HomeMy WebLinkAboutCC AG PKT 2001-05-14 Supplemental Information - 2001 Tax and Revenue Anticipation Note CITY OF SEAL BEACH
2001 TAX AND REVENUE ANTICIPATION NOTE, SERIES_
Date of
Interest Rate Maturity Date Original Issue
, 2001 July 3,2001
REGISTERED OWNER: WELLS FARGO BANK,NATIONAL ASSOCIATION
PRINCIPAL AMOUNT: $2,300,000
FOR VALUE RECEIVED, the Local Agency designated above (the "Local
Agency"), acknowledges itself indebted to and promises to pay to the registered owner identified
above, or registered assigns, on the maturity date set forth above, the principal sum specified
above in lawful money of the United States of America, and to pay interest thereon on [ ,
2002 and] at maturity at the rate of interest specified above (the "Note Rate"). Principal of and
interest on this Note are payable in such coin or currency of the United States as at the time of
payment is legal tender for payment of private and public debts. Principal and interest at maturity
shall be paid upon surrender hereof at the principal corporate trust office of Wells Fargo Bank,
National Association in Los Angeles, California, or at such other place as shall be designated in
writing, or its successor in trust (the "Trustee"). Interest shall be calculated on the basis of a
360-day year, consisting of twelve 30-day months. Both the principal of and interest on this
Note shall be payable only to the registered owner hereof as the same shall fall due; provided,
however, no interest shall be payable for any period after maturity during which the holder
hereof fails to properly present this Note for payment. If the Local Agency fails to pay this Note
when due or the Credit Provider (as defined in the Resolution hereinafter described and that
certain Indenture of Trust, dated as of July 1, 2001 (the "Indenture"), by and between the
California Statewide Communities Development Authority and Wells Fargo Bank, National
Association, as trustee), if any, is not reimbursed in full for the amount drawn on or paid
pursuant to the Credit Instrument (as defined in the Resolution and the Indenture) to pay all or a
portion (including the interest component, if applicable) of this Note on the date of such
payment, this Note shall become a Defaulted Note (as defined in the Resolution and the
Indenture, including, without limitation, that this Note as a Defaulted Note (and any related
reimbursement obligation with respect to a credit instrument) shall bear interest at the Default
Rate, as defined in the Indenture).
It is hereby certified, recited and declared that this Note (the "Note") represents
the authorized issue of the Note in the aggregate principal amount authorized, executed and
delivered pursuant to and by authority of certain resolutions of the Local Agency duly passed
and adopted heretofore, under and by authority of Article 7.6 (commencing with Section 53850)
of Chapter 4, Part 1, Division 2, Title 5 of the California Government Code (collectively, the
"Resolution"), to all of the provisions and limitations of which the owner of this Note, by
acceptance hereof, assents and agrees.
DOCSLA1:374085.1
The principal of the Note, together with the interest thereon, shall be payable from
taxes, income, revenue, cash receipts and other moneys which are received by the Local Agency
for the general fund of the Local Agency and are attributable to Fiscal Year 2001-2002 and
which are available for payment thereof. As security for the payment of the principal of and
interest on the Note, the Local Agency has pledged the first amounts of unrestricted revenues of
the Local Agency received on the last day of the Repayment Months (as defined in the
Resolution) identified in the Pricing Confirmation (as defined in the Resolution) (and any
amounts received thereafter attributable to Fiscal Year 2001-2002) until the amount on deposit in
the Payment Account (as defined in the Resolution) in each such month, is equal to the
corresponding percentages of principal of and interest due on the Note as set forth in the Pricing
Confirmation (such pledged amounts being hereinafter called the "Pledged Revenues"), and the
principal of the Note and the interest thereon shall constitute a first lien and charge thereon and
shall be payable from the Pledged Revenues, and to the extent not so paid shall be paid from any
other moneys of the Local Agency lawfully available therefor as set forth in the Resolution. The
full faith and credit of the Local Agency is not pledged to the payment of the principal of or
interest on this Note.
The Local Agency and the Trustee may deem and treat the registered owner
hereof as the absolute owner hereof for the purpose of receiving payment of or on account of
principal hereof and interest due hereon and for all other purposes, and the Local Agency and the
Trustee shall not be affected by any notice to the contrary.
It is hereby certified that all of the conditions, things and acts required to exist, to
have happened and to have been performed precedent to and in the issuance of this Note do exist,
have happened and have been performed in due time, form and manner as required by the
Constitution and statutes of the State of California and that the amount of this Note, together
with all other indebtedness of the Local Agency, does not exceed any limit prescribed by the
Constitution or statutes of the State of California.
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IN WITNESS WHEREOF, the Legislative Body of the Local Agency has caused
this Note to be executed by the manual or facsimile signature of a duly Authorized
Representative of the Local Agency and countersigned by the manual or facsimile signature of
the Secretary or Clerk of the Legislative Body as of the date of authentication set forth below.
CITY OF SEAL BEACH
By: --Z-7-z-e-4
Authorized Representative
Countersigned:
By:
Secretary or Cler
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CERTIFICATE OF AUTHENTICATION AND REGISTRATION
This Note, described in the within-mentioned Resolution, was authenticated on
July 3, 2001.
WELLS FARGO BANK, NATIONAL
ASSOCIATION
By:
Authorized Signatory
DOCSLA1:374085.1 -4-
ASSIGNMENT
For value received the undersigned do(es) hereby sell, assign and transfer unto
(Insert name, address, zip code and Social Security, taxpayer or other identification numbers of
Assignee) the within-mentioned registered Bond and hereby irrevocably constitute(s) and
appoint(s) attorney, to transfer the same on the books of the Bond Registrar with full power of
substitution in the premises.
Dated:
Notice: The signature on this Assignment must
correspond with the name of the Registered
Owner as it appears upon the face of the
within Bond in every particular without
alteration or enlargement or any change
whatsoever.
Signature guaranteed:
(Bank, Firm or Trust Company)
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