HomeMy WebLinkAboutCC Res 3563 1986-01-27
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WHEREAS,
WHEREAS,
WHEREAS,
WHEREAS,
,.. .
RESOLUTION NUMBER 3.9"~ 3
A RESOLUTION OF THE CITY COUNCIL OF
THE CITY OF SEAL BEACH AMENDING
RESOLUTION NUMBER 3535 REGARDING
DETERMINATIONS OF DISABILITY IN
ACCORDANCE WITH SECTIONS 21034 and
21028 OF THE GOVERNMENT CODE OF THE
STATE OF CALIFORNIA.
the City of Seal Beach is a contracting agency of
the Public Employees Retirement System; and
the Public Employees' Retirement Law requires that a
contracting agency determine whether an employee of
such agency in employment in which he is classified
as a local safety member is disabled for purposes of
the Public Employees' Retirement Law and whether
such disability is "industrial" within the meaning
of such Law; and
the City Council has delegated the authority to make
such determinations to the City Manager and provided
for appeal to the Civil Service Board; and
the City of Seal Beach has fulfilled its obligations
under Government Code Section 3500, et seq,;
NOW, THEREFORE, BE IT RESOLVED that the City Council of the
City of Seal Beach does hereby amend Resolution Number 3535
regarding determinations of disability in accordance with
Sections 21034 and 21028 of the Government Code of the State of
California; and
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BE IT FURTHER RESOLVED that the Disability Retirement Pro-
cedures lSafety Officer), attached as Exhibit "A", are
adopted.
PASSEQ~PPROVED AND ADOPTED by the City Council of the C~
Seal Beac'/California, at a meeting thereof held on the
day of,. , 19 6, by the following vote:
AYES:
NOES:
ABSENT:
Councilme
Councilmen
Councilmen
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Resolution Number3S'3
STATE OF CALIFORNIA )
COUNTY OF ORANGE ) SS
CITY OF SEAL BEACH )
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I Joanne M. Yeo, City Clerk of the City of Seal Beach. California. do hereby
certify ~hat the foregoing resolution is the original copy of Resolution
Number ..,~,,~ on file in the offic, the City Clerk, passed, approved and
adopted by the City ~il of the City of Seal Beach at a regular meeting
thereof held on the <;if day of 1986.
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Resolution Number..35'""~
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DISABILITY RETIREMENT PROCEDURES
(SAFETY OFFICER)
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It is the responsibility of the City to make certain
determinations relating to disability retirement applications
and requests for reinstatement regarding safety officers.
By Resolution Number 2285, the City Council has dele-
gated such responsibility to the City Manager, and by Resolu-
tion No. 3535, the City Council has provided for an appeal from
the City Manager's decision to the Civil Service Board.
In order to assist the City Manager and the Civil
Service Board, and to provide a fair and impartial review of
all evidence relating to this matter, the following procedures
have been adopted.
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1. Definitions
For the purpose of these procedures, the masculine gender
includes the feminine gender and certain words have the follow-
ing meanings:
"Applicant" means the party who files an application for
disability retirement or a request for reinstatement;
"Board" means Board of Administration of the Public
Employees' Retirement System.
"Disability" and "incapacity for performance of duty" mean
disability of permanent or extended and uncertain
duration rendering the employee substantially unable
to perform the usual duties of a position as deter-
mined on the basis of competent medical opinion.
"Request" means a request for reinstatement of an employee
who has been retired for disability.
2. Initiating the Procedure
A. Application for Disability Retirement
Pursuant to the California Government Code Section
21023, application for disability retirement may be made by:
(a) the head of the department in which the affected employee
is or was last employed; (b) the City Councilor an official
designated by the City Council; lc) the affected employee or
any person acting on his behalf.
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Resolution Number~
In accordance with the California Government Code
Section 21025, a local safety officer shall be retired for
disability only upon his employer's determination that he is
incapacitated physically or mentally for the performance of the
duties of his position.
If initiated by the affected employee, the application
shall be filed with the Board. The Board will notify the City II
Manager that the application for disability retirement has been
made, and request the City to make a determination regarding
the application.
If initiated by the department head, City Council, or
designated City official, the application shall be filed with
the Board, and a copy shall be served upon the affected
employee by personal service or certified mail.
B. Request For Reinstatement
Pursuant to the California Government Code Section
21028, a request for reinstatement from disability retirement
may be made by (a) the City Councilor an official designated
by the City Councilor (b) the employee who was retired for II
disability.
In accordance with the California Government Code
Section 21028, a local safety officer may be reinstated to the
position held when retired for disability, or a position in the
same classification, or another position for which there has
been an application for reinstatement, only upon his employer's
determination that he is no longer incapacitated physically or
mentally for the performance of the duties of that position.
If initiated by the affected employee, the request for
reinstatement shall be filed with the City Manager. If
initiated by the City Councilor designated City official, the
request shall be filed with the City Manager, and a copy shall I
be served upon the affected employee by personal service or
certified mail.
The applicant shall be required to describe the dis-
ability for which the employee was retired and set forth the
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basis of the request for reinstatement, including the change in
disability or incapacity for performance of duty, and the posi-
tion to which reinstatement is requested.
3. City Manager's Decision
Upon request, the affected employee shall be given a
copy of the documents upon which the City Manager intends to
base his decision. The affected employee shall have an oppor-
tunity to present his position on the matter orally or in
writing, to the City Manager before the City Manager makes a
decision. The City Manager shall make a thorough review of any
medical reports and other pertinent information. The City
Manager may require additional medical examination and opinions
as he deems necessary. The City Manager shall approve the
application for disability retirement or request for rein-
statement only if the City Manager makes the appropriate deter-
minations required by Section llIH). The City Manager's
decision shall be final unless it is appealed to the Civil
Service Board.
4. Notice of Decision
The City Manager shall serve the affected employee and
applicant with written notice of the decision by personal
service or certified mail. This notice shall be deemed com-
plete upon personal delivery or upon deposit in the United
States mail by certified mail, whichever occurs first. The
City Manager also shall notify the employee and applicant that
the decision is final unless it is appealed to the Civil
Service Board within fifteen 115) days following the date such
notice is given.
5. Notice of Appeal
A. The affected employee or applicant may appeal the City
Manager's decision to the Civil Service Board.
B. If the City Manager's decision is regarding an appli-
cation for disability retirement, the notice of appeal shall
(a) be in writing: (b) detail the basis and facts upon which
the appeal is made: and Ic) state if the disability is indus-
trial or non-industrial.
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Resolution Number3.5"~.3
C. If the City Manager's decision is regarding a request
for reinstatement, the notice of appeal shall la) be in writ-
ing; (b) detail the basis and facts upon which the appeal is
made; and lc) state the position to which reinstatement is
requested.
D. The notice of appeal shall be served upon the City
Manager, City of Seal Beach, 211 Eighth Street, Seal Beach, CA
90740, within fifteen (15) days from the date the notice of
decision is completed.
6. Notice of Hearing
Upon receipt of the notice of appeal, the Civil
Service Board shall schedule a hearing. Written notice of the
scheduled hearing shall be given to all parties personally or
by certified mail at least thirty 130) days prior to the hear-
ing date. Notice shall be deemed complete upon personal
delivery or upon deposit in the United States mail by certified
mail, whichever occurs first.
7. Representation at Hearing
The parties shall be given the opportunity at such
hearing to be heard in person or through legal counsel.
8. Authority of Civil Service Board
A. The scope of the hearing conducted by the Civil
Service Board shall be limited to the facts and issues raised
in the application for retirement or request for reinstatement,
the City Manager's decision, and the notice of appeal.
B. The Civil Service Board shall be authorized to order
further medical examinations and reports. The sanction for
failure to comply with the order of the Civil Service Board
shall be a negative inference against the party who fails to
comply with the order and/or the suspension of the hearing
until there is compliance or the order is withdrawn.
C. Each party may be requested by the Civil Service Board
to state the number of potential witnesses to be presented and
to give an estimate of the time necessary to present their
case. The parties shall have until twenty (20) days before the
hearing date to file with the City Manager and serve on all
parties any and all medical reports and records to be pre-
sented. Should a party fail to file such medical reports and
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Resolution Number~~:3
records, that party may present medical reports and records
only based upon a finding by ,the Civil Service Board that good
cause existed for such failure. The parties may present oral
medical testimony at the hearing.
9. Hearing Continuances
The hearing may be continued at the discretion of the
Civil Service Board.
10. Subpoenas
Any subpoenas shall be issued by the City Council.
11. Hearing
A. The hearing shall be closed to the public in accord-
ance with Government Code Section 54957.
B. All proceedings at the hearing shall be recorded by a
certified court reporter.
C. The Civil Service Board will consider the appeal based
upon written documentation to be taken into evidence and oral
testimony presented at the time of the hearing.
D. Each party shall have the full rights to examine and
cross-examine witnesses, make objections, introduce exhibits,
and argue the merits of all such evidence. If the affected
employee does not testify in his own behalf, the affected
employee may be called and examined as if under cross-
examination.
E. The parties or their legal counsel may make opening
statements and closing arguments.
F. The Chairperson of the Civil Service Board, or Vice-
Chairperson, or other designated Board Member in the Chair-
person's absence, shall preside at the hearing and rule on the
admission and exclusion of evidence. The formal rules of
evidence shall not apply to the hearing. Any relevant evidence
shall be admitted if it is the kind of evidence upon which
responsible persons are accustomed to rely in the conduct of
serious affairs, regardless of the existence of any common law
or statutory rule which might make improper the admission of
such evidence over objection in civil actions. Hearsay
Resolution Number~~
evidence may be used for the purpose of supplementing or
explaining other evidence, but shall not be sufficient in
itself to support a finding unless it would be admissible over
objection in civil actions. The rules of privilege shall apply
to the extent that they are otherwise required by statute to be
recognized at the hearing. Irrelevant and unduly repetitious
evidence may be excluded.
G. The person filing the application for retirement or
request for reinstatement shall have the burden of proof and
shall be required to demonstrate by a preponderance of the
evidence all facts necessary for a decision in his favor. The
employee shall not be found disabled on the basis of Workers'
Compensation disability ratings or on the basis of medical
restrictions which preclude the employee from performing
activities that are not common occurrences.
H. (1) The only issues to be decided by the Civil
Service Board regarding an application for disability retire-
ment shall be:
a. Whether the affected employee is substan-
tially incapacitated to perform the duties of the job position
last held and whether such incapacity is permanent or of an
uncertain and extended duration.
b. Whether the disability is industrial.
c. Whether the affected employee should be
recommended to P.E.R.S. for:
Ii) service-connected disability retire-
ment,
Iii) non-service-connected disability
retirement, or
liii) regular service retirement.
d. Whether the affected employee is not
entitled to any retirement benefits at the time of the hearing.
e. The effective date of any retirement.
f. Whether a rehabilitation program has been
offered to the affected employee and, if so, the status of such
program.
g. Whether there is any third party liability
related to the injury which caused the disability.
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Resolution Number~~~
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h. If the affected employee is found to be
disabled due to a mental disorder, whether he is competent to
act on his own behalf in legally binding retirement matters.
i. Whether there is a vacancy in another posi-
tion for which the affected employee is qualified and for which
he is not disabled.
(2) The only issues to be decided by the Civil Service
Board regarding a request for reinstatement shall be:
a. Whether the affected employee is substan-
tially incapacitated to perform the duties of the position held
at the time of disability retirement, or a position in the same
classifica~ion, or another position for which a request for
reinstatement has been made.
b. Whether there is a vacancy in the affected
employee's position held at the time of disability retirement,
or a position in the same classification, or another position
for which a request for reinstatement has been made, and if so,
whether the employee is qualified for that position.
c. Whether the affected employee should be
recommended to P.E.R.S. for:
(i) a change in retirement status; or
Iii) reinstatement.
d. Whether the employee's age at the time of
the request for reinstatement is at least six months less than
the age of compulsory retirement for service applicable to the
members of the class or category in which it is proposed to
reinstate him.
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e. The effective date and position of any
reinstatement.
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f. Whether a rehabilitation program has been
offered to the affected employee and, if so, the status of such
program.
g. Whether there is any third party liability
related to the injury which caused the disability.
Resolution Number~
I. The hearing shall continue from day to day until the
proceedings are concluded or continued to a date certain upon
the discretion of the Civil Service Board.
J. The Civil Service Board shall render a decision and
make findings on all issues within thirty (30) days after the
hearing is closed.
K. The findings and decision of the Civil Service Board
shall be final. P.E.R.S. and the parties shall be notified of
the decision in writing within ten 110) working days.
12. Transcripts
Transcripts of the hearing shall be furnished to any
person upon the payment of the cost of preparing such tran-
scripts.
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