations. Subrecipient shall also timely grant to
CCTA 16 Subaward Agreement 11
the City and its auditors access to Subrecipient's records and financial
statements as required under 2 CFR §200.331(a)(5). In addition,
Subrecipient shall comply with any conditions that may be placed upon
Subrecipient as part of the City's risk evaluation of Subrecipient under 2
CFR §200.331(b).
Record Retention and Access
Subrecipient shall comply with all records retention, maintenance, storage,
transmission, and collection requirements applicable to a non -Federal
entity as set forth in 2 CFR §§200.333 to 200.335. Such regulations
require, without limitation, that Subrecipient retain financial records,
supporting documents, statistical records, and all other records of
Subrecipient that are related and/or pertinent to Subrecipient's use of
Subaward funds in a manner and for a duration of time as prescribed in
such regulations and that Subrecipient collect, transmit and store
Subaward-related information in a manner as set forth in 2 CFR §200.335.
In accordance with the provisions set forth in 2 CFR §200.336,
Subrecipient hereby grants the Federal awarding agency, the Inspectors
General, the Comptroller General of the United States, and the City, or
any of their authorized representatives, the right of access to any
documents, papers, or other records of Subrecipient which are pertinent to
the Subaward, in order to make audits, examinations, excerpts, and
transcripts. This right also includes timely and reasonable access to
Subrecipient's personnel for the purpose of interview and discussion
related to such documents. These access rights shall not be limited to
any required record retention period but last as long as the records are
retained, and access shall not otherwise be limited unless as specifically
permitted under 2 CFR §§200.336 to 200.337.
Subrecipient shall require any of its subrecipients, contractors,
successors, transferees and assignees to acknowledge and agree to
comply with the provisions of this Section.
K. Cost Principles
Subrecipient shall comply with the cost principles for federal awards as set
forth in 2 CFR Part 200 Subpart E ("Cost Principles"). Subrecipient
acknowledges and agrees that any costs incurred by Subrecipient may
only be charged to or reimbursed by Subaward funds if it is incurred in
compliance with all Requirements for the Subaward and is also deemed
allowable and allocable under the Subaward in accordance with the
provisions set forth in the Cost Principles.
CCTA 16 Subaward Agreement 12
L. Audit Requirements
By virtue of using Subaward funds, Subrecipient acknowledges and
agrees that it is subject to the provisions set forth in 2 CFR Part 200
Subpart F ("Audit Requirements"). Subrecipient shall comply with all
provisions applicable to a non -Federal entity and an "auditee" (as defined
in 2 CFR §200.6) as set forth in such Audit Requirements, including the
requirement to conduct a single audit if applicable.
M. Closeout and Post Closeout
Subrecipient shall comply with the obligations applicable to a non -Federal
entity as it pertains to the closeout of this Subaward as set forth in 2 CFR
§200.343. Subrecipient acknowledges and agrees that it shall continue to
comply with the post closeout obligations set forth in 2 CFR §200.344 after
closeout of the Subaward and expiration of the Term of this Agreement.
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CCTA 16 Subaward Agreement 13
III. STANDARD PROVISIONS
§3.1 Independent Party
Subrecipient is acting hereunder as an independent party, and not as an agent or
employee of the City. No employee of Subrecipient is, or shall be, an employee
of the City by virtue of this Agreement, and Subrecipient shall so inform each
employee organization and each employee who is hired or retained under this
Agreement. Subrecipient shall not represent or otherwise hold out itself or any of
its directors, officers, partners, employees, or agents to be an agent or employee
of the City by virtue of this Agreement.
§3.2 Construction of Provisions and Titles Herein
All titles, subtitles, or headings in this Agreement have been inserted for
convenience and shall not be deemed to affect the meaning or construction of
any of the terms or provisions hereof. The language of this Agreement shall be
construed according to its fair meaning and not strictly for or against either party.
The word "Subrecipient" herein and in any amendments hereto includes the party
or parties identified in this Agreement. The singular shall include the plural. If
there is more than one Subrecipient as identified herein, unless expressly stated
otherwise, their obligations and liabilities hereunder shall be joint and several.
Use of the feminine, masculine, or neuter genders shall be deemed to include the
genders not used.
§3.3 Applicable Law. Interpretation and Enforcement
Each party's performance hereunder shall comply with all applicable laws of the
United States of America, the State of California, the County and City of
Anaheim, including but not limited to, laws regarding health and safety, labor and
employment, wage and hours and licensing laws which affect employees. This
Agreement shall be enforced and interpreted under the laws of the State of
California without regard to conflict of law principles. Subrecipient shall comply
with new, amended, or revised laws, regulations, and/or procedures that apply to
the performance of this Agreement.
In any action arising out of this Agreement, Subrecipient consents to personal
jurisdiction, and agrees to bring all such actions, exclusively in state and federal
courts located in Orange County, California.
If any part, term or provision of this Agreement shall be held void, illegal,
unenforceable, or in conflict with any law of a federal, state or local government
having jurisdiction over this Agreement, the validity of the remaining parts, terms
or provisions of this Agreement shall not be affected thereby.
§3.4 Integrated Agreement
This Agreement sets forth all of the rights and duties of the parties with respect to
the subject matter hereof, and replaces any and all previous agreements or
understandings, whether written or oral, relating thereto. This Agreement may be
amended only as provided for herein.
CCTA 16 Subaward Agreement 14
§3.5 Excusable Delays
In the event that performance on the part of any party hereto shall be delayed or
suspended as a result of circumstances beyond the reasonable control and
without the fault and negligence of said party, none of the parties shall incur any
liability to the other parties as a result of such delay or suspension.
Circumstances deemed to be beyond the control of the parties hereunder shall
include, but not be limited to, acts of God or of the public enemy; insurrection;
acts of the Federal Government or any unit of State or Local Government in
either sovereign or contractual capacity; fires; floods; epidemics; quarantine
restrictions; strikes, freight embargoes or delays in transportation; to the extent
that they are not caused by the party's willful or negligent acts or omissions and
to the extent that they are beyond the party's reasonable control.
§3.6 Breach
Except for excusable delays as described in §3.5 herein, if any party fails to
perform, in whole or in part, any promise, covenant, or agreement set forth
herein, or should any representation made by it be untrue, any aggrieved party
may avail itself of all rights and remedies, at law or equity, in the courts of law.
Said rights and remedies are cumulative of those provided for herein except that
in no event shall any party recover more than once, suffer a penalty or forfeiture,
or be unjustly compensated.
§3.7 Prohibition Against Assignment or Delegation
Subrecipient may not, unless it has first obtained the written permission of the
City:
A. Assign or otherwise alienate any of its rights hereunder, including the right
to payment; or
B. Delegate, subcontract, or otherwise transfer any of its duties hereunder.
§3.8 Indemnification
Each of the parties to this Agreement is a public entity. In contemplation of the
provisions of Section 895.2 of the Government Code of the State of California
imposing certain tort liability jointly upon public entities, solely by reason of such
entities being parties to an Agreement as defined by Section 895 of said Code,
the parties hereto, as between themselves, pursuant to the authorization
contained in Sections 895.4 and 895.6 of said Code, will each assume the full
liability imposed upon it or upon any of its officers, agents, or employees by law,
for injury caused by a negligent or wrongful act or omission occurring in the
performance of this Agreement, to the same extent that such liability would be
imposed in the absence of Section 895.2 of said Code. To achieve the above -
stated purpose, each party indemnifies and holds harmless the other party solely
by virtue of said Section 895.2. The provision of Section 2778 of the California
Civil Code is made a part hereto as if fully set forth herein. Subrecipient certifies
that it has adequate self insured retention of funds to meet any obligation arising
from this Agreement.
CCTA 16 Subaward Agreement 15
A. Pursuant to Government Code Sections 895.4 and 895.6, the parties shall
each assume the full liability imposed upon it, or any of its officers, agents
or employees, by law for injury caused by any negligent or wrongful act or
omission occurring in the performance of this Agreement.
B. Each party indemnifies and holds harmless the other party for any loss,
costs, or expenses that may be imposed upon such other party by virtue
of Government Code section 895.2, which imposes joint civil liability upon
public entities solely by reason of such entities being parties to an
agreement, as defined by Government Code section 895.
C. In the event of third -party loss caused by negligence, wrongful act or
omission by both Parties, each party shall bear financial responsibility in
proportion to its percentage of fault as may be mutually agreed or judicially
determined. The provisions of Civil Code Section 2778 regarding
interpretation of indemnity agreements are hereby incorporated.
§3.9 Subcontractor Assurances
Subrecipient shall contractually obligate all of its contractors, subcontractors and
vendors funded by Subaward funds as may be required to ensure that
Subrecipient can comply with all of the Requirements and other provisions of this
Agreement.
§3.10 Remedies for Noncompliance
Subrecipient acknowledges and agrees that, in the event Subrecipient fails to
comply with the terms and conditions of this Agreement or with any
Requirements referenced in Section 2.1 above, the Federal awarding agency or
the City shall have the right to take one or more of the actions set forth in 2 CFR
§200.338. Such actions may include, without limitation, the withholding of cash
payments, suspension and/or termination of the Subaward, and the disallowing
of certain costs incurred under the Subaward. Any costs incurred by
Subrecipient during a suspension or after termination of the Subaward shall not
be considered allowable under the Subaward unless allowed under 2 CFR
§200.342. Subrecipient shall be liable to the Federal awarding agency and the
City for any Subaward funds the Federal awarding agency determines that
Subrecipient used in violation of any Requirements reference in Section 2.1
above, and Subrecipient shall indemnify and hold harmless the City for any sums
the Federal awarding agency determines Subrecipient used in violation of such
Requirements.
Subrecipient shall be granted the opportunity to object to and challenge the
taking of any remedial action by the Federal awarding agency or the City in
accordance with the provisions set forth in 2 CFR §200.341.
§3.11 Termination
Subrecipient acknowledges and agrees that the Subaward, and any obligation to
disburse to or reimburse Subrecipient in connection thereto, may be terminated
CCTA 16 Subaward Agreement 16
in whole or in part by the Federal awarding agency or the City as set forth in 2
CFR §200.339. Subrecipient shall have the right to terminate the Subaward only
as set forth in 2 CFR §200.339. In the event the Subaward is terminated, all
obligations and requirements of this Agreement and the Grant shall survive and
continue in full force and effect in connection with any portion of the Subaward
remaining prior to such termination, including, without limitation, the closeout and
post closeout requirements set forth in this Agreement.
§3.12 Amendments
Any change in the terms of this Agreement, including the performance period of
the Subaward and any increase or decrease in the amount of the Subaward,
which are agreed to by the City and Subrecipient shall be incorporated into this
Agreement by a written amendment properly executed and signed by the person
authorized to bind the parties thereto.
§3.13 Complete Agreement
This Agreement sets forth all of the rights and duties of the parties with respect to
the subject matter hereof, and replaces any and all previous agreements or
understandings, whether written or oral, relating thereto. This Agreement may be
amended only as provided for herein and neither verbal agreement nor
conversation with any officer or employee of either party shall affect or modify
any of the terms and conditions of this Agreement. This Agreement is executed
in two duplicate originals, each of which is deemed to be an original. This
Agreement includes eighteen (18) pages and five Exhibits which constitute the
entire understanding and agreement of the parties.
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CCTA 16 Subaward Agreement 17
IN WITNESS WHEREOF, the City and Subrecipient have caused this Subaward
Agreement to be executed by their duly authorized representatives.
APPROVED AS TO FORM:
ROBERT FABELA, City Attorney
BY
Sr. Assistant City Attorney
Date
For: THE CITY OF ANAHEIM
JORGE CISNEROS, CHIEF OF
POLICE
By
Jorge Cisneros, Chief of Police
Anaheim Police Department
Date
ATTEST:
THERESA BASS, City Clerk
By
City Clerk
Date
APPROVED AS T OR
For: CITY SEAL BEACH
DUNS #06-0752607
BY graiA.
By `
Steers--'
City Attorney, City of Seal Beach
Date September 4, 2019
WA
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ATTEST: �
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By
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Date
City Business License Number:.j�p �—
Internal Revenue Service ID Number:
Council File/OARS File Number: C.F. #18-0151
City Contract Number:
Date of Approval
CCTA 16 Subaward Agreement 18